Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The offering prices structured, non‑interest bearing notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Futures Excess Return Index. The aggregate face amount is $1,200,000. Notes carry a 170% upside participation, an 85% buffer and a capped automatic call paying $1,155 per $1,000 if the underlier on the call observation date is ≥ the initial level. If not called, maturity settlement depends on the final underlier level, with a worst hypothetical payoff of 15.000% of face ($150 per $1,000) shown in examples. Important dates include trade date April 2, 2026, original issue date April 7, 2026, call observation date April 7, 2027, and stated maturity April 5, 2029. The notes are cash‑settled, not equity, and investors bear issuer/guarantor credit risk; underwriting discount is 0.6%.
GS Finance Corp. is offering callable, principal‑at‑risk notes linked to the Nasdaq‑100 Index®, the SPDR® Gold Trust and the VanEck Semiconductor ETF that mature on April 9, 2029 unless automatically called on observation dates beginning in April 2027.
Each $1,000 face amount can pay a monthly coupon component equal to the product of $10.25 times qualifying observation count (1.025% monthly, potential up to 12.3% annually) if all three underliers meet the coupon trigger level (each ≥ 60% of its initial level). At maturity, if not called, cash settlement depends on the lesser performing underlier: full principal plus final coupon if each underlier ≥ 60% of initial; $1,000 with no coupon if each underlier ≥ 50% but 60%; otherwise a reduced payment tied to the worst underlier return (potentially 50% of face or lower).
GS Finance Corp. offers structured, cash-settled, medium-term notes linked to the S&P 500® Futures Excess Return Index and guaranteed by The Goldman Sachs Group, Inc. The notes have an upside participation rate of 187.5%, a 50% trigger buffer, trade date April 2, 2026 and stated maturity April 7, 2031. Payment at maturity depends on the underlier return: investors receive enhanced upside if the final level exceeds the initial level, return of principal if the final level is at or above 50% of the initial level, or a proportional loss (up to full loss) if the final level is below 50%.
GS Finance Corp. offers $545,000 aggregate face amount of principal‑protected‑if‑limited structured notes linked to the Russell 2000® Index. For each $1,000 face amount, maturity payout depends on index performance: upside participation of 110% capped at a $1,230 maximum, a 10% buffer (buffer level = 90%), and a downside that reduces principal dollar‑for‑dollar beyond the buffer. The notes pay no interest and are fully guaranteed by The Goldman Sachs Group, Inc. Trade date is April 2, 2026, original issue date April 7, 2026, determination date May 3, 2027 and stated maturity May 6, 2027. The original issue price equals 100% of face and the underwriting discount is 0.4333%.
GS Finance Corp. offers $28,820,000 of S&P 500®-linked notes, guaranteed by The Goldman Sachs Group, Inc. Each note (face $1,000) pays no interest and at maturity will deliver either a capped cash return of $1,111.50 per $1,000 if the final S&P 500 level is at or above 90% of the initial level, or a downside payment that declines about 1.1111% of face for each 1% the index falls below 90%. Trade date is April 2, 2026, original issue date April 7, 2026, determination date April 15, 2027 and stated maturity April 20, 2027. The notes carry issuer and guarantor credit risk, are not interest bearing, and may result in loss of principal, including any premium paid.
GS Finance Corp. priced a capped, principal‑protected indexed note linked to the S&P 500® Index. The notes pay no interest and, at maturity, return the face amount if the final index level is equal to or below the initial level set on April 1, 2026; if the index rises, holders receive the face amount plus the index return, capped at a $1,150 cash settlement per $1,000 face amount. The notes mature on April 6, 2028 (determination date April 3, 2028) and are guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent quarterly coupon, autocallable notes linked to the common stock of Microsoft Corporation (ticker: MSFT UW). Each $1,000 note pays contingent quarterly coupons if the underlier closes at or above 85% of the initial level and will be automatically called if the underlier closes at or above the initial level on any call observation date. At maturity the cash settlement depends on the final underlier level; losses can be total if the final level is sufficiently low. The notes carry issuer and guarantor credit risk and an original issue price that exceeds model-estimated value.
GS Finance Corp. is offering underlier-linked notes due May 19, 2027 (expected) that pay an amount tied to the lesser performing of the S&P 500® Index, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF (XLU). Each $1,000 face amount can pay up to a capped $1,100 at maturity if all underliers finish at or above 75% of their initial levels; if any underlier finishes below 75% the notes suffer losses using a buffer mechanics (buffer = 25%, buffer rate ≈ 133.33%), and an investor may lose the entire investment. The estimated value at pricing is quoted between $925 and $955 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., exposing holders to issuer and guarantor credit risk.
GS Finance Corp. is offering callable, buffered, monthly S&P 500® index-linked range accrual notes due April 30, 2031, guaranteed by The Goldman Sachs Group, Inc. Interest (up to an interest factor of 7.25%) is determined monthly by the fraction of scheduled trading days the S&P 500 closing level is ≥ 85% of the initial level. Notes are callable at 100% of face on any interest payment date on or after April 30, 2027. At maturity investors receive $1,000 per $1,000 face if the final index level is ≥85% of the initial level; otherwise the cash settlement declines linearly below face and can produce a substantial loss. Estimated model value on the trade date is $886–$926 per $1,000 face.
GS Finance Corp. offers $5,245,000 of medium-term, S&P 500®-linked, principal-at-risk notes due April 6, 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes do not pay interest, participate in upside at a 150% rate if the final index level exceeds the initial level, and include an automatic call on April 15, 2027 if the S&P 500 closing level is greater than or equal to the initial level (call payment of $1,128 per $1,000 face amount if called). If not called, the cash payment at maturity depends on the final underlier level relative to the initial level and an 80% trigger buffer: holders receive full principal if the final level is at or above 80% of the initial level, but suffer proportional losses if the final level is below 80%, including the possibility of losing their entire investment.