Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. reported strong results for the first quarter of 2026, with net revenues of $17.23 billion and net earnings of $5.63 billion. Diluted earnings per common share were $17.55, up from $14.12 a year earlier, and annualized return on average common shareholders’ equity was a high 19.8%.
Global Banking & Markets generated net revenues of $12.74 billion, driven by a 48% rise in investment banking fees and record Equities revenues. Asset & Wealth Management net revenues rose to $4.08 billion, while Platform Solutions produced $411 million. Assets under supervision reached a record $3.65 trillion, and book value per share increased to $361.19. The firm returned $6.38 billion to common shareholders, including $5.00 billion of share repurchases and $1.38 billion of dividends.
GS Finance Corp. is offering unsecured, autocallable notes ("Trigger Autocallable GEARS") linked to an unequally weighted basket of five equity indices and guaranteed by The Goldman Sachs Group, Inc. The notes have a face amount of $10 per security, a trade date expected on April 15, 2026, an original issue date expected on April 20, 2026, an autocall observation date expected on April 22, 2027 and a determination date expected on April 15, 2031.
Key economics: an autocall occurs if the basket closes at or above the autocall barrier (100.00%) on the call observation date, producing a call payment equal to face plus a 15.00% call return; if not called, a positive final basket return is multiplied by upside gearing (expected between 1.95 and 2.183); a downside threshold at 75.00% exposes holders to principal loss at maturity.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes linked to the Class A common stock of Palantir Technologies Inc. (ticker: PLTR UW). Each $1,000 note may pay a contingent quarterly coupon of $54.375 (5.4375% quarterly; up to 21.75% per annum) if the underlier closes at or above 60% of the initial level on observation dates.
Notes will be automatically called if the underlier closes at or above the initial level on a call observation date. If not called, maturity payoff depends on the final underlier level; principal can be fully lost if the final level is below the 60% trigger buffer. Trade date is April 16, 2026, original issue date April 21, 2026, and stated maturity April 21, 2027. The notes are senior unsecured obligations of GS Finance Corp., unlisted, and guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering $5,000,000 aggregate face amount of autocallable, contingent-coupon index-linked notes due April 12, 2029. Payments depend on the Russell 2000®, S&P 500® and Nasdaq-100® levels measured from an initial level set on the trade date (April 8, 2026). Coupons of $32.50 per $1,000 (3.25% quarterly, up to 13% per annum) are payable only if each index remains at or above 70% of its initial level on every trading day during a quarterly observation period. Notes are automatically called if on any call observation date each index is at or above its initial level; otherwise maturity payoff is based on the lesser performing index with a trigger buffer at 60% of initial levels.
GS Finance Corp. offers principal-protected-like structured notes linked to an equally-weighted basket of six alternative-asset managers, with an initial basket level of 100 and a threshold level of 80%. If the final basket level is ≥80%, holders receive a capped maximum settlement amount; if below 80%, principal is reduced by a buffer mechanism (buffer rate 125%), potentially resulting in total loss. The notes pay no interest, carry issuer and guarantor credit risk, and have an estimated value on the trade date of $940–$970 per $1,000 face amount. GS&Co. is the calculation agent and may make discretionary determinations affecting settlement.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to an unequally weighted basket of 10 alternative-asset manager stocks. The notes have an initial basket level of 100, a threshold level of 88%, may be automatically called beginning June 2, 2027, and mature on April 10, 2030. If not called, maturity payoffs depend on the basket return versus the 12% threshold and an approximate 113.64% buffer rate; the maturity payoff is capped by a 40% premium. The estimated value on the trade date was approximately $951 per $1,000 face amount and the original issue price was 100% of face amount.
GS Finance Corp. priced a $2,171,000 aggregate face amount offering of medium‑term, cash‑settled structured notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000® and S&P 500® indices, mature on April 15, 2031, and are callable on quarterly observation dates.
Payments are cash‑settled and based on the lesser performing underlier. A trigger buffer level is set at 70% of each initial level; the maturity payout is capped at 150% of face when above initial levels and falls to the lesser performing underlier return if below the trigger, meaning investors could lose their entire investment.
GS Finance Corp. is offering structured notes linked to an equally weighted 9-stock basket with a stated maturity of April 26, 2027. The notes pay contingent quarterly coupons only if the basket closing level on each coupon observation date meets or exceeds 80% of the initial basket level (initial basket level = 100). The notes have an automatic call feature on observation dates starting July 21, 2026; if called, holders receive face amount plus the coupon then due. At maturity, if the final basket level is below 80%, payments are reduced using a buffer rate of 125% and a buffer amount of 20%, which can produce substantial principal losses. The estimated value on the trade date was approximately $979 per $1,000 face amount; original issue price is 100% of face amount.
GS Finance Corp. is offering Buffer Autocallable GEARS linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. Each security has a face amount of $10. The trade date is April 17, 2026, original issue date April 21, 2026, call observation date April 26, 2027, and stated maturity date April 19, 2029.
Key economics set on the trade date include an estimated value of $9.40–$9.70 per $10 face amount, an issue price of 100.00% of face, an underwriting discount of 2.50%, an upside gearing expected between 1.25 and 1.45, a downside threshold at 90.00% of the initial index level (a 10.00% buffer), and a call return of 9.00%. The securities pay no coupons and expose holders to issuer/guarantor credit risk as well as index market risk.
GS Finance Corp. offers structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER with an automatic-call feature and final maturity on April 15, 2031. Each $1,000 face amount can be redeemed early if the index on a call observation date is ≥ the initial level of 420.30, producing a cash payment equal to $1,000 plus a specified call premium. If not called, final payment depends on the index performance from the trade date to the determination date (April 8, 2031) and is capped at $2,700 per $1,000. The index applies up to 500% leverage, a daily 6.0% per annum decrement, and a cap on daily leverage changes; these features magnify losses, reduce upside, and can leave the index partially uninvested. The estimated value at issuance was approximately $968 per $1,000, below the issue price.