Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. offers $13,185,500 aggregate face amount of Buffer Autocallable GEARS linked to the Russell 2000® Index due 2029, guaranteed by The Goldman Sachs Group, Inc. The securities feature an autocall at March 15, 2027 with a call return of 13.00%, an upside gearing of 1.655, a downside threshold of 90.00% (a buffer of 10.00%), trade date March 6, 2026, original issue date March 10, 2026, and stated maturity March 9, 2029. The estimated value on the trade date was approximately $9.73 per $10 face amount; original issue price is 100.00% of face with an underwriting discount of 1.50%.
The securities do not pay coupons, are unsecured obligations subject to issuer and guarantor credit risk, may be automatically called early (limiting upside), and expose holders to buffered downside market losses if the final index level is below the downside threshold.
GS Finance Corp. offers autocallable S&P 500® Index‑linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on March 29, 2027 for $1,100 per $1,000 if the index closes at or above the initial level, and mature on March 16, 2028.
Key economics: original issue price is 100% of face, underwriting discount 1.5%, net proceeds 98.5%. Upside participation rate is at least 242.2%; a 10% buffer applies (buffer level = 90% of initial level). If final index level falls below the buffer level, investors can lose their entire investment.
GS Finance Corp. offers autocallable, buffered S&P 500® index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes (expected trade date March 13, 2026, original issue date March 18, 2026, stated maturity March 16, 2028) pay no interest and include an automatic call on the call observation date (March 29, 2027) if the S&P 500 closing level is at or above the initial level, producing at least $1,098 per $1,000 face. If not called, maturity payouts depend on index performance: a capped upside with a $1,196 threshold and a 15% buffer on downside (buffer rate ~117.65%); losses accrue beyond the buffer. The estimated value at pricing is between $900 and $930 per $1,000 face. Payments are subject to issuer and guarantor credit risk and complex tax treatment.
GS Finance Corp. offers non-interest structured notes linked to an equally weighted basket of eight common stocks, with an expected trade date of March 13, 2026, an original issue date expected March 18, 2026, and a stated maturity date expected March 16, 2028. The notes are automatically callable on the call observation date expected March 29, 2027 if the basket closing level is at or above the initial level of 100, producing a call payment of at least $1,202 per $1,000 face amount.
At maturity the cash settlement depends on the final basket level: if positive, investors receive 125% upside participation on the basket return; if the final level is between 85% and 100 of the initial level, investors receive par; if below 85%, losses apply with a buffer mechanism using a 15% buffer and a buffer rate of approximately 117.65%. The estimated value on the trade date is between $900 and $930 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due March 10, 2034 with a fixed interest rate of 5.00% per annum, payable annually on March 10, beginning March 10, 2027. The issuer may redeem the notes in whole on specified quarterly redemption dates starting March 10, 2028, at 100% of principal plus accrued interest. The offering size on the cover shows $3,500,000 aggregate principal, with an initial price to public of 100.00% and an underwriting discount of 1.329%.
GS Finance Corp. offers autocallable S&P 500 Index‑linked notes due 2029 guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, carry a 120% upside participation rate and include an automatic call feature that, if triggered, pays $1,106.50 per $1,000 on the call payment date. The notes have a 70% trigger buffer: if the final index level is below 70% of the initial level at maturity, investors bear losses equal to the underlier return and could lose their entire investment. Trade date is March 10, 2026, original issue date March 13, 2026, call observation date April 12, 2027 and stated maturity March 15, 2029. The notes are cash‑settled, issued in book‑entry form, and subject to issuer and guarantor credit risk.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due March 16, 2028, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, a contingent monthly coupon of $8.084 (0.8084% monthly; potential ~9.7% per annum) and an automatic call if both underliers close at or above their initial levels on a call observation date.
Coupons pay only if each underlier is at or above a 70% coupon trigger level on observation dates; the cash settlement at maturity, if not called, is based on the performance of the lesser performing underlier and can result in a total loss of principal. Trade date is March 13, 2026 and original issue date is March 18, 2026.
GS Finance Corp. offers market-linked, auto-callable medium-term notes (Series F) guaranteed by The Goldman Sachs Group, Inc. linked to the lowest performing of Adobe Inc. and CoreWeave, Inc., maturing March 23, 2029. Each security has a $1,000 face amount, an automatic call feature with a 50.00% call premium, and an upside participation rate of at least 350.00% (to be set on the pricing date). The estimated value at pricing is between $890 and $920 per $1,000 face amount; original offering price is $1,000 with underwriting discount up to $25.75 and proceeds to issuer of $974.25 per security. Payments depend solely on the lowest performing underlying stock; investors face 1-to-1 downside below threshold levels and full credit exposure to GS Finance Corp. and Goldman Sachs.
GS Finance Corp. offers $1,000,000 aggregate callable index-linked notes due March 11, 2031, guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest, may be called monthly beginning in March 2027, and at maturity pay either (i) $1,000 plus the lesser performing index return (100% participation) if both underliers finish above their initial levels, or (ii) $1,000 if the final level of any underlier is equal to or below its initial level. The underliers are the Russell 2000® and the S&P 500®; initial levels are 2,585.573 and 6,830.71 (set on March 5, 2026), and the determination date is February 25, 2031.
The original issue price is $1,000 per note, the estimated value on the trade date was approximately $949 per $1,000 face amount, the underwriting discount is 2.35%, and net proceeds to the issuer are 97.65% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., priced $11,859,000 of Contingent Income Auto-Callable Securities linked to the common stock of MongoDB, Inc. (initial share price $270.47). The securities mature on March 9, 2029 unless automatically called on a call observation date when the closing price is greater than or equal to the initial share price. The downside threshold is $135.235 (50.00% of the initial share price). If the final share price is below that threshold, payment at maturity equals the principal multiplied by the share performance factor (final/initial), exposing holders to loss of principal. Contingent quarterly coupons are payable only when the underlying closing price on a coupon observation date is at or above the downside threshold; coupons are calculated from a fixed per-period amount of $49.375 per $1,000 not previously paid. The original issue price is 100% with an underwriting discount of 2.25% and an estimated model value of approximately $965 per security.