Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. filed a preliminary 424(b)(2) pricing supplement for non‑interest‑bearing, auto‑callable notes linked to the Goldman Sachs Momentum Builder Focus ER Index (GSMBFC5). The notes may be automatically called if, on any annual observation date, the index closes at or above 101.5% of the initial level, paying face value plus the applicable call return.
If called, the scheduled call returns are 10.4% (Oct 28, 2026), 20.8% (Oct 28, 2027), 31.2% (Oct 30, 2028) and 41.6% (Oct 29, 2029). If not called, at maturity (expected Nov 4, 2030) each $1,000 pays: $1,000 plus 100% of any positive index return; otherwise $1,000.
The index is an excess‑return measure over the federal funds rate and applies a 0.65% per annum deduction, with volatility (5% limit) and momentum risk controls that can shift exposure into non‑interest‑bearing cash, which can reduce performance. The notes carry the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor). The estimated value at pricing is expected between $850 and $890 per $1,000. Expected trade date is Oct 28, 2025 and original issue date Oct 31, 2025.
Goldman Sachs (GS) filed a 424B2 for GS Finance Corp. Autocallable Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. These notes are linked to the Nasdaq‑100 Index (NDX) and the S&P 500 Index (SPX), pay no interest, and may be automatically called if, on the call observation date, the closing level of each index is at or above its initial level. If called, holders receive $1,100 per $1,000 face amount on the call payment date.
If not called, the maturity payment depends on the lesser performing index. With a 202% upside participation rate, if each final index level is above its initial level, the payout increases with the lesser performer. If any final index level is below its initial level but at or above its 90% buffer level, repayment is $1,000 per $1,000 face amount. If any final index level falls below its buffer level, principal is at risk, with losses matching the decline beyond the 10% buffer. Key dates: trade date November 4, 2025; original issue date November 7, 2025; call observation date November 4, 2026; call payment date November 12, 2026; determination date November 5, 2029; stated maturity date November 13, 2029.
GS Finance Corp. filed a preliminary prospectus supplement for auto-callable, buffered basket-linked notes, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and reference an equally weighted basket of eight large-cap stocks, each initially set at 12.5% of the basket and an initial basket level of 100.
The notes are automatically called if, on the call observation date (expected October 30, 2026), the basket is at or above its initial level, paying $1,162 per $1,000 on the call payment date (expected November 4, 2026). If not called, at maturity (expected October 21, 2027) investors receive: (i) $1,000 plus 125% of any positive basket return; (ii) $1,000 if the basket return is between 0% and -15%; or (iii) a reduced amount if the basket falls more than 15%, using a buffer rate of approximately 117.65% applied to losses beyond the 15% buffer.
The estimated value at pricing is expected between $900 and $930 per $1,000 face amount. Authorized denominations are $10,000 and integral multiples of $1,000. Declines in one stock may offset gains in others, and payments are subject to the credit risk of the issuer and guarantor.
Goldman Sachs (via GS Finance Corp.) filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the least performing of the S&P 500 Index and the Russell 2000 Index. The notes pay a contingent quarterly coupon only if each index closes at or above its coupon barrier on the observation date. The indicative coupon ranges between $0.275 and $0.29125 per $10 per quarter (about 11.00%–11.65% per annum). The coupon barrier and downside threshold for each index are set at 75% of its initial level.
Automatic call may begin in April 2026 if each index is at or above its initial level on any quarterly observation date; if called, holders receive the face amount plus the contingent coupon and the notes terminate. If not called, at maturity on October 26, 2028 investors receive the face amount plus the final coupon if each index is at or above its downside threshold; otherwise, repayment is reduced one-for-one with the decline of the lesser performing index, and investors could lose all principal. The notes are unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. Estimated value at pricing is expected between $9.80 and $9.99 per $10 face. Original issue price is 100% with a stated underwriting discount of 0%, and net proceeds to the issuer of 100%.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) for unsecured, no‑interest notes linked to an equally weighted basket of 7 large‑cap stocks. The notes may be automatically called if, on the call observation date (expected to be October 30, 2026), the basket’s closing level is at or above the initial basket level of 100, paying $1,148.5 per $1,000 on the call payment date (expected to be November 4, 2026).
If not called, at maturity (expected October 21, 2027) holders receive: (i) if the final basket level is at or above 100, the greater of the basket upside with 100% participation or the threshold settlement amount of $1,297 per $1,000; (ii) if the basket is below 100 but at or above the 80% buffer, $1,000; (iii) if below 80%, a loss at a 125% downside rate beyond the 20% buffer. The estimated value on the trade date (expected October 20, 2025) is $900–$930 per $1,000, reflecting fees and dealer economics.
The basket includes CEG, MRVL, META, MSFT, NVDA, VRT, and VST, each initially ~14.286% weight. Payments are subject to the credit risk of the issuer and guarantor.
Goldman Sachs (GS) plans a primary offering of fixed rate notes. The preliminary supplement outlines 4.25% Fixed Rate Notes due October 31, 2032, issued in $1,000 denominations under its Medium-Term Notes, Series N program. Interest is paid on the last calendar day of April and October, beginning April 30, 2026, and calculated on a 30/360 (ISDA) basis. The notes will not be listed on any securities exchange, and there is no issuer redemption feature before maturity.
The trade date is expected to be October 29, 2025, with the original issue date on October 31, 2025. Goldman Sachs & Co. LLC will act as calculation agent and underwriter, and the offering will comply with FINRA Rule 5121 due to an affiliate conflict of interest. Settlement will occur through DTC in book-entry form. The supplement notes full and covenant defeasance options and includes standard U.S. federal income tax treatment where interest is taxable as ordinary income. Pricing, underwriting discount, and aggregate principal amount will be set on the trade date.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. (NYSE: GS), filed a preliminary 424(b)(2) pricing supplement for market-linked, auto-callable notes tied to the lowest of the S&P 500 Index, Russell 2000 Index, and Nasdaq-100 Technology Sector Index. The securities offer a quarterly contingent coupon of at least $22.50 per $1,000 face amount (at least 9.00% per annum) if the lowest underlier on a calculation day is at or above its 70% coupon threshold.
The notes may be automatically called at par plus the final coupon if, on any quarterly call date from May 2026 through August 2028, the lowest underlier is at or above its starting level. If not called, at maturity on November 8, 2028 you receive $1,000 only if the lowest underlier is at or above its 70% downside threshold; otherwise you lose more than 30%, up to all principal.
The original offering price is $1,000 per security, the underwriting discount is up to $23.25, and the proceeds to issuer are $976.75 per security. The estimated value at pricing is expected between $925 and $955 per $1,000. Payments are subject to the credit risk of GS Finance Corp. and the guarantor. The securities are not listed and pay no dividends or index appreciation.
Goldman Sachs (GS) plans to issue fixed rate notes due 2030. The notes pay interest at 4.00% per annum from the original issue date to the stated maturity date, with semiannual payments on the last calendar day of April and October, starting April 30, 2026 and ending at maturity on October 31, 2030. Denominations are $1,000 and multiples thereof, and the notes will not be listed on any exchange.
Key mechanics include the 30/360 (ISDA) day count convention, a “following, unadjusted” business day convention, and no issuer redemption before maturity. The issuer may elect full or covenant defeasance. Settlement is through DTC in book-entry form, with Goldman Sachs & Co. LLC as calculation agent.
Goldman Sachs & Co. LLC will underwrite the offering and may make a market after the initial sale. Because the underwriter is an affiliate, the deal is subject to FINRA Rule 5121 conflict-of-interest provisions. Distribution is limited in certain jurisdictions, including the EEA, UK, Hong Kong, Singapore, Japan, and Switzerland, under applicable offering restrictions.
GS Finance Corp. filed a Rule 424(b)(2) product supplement describing how it may offer and sell Medium‑Term Notes, Series F, linked to equity indices, ETFs, individual stocks/ADRs, or combinations. The notes repay principal at maturity (subject to issuer and guarantor credit risk) and may provide a positive return based on the referenced market measures.
The notes may not pay coupons unless specified in an applicable pricing supplement, will not be listed on an exchange, and are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Goldman Sachs & Co. LLC is the initial calculation agent. Key risks include credit risk of the issuer and guarantor, complex payoff features, model‑based estimated value below the original offering price, limited or no secondary market, no dividend participation, and potential conflicts from hedging and trading activities.
Tax treatment is complex and will be detailed in the supplemental tax discussion and applicable pricing supplements. Specific terms, including the market measures, dates, and any coupon features, will be set in the related pricing supplement, which controls in case of inconsistencies.
Goldman Sachs (GS), via GS Finance Corp., is offering preliminary Autocallable Contingent Coupon Equity‑Linked Notes due 2028 linked to Advanced Micro Devices, Inc. (AMD). The notes pay a $14.334 monthly coupon per $1,000 face amount (1.4334% monthly, potential up to approximately 17.20% per annum) on any observation date when AMD’s closing level is at or above the coupon trigger level.
The notes feature a quarterly automatic call if AMD’s closing level is at or above the initial underlier level, returning $1,000 per note plus the coupon then due. If not called, payment at maturity depends on AMD’s performance. If the final underlier level is at or above the trigger buffer level, investors receive $1,000 per note (plus any final coupon). If it is below the trigger buffer, investors receive $1,000 + ($1,000 × underlier return), and could lose their entire investment.
Key terms include: Initial underlier level $233.08 (AMD closing level on October 17, 2025), coupon trigger level 50% of initial, and trigger buffer level 50% of initial. Dates: Trade October 20, 2025; Original issue October 27, 2025; Determination October 17, 2028; Stated maturity October 24, 2028. The notes are guaranteed by The Goldman Sachs Group, Inc., are unsecured, will not be listed, and carry risks including credit risk, potential no coupons, limited liquidity, and an initial estimated value below the issue price.