Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering auto-callable, monthly‑coupon notes guaranteed by The Goldman Sachs Group, Inc. linked to the Class C capital stock of Alphabet and the common stocks of Tesla, NVIDIA and AMD. The notes are expected to mature on March 31, 2031 and may be automatically called on observation dates commencing in March 2027 through February 2031
Coupons: for each $1,000 face amount, the maximum monthly coupon is $7.50 (0.75% monthly, up to 9% per annum) if all index stocks close at or above 75% of initial prices; the minimum monthly coupon is $0.209 (≈0.0209% monthly, ≈0.25% per annum) if any index stock closes below 75% on an observation date. Notes will be automatically redeemed if all index stocks close at or above 90% of their initial prices on a call observation date.
The trade date is expected to be March 24, 2026 and the original issue date expected to be March 27, 2026. The estimated value on the trade date is stated as between $885 and $935 per $1,000 face amount. Payments and final redemption are subject to the credit risk of GS Finance Corp. and the guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp is offering non-interest bearing, principal‑at‑risk callable notes linked to the common stock of NVIDIA Corporation. The notes have an initial index stock price of $183.34, an upside participation rate of 150%, an expected automatic call if NVDA closes at or above the initial price on the call observation date (expected March 18, 2027) payable at $1,276.50 per $1,000 face amount, and a stated maturity expected on March 9, 2028.
If not called, maturity payment depends on the index stock return from March 5, 2026 to the determination date (expected March 6, 2028): positive returns pay 1.5x the stock return; declines up to 30% produce a positive payment equal to the absolute decline; declines beyond 30% produce a negative return (you can lose the entire investment). The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc. The estimated value at pricing is stated between $900 and $930 per $1,000 face amount.
GS Finance Corp. is offering Buffer Autocallable GEARS linked to the Russell 2000® Index, with a guarantee from The Goldman Sachs Group, Inc. Key economic terms set on the trade date: upside gearing 1.655, autocall barrier 100.00 of the initial index level, downside threshold 90.00, buffer 10.00, and call return 13.00. Trade date is March 6, 2026, original issue date March 10, 2026, call observation date March 15, 2027, and stated maturity date March 9, 2029. The estimated model value on the trade date is between $9.50 and $9.80 per $10 face amount; original issue price is 100.00 of face with an underwriting discount of 1.50. Investors face market exposure to the Russell 2000 (subject to a 10.00 buffer at maturity) and credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. priced equity-linked notes tied to the S&P 500® Index that mature March 22, 2027. Each $1,000 face amount pays no interest and returns either a capped maximum settlement amount of $1,095 if the final underlier level is ≥ 90% of the initial level, or a reduced cash payment if the final underlier level is below 90%.
The notes use an initial underlier level of 6,816.63 (set March 3, 2026), a 10% buffer amount and a buffer rate of approximately 111.11%, which implies a loss of ~1.1111% of face amount for every 1% the final level declines below the buffer level. The notes are senior unsecured obligations of GS Finance Corp., unlisted, fully guaranteed by The Goldman Sachs Group, Inc., and may result in loss of principal.
GS Finance Corp. offers callable index-linked notes due and guaranteed by The Goldman Sachs Group, Inc. linked to the lesser performing of the Russell 2000® and S&P 500® indices with expected stated maturity March 11, 2031.
The notes have an upside participation rate of 100%, initial underlier levels set on March 5, 2026, a determination date expected February 25, 2031, and monthly call payment dates beginning March 11, 2027 through February 11, 2031 with specified call premium amounts. The estimated model value at pricing is between $855 and $925 per $1,000 face amount.
GS Finance Corp. priced buffered, capped S&P 500® linked notes (offered notes) that pay no interest and return at maturity depends on the S&P 500 performance from March 3, 2026 to April 5, 2027. For each $1,000 face amount, investors receive a capped $1,100 maximum if the final underlier level is ≥ the 90% buffer level. If the final underlier level is below the buffer level, holders lose approximately 1.1111% of face per 1% decline below the buffer and could lose their entire investment. Original issue price equals 100% of face amount; underwriting discount is 1.042%, leaving net proceeds of 98.958%. Notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc.; market value and liquidity are uncertain and secondary sales may incur discounts.
GS Finance Corp. offers two-year, non‑interest notes linked to Take‑Two Interactive common stock. Each $1,000 face amount pays at maturity based on the change from an $215.77 initial price (trade date March 4, 2026) to the final closing price on the determination date (March 6, 2028), subject to anti‑dilution adjustments and a $1,427.5 maximum per $1,000.
Upside: 150% participation to the cap (cap = 128.5% of initial price). Downside: a 20% buffer; losses occur if the final price declines by more than 20%. Estimated value at issuance was approximately $983 per $1,000 face amount.
GS Finance Corp. is offering auto-call, market-linked medium-term notes with a $1,000 face amount per security that are guaranteed by The Goldman Sachs Group, Inc.. The securities are linked to the lowest performing common stock of NVIDIA, AMD and Tesla and have an expected pricing date of March 18, 2026 and an original issue date of March 23, 2026.
Key economic terms include a call premium of 50.00% ($500), an upside participation rate of at least 438.00% (to be set on the pricing date), a call date of March 23, 2027, and stated maturity of March 22, 2029. If not called, the maturity payment depends solely on the performance of the lowest performing underlying stock, with downside exposure below a threshold price equal to 60% of starting price (a 40% threshold amount). The estimated value at pricing is between $890 and $920 per $1,000 face amount, while the original offering price is $1,000. All payments are subject to issuer and guarantor credit risk.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non‑interest notes linked to the Class A common stock of Palantir Technologies Inc. The notes have an expected trade date of March 17, 2026, expected original issue date of March 20, 2026, an expected call observation date of March 17, 2027 with a capped automatic-call payment of $1,340 per $1,000 face amount, and an expected stated maturity date of March 22, 2029. If not called, payoff at maturity depends on the final index stock price versus an initial index stock price set on the trade date: positive or zero index returns pay 125% participation; declines up to 40% pay the absolute decline as a positive return; declines greater than 40% produce negative returns and may result in loss of principal. The estimated value on the trade date is $925–$955 per $1,000 face amount. Payments are unsecured and subject to issuer and guarantor credit risk.
GS Finance Corp. is offering non‑interest bearing, equity‑linked notes tied to Palantir Technologies Inc. (Class A) stock. The notes have an expected trade date of March 17, 2026, an original issue date of March 20, 2026, an expected call observation date of March 17, 2027 and an expected stated maturity date of March 22, 2029.
If the closing price of the index stock on the call observation date is greater than or equal to the initial index stock price, the notes will be automatically redeemed and pay $1,390 per $1,000 face amount on the call payment date. If not called, the maturity payment depends on the index stock return: an upside participation rate of 125% applies to positive returns; declines up to 40% produce a positive payout equal to the absolute stock decline; declines greater than 40% produce a negative payoff and could result in a loss of principal.
The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount. Payments are subject to the credit risk of GS Finance Corp. (issuer) and The Goldman Sachs Group, Inc. (guarantor). The calculation agent is Goldman Sachs & Co. LLC and has broad discretion over price determinations and anti‑dilution adjustments.