Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk Trigger Jump Securities linked to Microsoft common stock, maturing on February 10, 2028. The notes pay no interest and are unsecured obligations.
If Microsoft’s final share price on the valuation date is at least its initial price, each $1,000 note pays back principal plus a fixed upside payment of at least $357, capping total return at least 35.70%. If the final price is below the initial but at or above 90% of it, investors receive only the $1,000 principal.
If the final price falls below 90% of the initial level, repayment is reduced 1% for each 1% decline, down to zero, so investors may lose their entire investment. The estimated value is disclosed as $905 to $965 per $1,000 note, the notes will not be listed, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering non-interest-bearing, auto-callable notes linked to the iShares Silver Trust (SLV) and SPDR Gold Trust (GLD). Each note has a $1,000 face amount and is expected to mature in February 2030, unless called earlier starting in February 2027.
The notes can be automatically redeemed if both ETFs are at least 90% of their initial levels on specified observation dates, paying $1,000 plus a call premium ranging from 14% to 52.5%. If held to maturity and not called, investors receive $1,560 per $1,000 if both ETFs are at or above initial levels, $1,000 if both stay above 70%, or a reduced amount with 1:1 downside beyond a 30% buffer based on the weaker ETF. The estimated initial value is between $905 and $945 per $1,000 face amount.
GS Finance Corp, guaranteed by The Goldman Sachs Group, is offering callable notes linked to the Nasdaq-100 Index® that mature in February 2031. The notes pay no interest and may be redeemed early at the issuer’s option starting in March 2027 for $1,000 per note plus a fixed call premium.
At maturity, if not called, investors receive leveraged upside of 1.5 times any positive index return. A 20% buffer protects against moderate declines: if the index is between 80% and 100% of its initial level, investors receive $1,000. Below 80%, losses are magnified at a 1.25-to-1 rate, and the entire principal can be lost.
The estimated value at pricing is expected between $885 and $935 per $1,000 face amount, reflecting structuring costs and dealer compensation. Repayment depends on the credit of GS Finance Corp and its parent guarantor. The notes are unsecured, not FDIC insured, and carry complex market, liquidity, tax and regulatory risks.
Goldman Sachs’ GS Finance Corp. plans to issue principal-at-risk Contingent Income Auto-Callable Securities linked to Microsoft common stock, maturing in February 2029. The notes pay a contingent quarterly coupon of at least $25.625 per $1,000 when Microsoft’s closing price on a coupon observation date is at or above a downside threshold set at 75% of the initial share price.
The securities can be automatically called on quarterly call observation dates starting May 2026 if Microsoft’s price is at or above the initial share price, returning the $1,000 principal plus the coupon then due, with no further payments. If the notes are not called and Microsoft’s final share price on the February 2029 determination date is at or above the downside threshold, investors receive $1,000 plus the final coupon.
If the final share price is below the downside threshold, repayment of principal falls one-for-one with the stock’s decline, and the maturity payment can be substantially less than $1,000 per note, down to zero. Investors do not participate in any upside beyond return of principal and coupons. The estimated initial value is disclosed as $910 to $970 per $1,000 security, reflecting structuring and distribution costs, and the notes remain subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering notes linked to the iShares® Bitcoin Trust ETF (IBIT) that do not pay interest and return principal at maturity, with potential upside tied to bitcoin via the ETF.
For each $1,000 note, holders receive at least $1,000 at the expected March 4, 2031 maturity. If the ETF rises from the initial level, the payoff increases 1-for-1 with the ETF return, but is capped at a maximum settlement amount of $1,820 (182% of face). If the ETF is flat or down, only the $1,000 face amount is paid.
The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and guarantor, and to the extreme volatility and regulatory, security, valuation and liquidity risks of bitcoin, since IBIT seeks to track the price of bitcoin. The estimated value on the trade date is expected between $885 and $935 per $1,000 note, below the original issue price.
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, due in 2031 and fully guaranteed by The Goldman Sachs Group, Inc.
Each $1,000 note pays no interest and returns cash at maturity based on index performance. Gains above the initial level are amplified by an upside participation rate of 194.6%. A 15% buffer protects principal against moderate declines, but if the index falls more than 15%, investors lose 1% of face amount for each additional 1% drop and can lose a substantial portion of principal.
The notes are unsecured obligations exposed to the credit risk of both the issuer and guarantor and are linked to futures on the S&P 500 Index, whose behavior can differ from owning the index or its stocks directly and may be adversely affected by financing costs, contango and negative roll yields.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2027 tied to NVIDIA common stock. Investors receive a monthly coupon of $13.084 per $1,000 face amount (about 1.3084% monthly, up to ~15.7% per year) only when NVIDIA’s closing level on the observation date is at least 59% of the initial level.
If the notes are not automatically called and NVIDIA’s final level on the determination date is below the 59% trigger buffer level, repayment of principal is reduced one-for-one with the underlier return and investors can lose their entire investment. The notes can be automatically called if NVIDIA’s level is at or above its initial level on specified call observation dates, in which case investors receive $1,000 per note plus the due coupon and the investment ends early. The document highlights that the estimated value at pricing is lower than the issue price, the notes depend on the credit of GS Finance Corp. and Goldman Sachs, offer no shareholder rights in NVIDIA, and have uncertain and complex U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2029 tied to the Nasdaq-100, Russell 2000 and S&P 500 indexes. The notes can pay a monthly coupon of $10.042 per $1,000 (about 12.05% per year) when all indexes stay at or above 70% of their initial levels.
If all three indexes are at or above their initial levels on a call observation date, the notes are automatically redeemed early at par plus the coupon. At maturity, if not called, principal repayment depends solely on the worst-performing index. As long as that index is at or above 70% of its initial level, investors receive the full $1,000 per note; if it falls below 70%, repayment is reduced one-for-one with the loss in that index and can drop to zero, meaning a total loss of principal.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and return at least the $1,000 face amount at maturity if not called.
If the index on the determination date is at least 101% of its initial level, investors receive a capped maximum settlement of $1,770 per $1,000 face amount, reflecting a 77% maturity return. The notes can be automatically called semi-annually from February 2027 to August 2032 with predefined call returns that increase over time.
The index uses daily rebalancing, a 5% volatility-control overlay and a momentum-based risk control that can shift most exposure into non-interest-bearing cash, while applying a 0.65% per annum deduction and excess-return structure over the federal funds rate. The estimated value on the trade date is expected between $885 and $925 per $1,000, below the issue price, and investors bear the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due in 2031 under its Medium-Term Notes, Series N program. The notes are expected to pay fixed interest of 4.65% per annum from the original issue date to the stated maturity date.
Interest is expected to be paid annually each February 10, starting in 2027. Goldman Sachs may redeem the notes, in whole but not in part, on quarterly redemption dates beginning in 2027 at 100% of principal plus accrued interest. The notes will clear through DTC, are subject to U.S. tax rules including FATCA, and are offered through underwriters including Goldman Sachs & Co. LLC and InspereX LLC with distribution and selling restrictions in multiple international jurisdictions.