Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,174,000 of equity-linked notes whose payoff depends on the common stock of Constellation Energy Corporation. Each $1,000 note pays no interest and matures on February 9, 2027. If, on the February 4, 2027 determination date, the Constellation share price is at or above 70% of the initial level of $294.37, investors receive a capped maximum settlement amount of $1,217.50 per note. If the final level is below the 70% trigger buffer, principal is reduced 1% for each 1% decline from the initial level, and investors can lose their entire investment. The notes are unsecured obligations subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., are not listed on any exchange, and involve additional risks including limited underlier trading history and uncertain tax treatment.
Goldman Sachs provides an overview of the Dow Jones Industrial Average Futures Excess Return Index, which tracks the nearest maturing quarterly E-mini Dow futures contract traded on the Chicago Mercantile Exchange. The index is calculated by S&P Dow Jones Indices, has a base value of 100 as of June 14, 2002, and is quoted in U.S. dollars under the Bloomberg ticker DJIAFP.
The supplement highlights historical performance through January 2, 2026. The index shows an annualized return of 10.40% over 1 year, 9.44% over 3 years, and 7.84% over 5 years, with corresponding annualized volatility between roughly 13% and 17%. Over the same periods, the S&P 500 Index and the Dow Jones Industrial Average delivered higher annualized returns than this futures excess return index. The document stresses that past performance does not indicate future results and lists multiple risks, including credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., negative roll yields in futures, lack of dividends and shareholder rights, and the fact that the securities are not bank deposits or FDIC insured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing medium-term notes linked to the EURO STOXX 50 Index and the iShares MSCI EAFE ETF. For each $1,000 note, if both underliers finish above their initial levels on the determination date, investors receive $1,000 plus 160.75% of the lesser performer’s gain. If any underlier is at or below its initial level but both stay at or above 70% of their initial levels, investors simply receive the $1,000 face amount. If any underlier falls below 70% of its initial level, repayment is reduced one-for-one with the lesser performer’s loss, and investors can lose their entire principal.
The notes pay no interest and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc. The structure adds risks from foreign equity markets, ETF tracking differences, currency movements and complex, uncertain U.S. tax treatment, including potential application of constructive ownership rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,085,000 of autocallable index-linked notes due 2029. The notes pay no interest and may be automatically called on January 22, 2027 if the S&P 500, Nasdaq‑100 and Russell 2000 are each at or above their initial levels, triggering a fixed payment of $1,120 per $1,000 on January 29, 2027.
If not called, the maturity payoff in 2029 depends on the worst-performing index. If all three finish above their initial levels, investors receive 1.25x that worst index’s gain. If any index is at or below its initial level but all are at least 65% of initial, investors get the absolute value of the worst index’s return. If any index ends below 65% of its initial level, principal is reduced one‑for‑one with the worst index loss, and investors can lose their entire investment.
The notes are sold at 100% of face amount with a 1% underwriting discount, and the issuer’s estimated value at pricing is about $972 per $1,000, reflecting structuring costs and dealer margin.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes tied to Eli Lilly common stock. Each note has a $1,000 face amount and pays quarterly coupons only if Eli Lilly’s share price on the observation date is at or above 78.5% of the initial level. The coupon formula is based on $27.5 per successful observation, net of any prior coupons.
The notes can be automatically called each quarter if the stock closes at or above its initial level, returning $1,000 per note plus the due coupon, which may shorten the investment term. If the notes are not called and Eli Lilly’s final level is below the 78.5% trigger buffer, repayment of principal is reduced one-for-one with the stock’s decline, and investors can lose their entire investment. Investors also bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value at issuance is less than the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable buffered notes linked to the S&P 500 Index. The notes pay no interest, are issued in $1,000 denominations and are scheduled to mature in January 2031, unless automatically called in February 2027.
The notes are automatically redeemed at $1,100 per $1,000 face amount if on the call observation date the S&P 500 closing level is at least 105% of the initial level1.5× the index’s positive return; if it is down by up to 10%, principal is returned; if it is down more than 10%, principal is reduced at about 1.1111% for each 1% decline beyond the 10% buffer, and investors could lose their entire investment.
The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and carry their credit risk. The estimated value at pricing is expected to be $885–$915 per $1,000 face amount, below the original issue price, and secondary market liquidity is not assured.
Goldman Sachs is offering a new structured note linked to gold miners and silver prices. The notes are issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., bear no interest and are scheduled to mature on February 6, 2031, unless automatically called earlier.
The return depends on the lesser performer of the VanEck Gold Miners ETF (GDX) and the iShares® Silver Trust (SLV)February 2027 both ETFs are at or above their initial levels, the notes are automatically redeemed for $1,465 per $1,000 face amount. If not called, at maturity you get 2x the gain of the weaker ETF if both are above their initial levels, full principal back if each stays at or above 60% of its initial level, and otherwise a loss matching the weaker ETF’s decline, down to a possible total loss of principal.
The preliminary estimated value at pricing is expected to be $885–$925 per $1,000, below the issue price, reflecting fees, hedging and funding costs. Investors also take on the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs’ GS Finance Corp. has issued a January 2026 index supplement for its Medium-Term Notes, Series F, and Warrants, Series G, linked to the Nasdaq-100 Technology Sector Index (NDXT). The index tracks technology companies within the Nasdaq-100 Index, is equal weighted, calculated in USD, and has been in existence since February 22, 2006 with a base value of 1000.
The filing highlights recent historical performance and risk. For the period ended January 2, 2026, the index showed annualized returns of 22.83% over 1 year and 30.38% over 3 years, alongside high annualized volatility above 26%. Comparative tables show how the index has performed relative to the broader Nasdaq-100 Index and the S&P 500 Index, while emphasizing that past performance is not a guide to future results. The supplement outlines key risks, including credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., market and concentration risk, lack of dividends and shareholder rights, and states that these securities are not bank deposits and are not FDIC insured.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing Medium-Term Notes, Series F, linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index with an aggregate face amount of $4,258,000. Each note has a $1,000 face amount and pays a contingent monthly coupon of $10.084 (1.0084%, or up to approximately 12.1% per year) only if on the relevant observation date the closing level of each index is at or above 70% of its initial level.
The notes can be automatically called on scheduled call dates starting in 2026 if all indices are at or above their initial levels, in which case investors receive $1,000 plus any due coupon. If the notes are not called, the maturity payment in 2029 depends solely on the index with the worst performance. If that "lesser performing" index finishes at or above 70% of its initial level, investors receive $1,000; if it finishes below 70%, principal is reduced one-for-one with the index decline and up to 100% of invested principal can be lost. Coupon payments are not guaranteed, the notes are subject to the credit risk of GS Finance Corp. and its parent, may have limited liquidity, and involve uncertain U.S. tax treatment as an income-bearing prepaid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering 2029 autocallable contingent coupon notes linked to three equity indices: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
The notes can automatically redeem early if, on any call observation date from July 2026 onward, each index is at or above its initial level. In that case, holders receive the $1,000 face amount per note plus any coupon due, ending the investment before 2029.
Monthly coupons are contingent: they are paid only if, on the relevant observation date, each index is at or above 70% of its initial level. The coupon amount steps up over time using a formula based on $7.834 per observation date minus coupons already paid, so missed coupons are not made up.
If the notes are not called, principal repayment at maturity depends on the worst-performing index. If that index is at or above 70% of its initial level, investors receive full principal back. If it falls below 70%, repayment is reduced one-for-one with that index’s decline, and holders can lose their entire investment.