Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes tied to an equally weighted basket of eight U.S.-listed power, infrastructure and technology-related stocks. The notes have a total initial face amount of $500,000 and may be increased later.
The notes pay no interest and mature on January 25, 2028, unless automatically called on February 2, 2027. If the basket level on the call observation date is at or above 100% of its initial level, investors receive $1,202 per $1,000 face amount on the call payment date, capping return.
If not called, maturity payment depends on basket performance. For gains, investors receive principal plus 150% of the basket’s positive return. If the basket is flat to down no more than 20%, principal is repaid. Below that 80% trigger buffer, maturity payment falls one-for-one with the basket, and investors can lose up to their entire investment.
The initial basket level is set at 100, with each of the eight stocks (including Constellation Energy, Eaton, Equinix, Freeport-McMoRan, NextEra Energy, Quanta Services, Vertiv and Vistra) weighted at 12.5%. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date is approximately $952 per $1,000 face amount, below the issue price, reflecting structuring and distribution costs.
GS Finance Corp, guaranteed by The Goldman Sachs Group, is offering structured notes linked to the Class A common stock of Dutch Bros Inc. The notes pay a fixed coupon of $26.75 per $1,000 each quarter (2.675% quarterly, up to 10.7% per year).
The notes are automatically called if Dutch Bros’ stock on specified observation dates is at or above the initial price, returning principal plus the coupon then due. If held to maturity and the final stock price is at least 50% of the initial level, investors receive $1,000 per note plus the final coupon.
If the final stock price is below 50% of the initial level, repayment of principal falls one‑for‑one with the stock decline, and investors can lose most or all of their investment. The notes carry the credit risk of GS Finance Corp and The Goldman Sachs Group, may have limited liquidity, and their estimated initial value is between $925 and $955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, no-coupon notes linked to the State Street® Technology Select Sector SPDR® ETF (XLK) and the State Street® Energy Select Sector SPDR® ETF (XLE). The notes are expected to be issued at 100% of face amount on or about January 30, 2026 and mature on February 4, 2031, unless automatically called.
The notes can be automatically redeemed starting January 28, 2027 if on a call observation date the closing level of each ETF is at or above its initial level. In that case, investors receive $1,000 per note plus a call premium, with call premium amounts ranging from 17.95% on the first call date up to 71.8% on the last call date.
If not called, the maturity payment depends on the lesser-performing ETF. If each final level is at or above its initial level, holders receive $1,000 plus 100% of the lesser ETF’s positive return. If any ETF is below its initial level but each is at or above 60% of its initial level, investors receive only the $1,000 face amount. If any ETF closes below 60% of its initial level, the payoff is $1,000 plus the lesser ETF’s full negative return, which can result in a loss of most or all principal.
The notes do not pay interest, do not pass through ETF dividends, and expose investors to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $850 and $890 per $1,000 face amount, reflecting structuring costs and dealer compensation.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Tesla-linked notes that pay fixed quarterly coupons of $26 per $1,000 face amount (2.6% per quarter, up to 10.4% per year). The notes are scheduled to run from an expected trade date of February 10, 2026 to a stated maturity date expected to be February 15, 2029, unless automatically called earlier.
The notes are automatically redeemed at par plus the coupon if the closing price of Tesla stock on any quarterly call observation date is at or above the initial stock price. If not called, principal repayment at maturity depends on Tesla’s performance. Investors receive full face amount if Tesla’s final price is at least 50% of the initial price, but lose one-for-one with Tesla’s decline below that level, down to a possible total loss of principal. The notes are unsecured obligations subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., and their initial estimated value is expected to be between $925 and $965 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,468,000 of Trigger Autocallable GEARS due 2029, linked to the common stock of Broadcom Inc. (AVGO). The notes are unsecured obligations in $10 denominations and do not pay interest or dividends.
The structure offers 1.50x leveraged upside at maturity if the final Broadcom stock price is above the initial price of $328.80, provided the notes have not been called early. If the final price is at or below the initial level but at or above the 75% downside threshold, investors receive their $10 principal back. If the final price falls below that threshold, repayment is reduced one-for-one with the stock’s loss, and the entire investment can be lost.
The notes can be automatically called on January 28, 2027 if Broadcom’s stock closes at or above 100% of the initial price, in which case investors receive $10 plus a 32.53% call return per note and no further payments. The estimated value at pricing is about $9.57 per $10, and all payments depend on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk contingent income buffered auto-callable securities linked to the common stock of Freeport-McMoRan Inc. The notes are expected to price around January 23, 2026 and mature on January 28, 2027.
The initial share price is set at $58.85, with a 25% buffer so the buffer price is 75% of that level. Monthly coupons are contingent: for each $1,000, the coupon equals $13.334 multiplied by the number of observation dates to date minus coupons already paid, but only if the stock closes at or above the buffer price on the relevant observation date; otherwise the coupon is zero.
The notes are automatically called if, on any call observation date, the stock closes at or above the initial share price, returning principal plus the then-due coupon and ending further payments. If the notes are not called and the final share price is below the buffer price, investors lose approximately 1.3333% of principal for every 1% decline beyond the 25% buffer, and no final coupon is paid. Investors do not participate in any stock appreciation and are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. reports that its Board set 2025 total annual compensation for Chairman and CEO David Solomon at $47 million, up from $39 million for 2024. The package includes a $2.0 million base salary, $31.5 million in performance stock units, $3.4 million in Carried Interest Program allocation and $10.1 million in cash.
The Compensation Committee based its decision on strong 2025 performance, including a 57% total shareholder return, a 33% increase in the quarterly dividend, 6.2% book value per share growth and nearly $17 billion of capital returned to common shareholders. For the year ended December 31, 2025, Goldman Sachs reported full-year net revenues of $58.28 billion, net earnings of $17.18 billion, diluted EPS of $51.32 and 15.0% return on average common shareholders’ equity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the Class A common stock of Coinbase Global, Inc. (COIN). Each note has a $1,000 face amount and an initial underlier level of $223.14.
The notes pay a monthly contingent coupon of $18.709 (about 1.8709% per month, up to roughly 22.45% per year) only if COIN’s closing level on the observation date is at least 60% of the initial level. The notes are automatically called on specified quarterly dates if COIN is at or above the initial level, returning $1,000 per note plus the due coupon.
If the notes are not called and COIN’s final level on the determination date is at least 50% of the initial level, investors receive back the full face amount. If the final level is below 50%, repayment is reduced one-for-one with COIN’s decline, and investors can lose their entire principal. The document highlights that the notes’ estimated value at pricing is lower than the original issue price, that secondary market prices may be weak or unavailable, that investors have no shareholder rights in COIN, and that complex, uncertain U.S. tax treatment applies.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering $3,000,000 of notes linked to the iShares Bitcoin Trust ETF. The notes mature on January 25, 2027 and may be redeemed early at 100% of face amount plus any due coupon on monthly payment dates from April through December 2026.
The notes pay a contingent monthly coupon of $10.834 per $1,000 (1.0834% monthly, about 13% per year) only when the ETF is at or above 65% of the initial level of $50.76; otherwise no coupon is paid. At maturity, investors receive full principal plus the final coupon if the ETF is at or above the 65% buffer level, but suffer leveraged losses (up to losing their entire investment) if it finishes below that level. The estimated value is about $977 per $1,000 at pricing, and the filing highlights substantial risks tied to bitcoin’s volatility, complex tax treatment, secondary market liquidity, and the credit risk of both GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable 10-year notes whose interest depends on the 10-year Constant Maturity Treasury (CMT) rate. Interest is paid monthly from an expected original issue date of February 11, 2026 to an expected maturity on February 11, 2031.
For each interest period, the annualized rate equals a 7.00% interest factor multiplied by the fraction of scheduled U.S. government securities business days when the 10-year CMT rate is at or below 4.82%. If the rate exceeds 4.82% on every such day in a period, no interest is paid for that month.
The notes are callable at the issuer’s option at par plus accrued interest on any monthly interest payment date on or after February 11, 2027. They are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is expected to be between $921.6 and $971.6 per $1,000 face amount, reflecting structuring and distribution costs and GS&Co.’s pricing models.