Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $250,000 of leveraged buffered notes linked to the S&P 500® Futures Excess Return Index, maturing on December 24, 2030. The notes pay no interest and the amount repaid at maturity depends on the index level on the December 19, 2030 determination date, starting from an initial level of 556.90.
If the index return is zero or positive, investors receive their $1,000 face amount per note plus 1.915 times any positive index return. If the index return is negative but not below -10%, investors still gain the absolute value of the loss, up to a 10% positive return. If the index return is below -10%, losses beyond that 10% buffer reduce principal, so investors can lose a substantial portion of their investment.
The estimated value is $955 per $1,000 face amount on the trade date, versus a 100% issue price, reflecting structuring and distribution costs. The underwriting discount is 0.8% of face, leaving net proceeds of 99.2%. Payments are subject to the credit risk of GS Finance Corp. and its guarantor, and the notes are unsecured, not FDIC insured, and will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable equity-linked notes tied to Alphabet Class A, Meta Class A and NVIDIA common stock. The notes pay no interest and are scheduled to mature in January 2031 unless Goldman redeems them earlier on monthly call dates from January 2027 through December 2030.
At maturity, if all three stocks finish above their initial prices, holders receive $1,000 plus 3x the gain of the worst-performing stock; if any stock is flat or down, investors only get back the $1,000 face amount. Goldman can call the notes at $1,000 plus a preset call premium that starts at not less than 16.5% in early 2027 and steps up over time, capping upside if redeemed.
The notes are unsecured obligations subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected between $850 and $890 per $1,000, reflecting dealer compensation and structuring costs, and they are expected to be treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering contingent income auto-callable securities linked to the common stock of Amazon.com, Inc. The notes may be automatically called quarterly from April 2026 through October 2028 if Amazon’s closing price is at or above the initial share price, returning principal plus the coupon.
The notes pay a contingent quarterly coupon of at least $26.125 per $1,000 only when Amazon’s closing price on a coupon observation date is at or above a downside threshold set at 65% of the initial share price; otherwise no coupon is paid. If the notes are not called and the final share price on the January 2, 2029 determination date is below the downside threshold, investors are exposed 1-to-1 to Amazon’s decline and can lose most or all of principal.
The securities are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value is disclosed as $910 to $970 per $1,000 security, below the 100% issue price, and the underwriting discount is 2.25% of principal.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., provides an index supplement for structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. These medium‑term notes are unsecured obligations whose payments depend both on Goldman Sachs’ credit and on the index’s performance.
The index dynamically allocates among futures-based equity, bond, commodity and money market exposures, with a 5% volatility control and a momentum overlay. Returns are calculated on an excess‑return basis over the federal funds rate and reduced by a 0.65% per annum deduction, and the methodology can shift a very large portion of exposure into cash-like positions, which can significantly dampen upside.
The filing highlights key risks, including credit risk of the issuer and guarantor, potential for no interest or coupons, limited liquidity, complex index mechanics, substantial allocations to hypothetical cash positions, conflicts of interest from Goldman Sachs’ trading and hedging, and adverse U.S. tax treatment under contingent payment debt instrument rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked notes whose payout at maturity depends on index performance from the December 19, 2025 trade date to the December 20, 2027 determination date. Each note has a $1,000 face amount, a 200% upside participation rate, and a maximum settlement amount of $1,200, so gains are capped once the S&P 500 rises 10% or more above its initial level.
The notes provide a 10% downside buffer: if the index finishes between 90% and 100% of its initial level, investors receive back their $1,000. If the index falls below 90% of its initial level, principal is reduced one-for-one with further declines, and investors can lose a substantial portion of their investment.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and may trade below the issue price because the estimated value at pricing is lower than 100% of face. Liquidity is not assured, and the U.S. tax treatment is described as uncertain, with the notes intended to be treated as prepaid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Class A shares of Strategy Inc, Palantir Technologies Inc. and Circle Internet Group, Inc. The notes mature on December 27, 2028, with monthly observation dates starting in January 2026 and potential automatic call dates from June 2026 through November 2028.
For each $1,000 face amount, investors may receive monthly coupons of $22.917 (2.2917% per month, up to about 27.5% per year) only when the closing price of each stock on an observation date is at least 50% of its initial price. If all three stocks are at or above their initial prices on a call observation date, the notes are automatically redeemed at par plus the accrued coupon.
If the notes are not called, principal repayment at maturity depends on whether all three stocks finish below their initial prices and whether any finishes below 50% of its initial level. In that adverse case, repayment is reduced in proportion to the worst-performing stock and can fall to zero. Payments are also subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is about $955 per $1,000 face amount, reflecting fees and structuring costs.
The Goldman Sachs Group, Inc. is offering $2,354,000 of fixed-rate senior notes paying 4.25% per annum, maturing on December 23, 2032. Interest is paid twice a year on June 23 and December 23, starting June 23, 2026, using a 30/360 (ISDA) day count convention. The notes are issued in $1,000 denominations, priced at 100% of principal, with an underwriting discount of 1.347%, resulting in net proceeds to Goldman Sachs of 98.653% of the principal amount.
The notes will not be listed on any securities exchange and will be issued only in book-entry form through DTC, with Goldman Sachs & Co. LLC acting as underwriter, calculation agent and an affiliate of the issuer. The notes are part of Goldman Sachs’ Medium-Term Notes, Series N program, are subject to U.S. federal income taxation as ordinary interest for U.S. holders, and may be subject to FATCA withholding. The offering includes detailed selling and distribution restrictions in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
The Goldman Sachs Group, Inc. is issuing $2,746,000 of fixed rate notes under its Medium-Term Notes, Series N program. The notes pay a fixed interest rate of 4.05% per annum, with interest paid semiannually on June 23 and December 23 of each year, starting June 23, 2026, until the stated maturity date on December 23, 2030.
The notes are denominated in U.S. dollars, issued in minimum denominations of $1,000 and integral multiples thereof, and will not be listed on any securities exchange. The original issue price is 100% of principal, with an underwriting discount of 0.8% and net proceeds to Goldman Sachs of 99.2% of the principal amount, before estimated offering expenses of $15,000. The notes are senior debt obligations, settled through DTC in global form, and are subject to standard U.S. federal income tax rules for interest and capital gains.
The Goldman Sachs Group, Inc. is offering $12,591,000 of callable fixed rate notes due December 23, 2030. The notes pay interest at 4.50% per year from December 23, 2025, with semiannual payments on June 23 and December 23, starting June 23, 2026.
Goldman Sachs may redeem the notes, in whole but not in part, on March 23, June 23, September 23 and December 23 on or after December 23, 2026 at 100% of principal plus accrued interest. The initial price to the public is 100% of principal, with an underwriting discount of 0.415%, resulting in gross proceeds of $12,538,747.35 before expenses. The notes are unsecured debt obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any other government agency.
The Goldman Sachs Group, Inc. is issuing $3,780,000 of senior fixed-rate notes under its Medium-Term Notes, Series N program. The notes bear interest at 3.80% per annum from the original issue date of December 23, 2025 to the stated maturity date of December 22, 2028.
Interest is paid semiannually on June 23 and December 23 of each year, starting June 23, 2026, and calculated using a 30/360 (ISDA) day-count convention. The notes are issued in $1,000 denominations in book-entry form through DTC, will not be listed on any securities exchange, and are not bank deposits or insured by any governmental agency.
The original issue price is 100% of principal, with an underwriting discount of 0.4%, resulting in net proceeds to Goldman Sachs of 99.6% of the principal amount. Goldman Sachs & Co. LLC acts as underwriter and calculation agent, may engage in market-making in the notes, and the offering is subject to various U.S. tax rules and international selling restrictions.