Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable contingent coupon notes due 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to three equity indices: the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
The notes pay a contingent monthly coupon only if, on each observation date, the closing level of every index is at or above its coupon trigger level, set at 70% of its initial level. The coupon amount is based on $6.084 per $1,000 for each elapsed observation date, minus coupons already paid.
The notes are subject to a quarterly automatic call if, on a call observation date, each index is at or above its initial level, in which case investors receive their $1,000 face amount plus the coupon then due, ending the investment early. If the notes are not called, repayment at maturity depends on the lesser performing index. If each final index level is at or above its 50% trigger buffer level, investors receive $1,000 per note (plus any final coupon). If any index finishes below its trigger buffer level, the payoff is reduced one-for-one with the loss on the worst index, and investors can lose up to their entire principal.
Investors face the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor, potential absence of secondary market liquidity, sensitivity to market and interest rate changes, and uncertain U.S. tax treatment, including likely ordinary income treatment of coupons.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon notes due January 26, 2029 linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a monthly coupon of $8.334 per $1,000 (0.8334% monthly, about 10.00% per year) only if on each observation date all three indices are at or above 70% of their initial levels.
At maturity, if the notes have not been redeemed and each index is at or above 60% of its initial level, holders receive the full face amount. If any index is below 60%, repayment is reduced one‑for‑one with the worst index’s loss, and investors can lose their entire principal. The issuer may redeem the notes at par plus any due coupon on monthly payment dates from July 2026 through December 2028. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the iShares Bitcoin Trust ETF. The notes are expected to mature on January 20, 2028, unless Goldman redeems them early at 100% of face amount plus any due coupon on monthly payment dates from July 2026 through December 2027.
Holders may receive a monthly coupon of $12.917 per $1,000 face amount (1.2917% monthly, up to approximately 15.5% per annum) whenever the ETF’s closing level is at least 65% of the initial level of $55.44. No coupon is paid for any month the ETF closes below that trigger.
At maturity, if the final ETF level is at least 65% of the initial level, investors receive $1,000 plus the final coupon. If it is below 65%, repayment is reduced using a buffer rate of approximately 153.85% of the loss beyond a 35% decline, and investors can lose all of their principal and receive no final coupon. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and are exposed to the high volatility and regulatory risks of bitcoin, since the ETF tracks bitcoin’s price.
The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount, reflecting structuring costs and dealer compensation.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing in 2031.
The notes pay a $8.75 monthly coupon per $1,000 face amount (0.875% per month, up to 10.50% per year) only if on each observation date every index is at or above 70% of its initial level. The notes are automatically called, returning $1,000 per note plus the due coupon, if on a call observation date each index is at or above its initial level.
If the notes are not called, principal repayment at maturity depends solely on the worst‑performing index. You receive full principal only if each index’s final level is at least 60% of its initial level; otherwise repayment is reduced in line with the worst index’s decline, and you can lose your entire investment. The notes carry the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. and are not bank deposits or FDIC‑insured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable, buffered notes linked to the State Street® SPDR® S&P® Bank ETF. The notes pay no interest and are scheduled to mature on the expected stated maturity date in February 2028, unless automatically called on the expected call observation date in February 2027.
If, on the call observation date, the ETF’s closing level is at or above its initial level, the notes are automatically redeemed and pay at least $1,132 per $1,000 face amount on the call payment date, capping any further upside. If not called, at maturity investors receive 125% of any positive ETF return, full return of face amount for ETF declines up to 10%, and a loss of principal if the ETF has fallen by more than 10%, with losses increasing one-for-one beyond that buffer.
The estimated value at pricing is expected between $925 and $955 per $1,000, below the 100% issue price, reflecting structuring costs and dealer compensation. Payments depend on the credit of GS Finance Corp. and its parent, and investors do not receive dividends or any shareholder rights in the ETF or its underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering leveraged notes linked to the Nasdaq-100 Futures Excess Return™ Index, a futures-based index tied to E-mini Nasdaq-100 contracts rather than the Nasdaq-100 stock index itself. The notes pay no interest and are expected to run from an original issue date around January 30, 2026 to a stated maturity date around January 30, 2031.
At maturity, for each $1,000 face amount, holders get: (i) $1,000 plus 2.065 times any positive index return if the index rises; (ii) $1,000 if the index return is between 0% and -20%; or (iii) $1,000 plus the full negative index return if the index falls by more than 20%, which can result in a total loss of principal. The estimated value on the trade date is expected between $885 and $925 per $1,000, below the issue price, reflecting fees, hedging and funding costs.
Payments depend entirely on the index level on the determination date and on the credit of GS Finance Corp. and its guarantor. The filing highlights risks from the index’s limited history, futures-specific effects such as financing costs and negative roll yield, market volatility, illiquidity in any secondary market, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is issuing market-linked, auto-callable notes tied to the lowest performing of Amazon, NVIDIA, Alphabet Class A and Broadcom. Each note has a $1,000 face amount and matures on January 31, 2031, with principal repayment at maturity if not called, subject to issuer and guarantor credit risk.
Investors receive monthly variable coupons: a higher amount of at least $7.083 per note (about 8.5% per year) when the lowest performing stock is at or above 80% of its starting price, or $0.209 (about 0.25% per year) otherwise. From January 2027 through December 2030, if on any call date the lowest performing stock is at or above its starting price, the notes are automatically called at par plus that month’s higher coupon.
The estimated value on the pricing date is expected between $885 and $915 per $1,000, below the original offering price, reflecting structuring costs and dealer compensation. Underwriting discounts are up to 3.325% of face amount, and the notes are intended to be held to maturity with no exchange listing.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering trigger autocallable contingent yield notes linked to Advanced Micro Devices, Inc. stock. The notes pay a quarterly contingent coupon between $0.35625 and $0.375 per $10 face amount (up to about 14.25%–15.00% per year) only if AMD’s closing price on the observation date is at or above a coupon barrier set at 50% of the initial stock price.
Starting April 23, 2026, the notes are automatically called if AMD closes at or above the initial price on an observation date, returning $10 per note plus that quarter’s coupon. If not called, and on the January 24, 2028 determination date AMD is at or above the 50% downside threshold, investors receive $10 plus the final coupon. If AMD finishes below the threshold, repayment is reduced one-for-one with the stock’s loss, and investors can lose their entire principal with no final coupon. The estimated value at pricing is $9.40–$9.70 per $10, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable underlier-linked notes due July 19, 2027 tied to the Russell 2000® Index and the iShares® MSCI EAFE ETF. The notes pay no interest and can be automatically called semi-annually if each underlier is at or above its initial level, returning principal plus a call premium of 5.85% on the first call date or 11.7% on the second. If held to maturity and not called, investors receive a capped payment with a maturity date premium of 17.55% if both underliers finish at or above their initial levels. A 20% buffer applies, but if the lesser-performing underlier falls more than 20%, principal is reduced with 125% downside exposure and investors could lose their entire investment. Repayment also depends on the credit of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering trigger autocallable contingent yield notes linked to the worst performer of the S&P 500® Index and the Russell 2000® Index. The notes have a $10 face amount, pay a quarterly contingent coupon of $0.27 per $10 (up to 10.80% per annum) only if each index is at or above a coupon barrier set at 75% of its initial level.
Starting in July 2026, the notes are automatically called if both indices are at or above their initial levels on any quarterly observation date, paying back face amount plus the due coupon. If not called, and on the January 16, 2029 determination date both indices are at or above their downside thresholds (also 75% of initial levels), investors receive face amount plus the final coupon. If either index finishes below its downside threshold, repayment is reduced one-for-one with the decline of the lesser performing index, and investors can lose their entire principal.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., with a minimum purchase of $1,000. The estimated value at pricing is expected between $9.75 and $9.99 per $10, below the 100% issue price, and secondary market values may be volatile and influenced by many factors.