Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Snowflake Inc. The notes pay fixed coupons of $25 per $1,000 each quarter (2.5% quarterly, up to 10% per year) until maturity or automatic call. The notes will be automatically redeemed at face amount plus the coupon if Snowflake’s share price on any call observation date is at or above the initial stock price. At maturity in 2028, if the notes have not been called and Snowflake’s final stock price is at least 50% of the initial price, investors receive the full face amount plus the final coupon; if it is below 50%, repayment of principal is reduced in line with the stock’s percentage decline, and investors can lose all or most of their investment. Payments are unsecured and subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. The issuer estimates the value of each note at issuance at $925–$955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and return a cash amount at maturity based on index performance between the trade date and a determination date expected in late 2028.
If the index return is zero or positive, holders receive the face amount plus gains multiplied by at least 113.75%. If the index return is negative but not worse than -20%, investors still receive a positive return equal to the absolute index loss. If the index falls by more than 20%, investors lose principal, with losses increasing as the index declines further.
The notes’ estimated value on the trade date is expected to be between $925 and $965 per $1,000 face amount, below the issue price, reflecting dealer compensation and structuring costs. Investors face the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., exposure to futures-related effects such as financing costs and negative roll yield, limited liquidity, and uncertain U.S. tax treatment as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Futures Excess Return Index-linked notes with an aggregate face amount of $2,208,000. The notes pay no interest and mature on November 18, 2030. At maturity, investors receive $1,000 per note plus 165% of any positive index return. Principal is protected only down to a 15% buffer: if the index has fallen by 15% or less, investors receive the $1,000 face amount; if it falls by more than 15%, repayment is reduced dollar-for-dollar with the additional decline, so a substantial loss of principal is possible. The product references E-mini S&P 500 futures rather than the cash S&P 500 index, and performance may be eroded by financing costs and negative roll yield. Key risks include the credit of GS Finance Corp. and its parent, limited liquidity, market volatility, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable income notes linked to the common stock of NVIDIA, Celestica and Tesla. The notes pay a conditional monthly coupon of $15.375 per $1,000 face amount (1.5375% monthly, up to 18.45% per year) whenever all three stocks close at or above 50% of their initial prices on an observation date.
Beginning in November 2026, the notes are automatically called if all three stocks are at or above their initial prices on a call observation date, returning principal plus the due coupon. If not called, and on the final date all three stocks are below their initial prices and any is below 50%, repayment is reduced in line with the worst-performing stock, potentially to zero. The estimated value at pricing is expected between $925 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.
Goldman Sachs Group Inc. (GS) filed a Form 13F Holdings Report listing institutional equity positions. The report shows 13,001 entries in the information table with an aggregate reported value of $817,379,021,695 (round to nearest dollar). The filing includes 7 other included managers across affiliated Goldman entities. The report is signed by Sam Prashanth, Vice-President, in Dallas, TX on 11-14-2025.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary prospectus supplement for auto‑callable monthly coupon notes linked to the common stocks of MercadoLibre and NVIDIA and an ADS of Sea Limited. The notes mature on the expected November 24, 2028 and may be automatically called on monthly observation dates starting in November 2026 if each index stock is at or above its initial price set on the expected trade date of November 19, 2025.
Monthly observation dates are expected to be the 19th of each month. A coupon accrues only when each index stock closes at or above 50% of its initial price; the coupon formula is $9.167 per $1,000 (0.9167% monthly, with potential up to approximately 11% per annum) less any prior coupons paid. If not called, a “trigger event” occurs if each final price is below its initial price; maturity payment then depends on the lesser performing stock and can be significantly below principal.
Authorized denominations are $1,000. The estimated value at pricing is expected between $925 and $955 per $1,000. Payments are subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering Medium‑Term Notes, Series F, linked to the Class A common stock of Coinbase, Lyft, and the common stock of Mara Holdings. The notes mature on November 10, 2028 and are automatically called on quarterly observation dates starting in May 2026 if each stock closes at or above its initial price (COIN $309.14, LYFT $22.04, MARA $15.87, set on November 7, 2025). Monthly coupons accrue when, on the observation date, each stock is at least 50% of its initial price, paying $24.584 per $1,000 (2.4584% monthly, up to ~29.5% per annum); otherwise the coupon for that month is zero.
If not called, the maturity payment depends on the worst‑performing stock. If each final price is at least 50% of its initial price, holders receive $1,000 plus the final coupon. If any stock is below 50%, repayment is reduced by the lesser performer’s return and no coupon is paid; investors could receive less than 50% of face amount, down to zero. Aggregate face amount on issue date is $419,000; issue price 100%, underwriting discount 1.75%, net proceeds 98.25%. The estimated value is approximately $949 per $1,000, with an initial additional amount of $51 amortizing to zero by March 9, 2026. All payments are subject to the credit risk of the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary prospectus supplement for monthly coupon, auto-callable notes linked to the common stock of Micron Technology (MU), Intel (INTC) and Advanced Micro Devices (AMD). The notes pay a fixed coupon of $10.417 per $1,000 each month (1.0417% monthly, up to approximately 12.5% per annum), starting after issuance.
The notes may be automatically called on monthly observation dates (commencing in May 2026) if the closing price of each index stock is at or above its initial price; if called, investors receive the $1,000 face amount plus the coupon then due. If not called, at maturity on the expected date of November 24, 2028, investors receive the final coupon and: (i) $1,000 if no trigger event has occurred; or, if a trigger event has occurred, (ii) $1,000 if the final price of each stock is at least 60% of its initial price, else (iii) $1,000 + $1,000 × (lesser performing index stock return), which can be substantially below face amount and down to zero. The estimated value at pricing is expected to be $925–$955 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) for auto‑callable monthly coupon notes linked to the Class A common stock of Strategy Inc (formerly MicroStrategy), Coinbase Global, Inc., and Super Micro Computer, Inc.
The notes pay a monthly coupon based on stock performance: $8.042 per $1,000 (0.8042% monthly, potential up to approximately 9.65% per annum) if the closing price of each index stock is at least 70% of its initial price on the observation date, or $0.209 per $1,000 (0.0209% monthly, potential up to approximately 0.25% per annum) otherwise. They are subject to automatic call if, on any observation date from November 2026 through October 2030, the closing price of each index stock is at least its initial price; if called, investors receive face amount plus the applicable coupon on the next payment date.
Observation dates are expected monthly on the 21st from December 2025 to November 2030. At maturity, expected November 29, 2030, investors receive $1,000 per $1,000 face amount plus the final coupon. The estimated value at pricing is expected to be $850–$890 per $1,000. Payments are subject to the credit risk of GS Finance Corp. and the guarantor.
Goldman Sachs Group (GS) plans a new debt offering: Callable Fixed Rate Notes due 2037. The notes pay a fixed coupon of 5.125% per annum from the original issue date (expected November 28, 2025) to the stated maturity date (expected November 27, 2037).
Interest is paid semiannually on May 28 and November 28, starting May 28, 2026, using a 30/360 (ISDA) day count convention. Goldman Sachs may redeem the notes, in whole but not in part, on each February 28, May 28, August 28 and November 28 on or after November 28, 2027, at 100% of principal plus accrued and unpaid interest to (but excluding) the redemption date, with at least five business days’ notice.
The notes will be offered via Goldman Sachs & Co. LLC and InspereX LLC under a distribution agreement, with potential market-making after initial sale. Settlement is expected in DTC book-entry form, and the notes are not bank deposits or FDIC insured. FATCA withholding generally applies to obligations issued on or after July 1, 2014.