Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (GS) launched a primary offering of S&P 500-linked notes with an aggregate face amount of $625,000. The notes pay no interest and the payment at maturity depends on the S&P 500 Index level on the determination date versus the initial level of 6,840.20. If the index rises, holders earn 200% of the underlier return, capped at a maximum settlement amount of $1,166 per $1,000. If the index is flat to down but no lower than 90% of the initial level (a 10% buffer), investors receive the $1,000 face amount. Below the 90% buffer level, losses match the decline beyond the buffer at a 1:1 rate.
Key dates are trade on October 31, 2025, issue on November 5, 2025, determination on November 1, 2027, and maturity on November 4, 2027, each subject to adjustment. The underwriting discount is 2.25% of face amount, with net proceeds of 97.75% to the issuer. The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., will not be listed, and are subject to the credit risk of the issuer and guarantor.
Goldman Sachs (GS) filed a preliminary 424B2 for GS Finance Corp.’s leveraged S&P 500 Index‑Linked Notes due 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
The notes offer 300% upside participation in the S&P 500 return, capped at a maximum settlement amount of $1,275.10 per $1,000 face amount. Principal is protected only to a 25% trigger buffer (trigger level 75% of the initial index). If the final index level falls more than 25% below the initial level, repayment is reduced one‑for‑one and investors could lose their entire investment. The notes do not bear interest and pay cash at maturity based on index performance measured from the trade date to the determination date.
Key dates include trade date November 4, 2025, original issue date November 7, 2025, determination date November 6, 2028, and stated maturity November 9, 2028, each subject to adjustment. Pricing terms indicate an underwriting discount of 2% and net proceeds of 98% of face amount. Credit risk of the issuer and guarantor, secondary market liquidity, and tax treatment uncertainties apply.
Goldman Sachs (GS) is offering GS Finance Corp. autocallable notes linked to the Goldman Sachs Momentum Builder Focus ER Index, due in 2032 and guaranteed by The Goldman Sachs Group, Inc. The notes can be automatically called each year if the index closes at or above rising call levels, with preset premiums. If not called, at maturity you receive $1,000 plus 100% upside participation in any positive index return; if the index is flat or lower, you receive the $1,000 face amount, subject to issuer and guarantor credit risk.
Key terms include annual call levels of 101% to 106% of the initial index level with corresponding call premiums of 10.35%, 20.70%, 31.05%, 41.40%, 51.75% and 62.10%. The estimated value on the trade date is $850 to $880 per $1,000, below the original issue price. The underlying index applies a 0.65% per annum deduction and may allocate heavily to cash positions due to 5% volatility control and momentum risk controls, which can mute performance. The notes pay no interest, and market value can be affected by rates, index volatility and the credit profile of the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., announced preliminary terms for auto-callable contingent coupon notes linked to the State Street SPDR S&P Bank ETF (KBE) and the VanEck Semiconductor ETF (SMH). The notes offer a $7.667 monthly coupon per $1,000 (0.7667%) if the closing level of each ETF is at least 75% of its initial level on the relevant observation date.
The notes may be automatically called on monthly observation dates commencing in May 2026 if each ETF is at least 95% of its initial level, returning face amount plus the then‑due coupon. If not called, they mature on the expected August 21, 2028 determination/maturity cycle, with downside tied to the lesser‑performing ETF and a 20% buffer. If any ETF is below 75% at maturity, principal is reduced based on that ETF’s decline and no final coupon is paid. The estimated value on the trade date is expected between $900 and $930 per $1,000, and all payments are subject to the issuer and guarantor’s credit risk.
Goldman Sachs (GS), via GS Finance Corp., filed a preliminary 424B2 for Autocallable Index‑Linked Notes due 2030 guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Russell 2000 and EURO STOXX 50 and do not bear interest. The notes may be automatically called monthly if the closing level of each index is at or above its initial level on a call observation date, paying $1,000 plus the applicable call premium.
If not called, payment at maturity depends on the lesser performing index. A trigger buffer level is set at 75% of the initial level for each index. If both final index levels are at or above their initial levels, holders receive $1,000 plus the maturity date premium amount of 52.752%. If any index finishes below its initial level but at or above its trigger buffer, holders receive $1,000. If any index finishes below its trigger buffer, repayment is reduced by the lesser performing index return, and investors could lose their entire investment.
Key dates include trade date November 12, 2025, original issue date November 17, 2025, determination date November 12, 2030, and stated maturity date November 19, 2030. Call premiums step up from 5.2752% on the first call payment date to 51.8728% near maturity. The notes will not be listed, and valuation is subject to issuer and guarantor credit risk.
The Goldman Sachs Group, Inc. filed a preliminary pricing supplement for Fixed Rate Notes due 2035 under its Medium‑Term Notes, Series N program. The notes pay a fixed 4.55% per annum, with interest paid each year on November 13, commencing November 13, 2026, until the stated maturity on November 13, 2035.
The notes are issued in $1,000 denominations (and integral multiples thereof), will not be listed on any exchange, and are issued in book‑entry form through DTC. The issuer cannot redeem the notes prior to maturity. The calculation agent is Goldman Sachs & Co. LLC, and interest uses the 30/360 (ISDA) day count with a following unadjusted business day convention. Both full and covenant defeasance are available.
Goldman Sachs & Co. LLC acts as underwriter and may make a market after the initial sale; this constitutes a FINRA Rule 5121 conflict of interest. The supplement includes FATCA tax treatment and standard EEA/UK/Hong Kong/Singapore/Japan/Switzerland selling restrictions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) pricing supplement for Buffer Autocallable GEARS linked to the S&P 500 Index. The notes may be automatically called if the index on the call observation date is at or above the autocall barrier (100% of the initial level), paying the face amount plus an 8% call return per $10 note.
If not called, at maturity investors receive upside at 1.20–1.40x the index return when the index finishes above its initial level; full return of face amount if the index is between the initial level and the 90% downside threshold; and losses beyond a 10% buffer if the index finishes below the threshold. The notes pay no coupons and carry the credit risk of GS Finance Corp. and its guarantor.
Key economics include an issue price 100% of face amount, underwriting discount 2.50%, and net proceeds 97.50%. The estimated value is $9.35–$9.65 per $10 face amount. Expected dates: trade Nov 13, 2025, issue Nov 17, 2025, call observation Nov 20, 2026, maturity Nov 15, 2028. Minimum purchase is $1,000.
Goldman Sachs Group, Inc. delivered stronger results for the quarter ended September 30, 2025. Total net revenues rose to $15,184 million from $12,699 million a year earlier, driven by higher investment banking, investment management, and commissions and fees, partially offset by softer market making and other principal transactions.
Net earnings increased to $4,098 million from $2,990 million, and net earnings applicable to common shareholders rose to $3,860 million. Diluted earnings per common share improved to $12.25 from $8.40, reflecting higher profitability and a lower average share count.
The balance sheet expanded, with total assets reaching $1,807,982 million and deposits growing to $490,249 million. Shareholders’ equity increased to $124,402 million, supported by retained earnings growth despite continued share repurchases and dividend payments. Comprehensive income for the quarter was $3,607 million, as net earnings were partly offset by a debt valuation adjustment in other comprehensive income.
Goldman Sachs Group (GS) plans a primary debt offering of fixed rate notes due November 18, 2028 under its Medium‑Term Notes, Series N program. The notes carry a 3.85% per annum coupon, with interest paid on May 18 and November 18 of each year, beginning May 18, 2026. The notes are denominated in $1,000 increments and will be issued on November 18, 2025 following a November 14, 2025 trade date.
The notes will not be listed on any exchange, use the 30/360 (ISDA) day count, and follow a following unadjusted business day convention. No issuer redemption feature applies before maturity. Goldman Sachs & Co. LLC is the calculation agent and underwriter, and the offering will be conducted in compliance with FINRA Rule 5121 due to an affiliate conflict of interest.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering no‑interest structured notes linked to an equally weighted basket of eight large‑cap stocks. Each stock starts at a 12.5% weight and the initial basket level is 100. The notes may be automatically called if the basket on the call observation date is at or above the initial level, paying at least $1,164 per $1,000 on the expected call payment date.
If not called, holders receive at maturity: (i) $1,000 plus 150% upside participation if the basket is above the initial level; (ii) $1,000 if declines are within a 15% buffer; or (iii) a reduced amount if losses exceed the buffer, using a buffer rate of approximately 117.65%. The notes do not bear interest and are subject to the credit risk of GS Finance Corp. and the guarantor.
Key dates are expected to be: trade November 24, 2025, issue November 28, 2025, call observation December 7, 2026, call payment December 10, 2026, determination November 24, 2027, and maturity November 30, 2027. The estimated value at pricing is $900–$930 per $1,000. Authorized denominations start at $10,000, with $1,000 multiples; selling concession up to 1.5%.