Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering auto-callable notes linked to Tesla, Alphabet and Microsoft stock.
The notes pay a conditional monthly coupon of $14.542 per $1,000 face amount (1.4542% monthly, the potential for up to approximately 17.45% per year) whenever all three stocks close at or above 60% of their initial prices. Starting in June 2026, the notes are automatically called at $1,000 plus the coupon if on any observation date each stock is at or above its initial price, and otherwise are scheduled to mature in December 2028.
Principal repayment depends on the worst-performing stock. If all three end below their initial prices and any finishes below 50% of its initial price, repayment moves in line with that stock’s loss and can fall to zero. The notes are unsecured, not FDIC-insured, and their estimated initial value is only $925–$955 per $1,000, reflecting fees and issuer pricing models.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Tesla-linked autocallable contingent coupon equity notes due January 5, 2028, each with a $1,000 face amount. The notes reference the common stock of Tesla, Inc. (TSLA) and can be automatically called if Tesla’s closing level on specified call observation dates is at or above the initial level, in which case investors receive $1,000 plus any coupon due.
On each monthly coupon observation date, if Tesla’s closing level is at least 50% of the initial level (the coupon trigger), investors receive a contingent coupon calculated as $12.917 × the number of observation dates to date minus prior coupons; otherwise the coupon is zero. If the notes are not called and Tesla’s final level on the determination date is at least 50% of the initial level, investors get back $1,000 per note; if it is below 50%, principal is reduced one-for-one with Tesla’s loss and can fall to zero, so investors may lose their entire investment and do not benefit from any upside above par.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, are not listed on any exchange, and their estimated value at pricing is lower than the 100% issue price. Holders have no shareholder rights in Tesla, secondary market liquidity may be limited, and the U.S. tax treatment is uncertain, with counsel expecting coupons to be taxed as ordinary income.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon equity-linked notes tied to Micron Technology common stock and maturing in December 2027. The notes pay contingent monthly coupons only if Micron’s closing level on the observation date is at least 60% of its initial level, using a formula that accrues $16.667 per $1,000 note for each qualifying month.
At maturity, if the notes have not been redeemed and Micron’s final level is at or above 50% of its initial level, investors receive the $1,000 face amount per note. If the final level falls below 50%, the payoff becomes $1,000 plus $1,000 times the underlier return, so losses mirror Micron’s decline and investors could lose their entire investment, while any upside is capped at return of principal plus coupons.
The issuer may redeem the notes at par plus any due coupon on any coupon payment date from December 2026 to November 2027, which can shorten the investment term and limit coupon payments. Key risks include the credit risk of GS Finance Corp. and its parent, potential lack of an active secondary market, initial estimated value below the issue price, sensitivity to Micron’s volatility and interest rates, absence of shareholder rights in Micron, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, equity-linked notes tied to Apple and Amazon common stock. The notes pay no interest and have a stated maturity on December 20, 2028, with an automatic call on December 15, 2026 if both stocks are at or above their initial prices ($278.28 for Apple and $226.19 for Amazon). If called, investors receive $1,285.5 per $1,000 face amount on December 18, 2026.
If not called, the maturity payment depends on the lesser performing stock. Above its initial price, investors earn 1.5× that stock’s gain. If any stock finishes at or below its initial price but at least 70% of it, investors get the absolute value of that loss as a positive return. Below 70%, principal is reduced one-for-one with the loss, and investors can lose most or all of their investment. The aggregate face amount on the issue date is $500,000, with an original issue price of 100% and an estimated value of about $949 per $1,000, and all payments are subject to Goldman Sachs credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Oracle, Duolingo and Dow. The notes can pay a monthly contingent coupon of $13.75 per $1,000 face amount (1.375% per month, with the potential for up to 16.5% per annum) if on each observation date all three stocks close at or above 60% of their initial prices.
Starting in December 2026, the notes will be automatically called if on any call observation date each stock is at or above its initial price, returning the $1,000 face amount plus the applicable coupon. If the notes are not called and all three stocks finish below their initial prices on the final observation date, repayment at maturity is based on the worst-performing stock, with a 20% buffer but potential for substantial loss of principal if any stock ends below 80% of its initial price and no coupon if any ends below 60%. The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the State Street® Energy Select Sector SPDR® ETF and the VanEck Gold Miners ETF. The notes pay a conditional monthly coupon of $6.25 per $1,000 face amount (0.625%, up to 7.5% per year) only when both ETFs are at least 80% of their initial levels. The notes may be automatically called quarterly from December 2026 through September 2030 if both ETFs are at or above their initial levels, in which case investors receive face amount plus the due coupon. If not called, the notes mature on December 23, 2030, returning $1,000 per $1,000 face amount plus any final coupon. The original issue price is 100% of face, with a 1.125% underwriting discount and 98.875% net proceeds to the issuer. The estimated value on the trade date is about $957 per $1,000, and payments are subject to the unsecured credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing in 2028.
The notes pay a monthly coupon of $7.084 per $1,000 face amount (0.7084% monthly, up to about 8.5% per year) only if on each observation date all three indexes are at or above 60% of their initial levels. If any index is below its coupon trigger, that month’s coupon is $0.
The notes are automatically called on specified quarterly dates if each index is at or above its initial level, in which case investors receive $1,000 per note plus the due coupon and the investment ends early. If not called, the maturity payment depends solely on the worst-performing index: if its final level is at least 60% of its initial level, investors receive full principal; otherwise, repayment is reduced one-for-one with the index loss, down to a possible total loss of principal. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering S&P 500®-linked notes with an aggregate face amount of $16,440,000, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
Each $1,000 note pays at maturity based on the S&P 500 Index level on the determination date. If the index is above its initial level, investors receive $1,000 plus $1,000 times a 200% upside participation rate, capped at a maximum settlement amount of $1,193.50. If the index is between 85% and 100% of the initial level, investors receive only the $1,000 face amount.
Below the 85% buffer level, principal declines one-for-one with the index (via a 100% buffer rate), so a large index drop can cause a substantial loss of the invested amount. The notes pay no interest, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may trade below the issue price, and have uncertain U.S. federal tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due December 21, 2028 linked to the common stock of Broadcom Inc.
Holders receive a quarterly coupon of $38.375 per $1,000 (3.8375% quarterly, up to 15.35% per annum) only if Broadcom’s closing level on the observation date is at least 60% of the initial level. The notes are automatically called at par plus the coupon if, on any call observation date starting March 18, 2026, the stock is at or above the initial level.
If the notes are not called, at maturity investors receive $1,000 per note if Broadcom’s final level is at least 60% of the initial level; otherwise, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment. The original issue price is 100% of face amount, with a 2% underwriting discount. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and their estimated value at pricing will be less than the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $10,620,000 of auto-callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. Investors pay 100% of face value per $1,000 note, but the bank’s estimated value on the trade date is $893 due to fees, hedging and dealer margins, while the underwriting discount is 4.625% of face amount.
The notes pay no interest. They can be automatically called each year starting in December 2026 if the index closes at or above rising call levels, with call premiums from 9.15% up to 54.90% of face amount. If never called, at maturity in December 2032 holders receive principal plus 100% participation in any index gain; if the index is flat or lower, they receive only the $1,000 face amount. Returns depend entirely on index performance and the credit of GS Finance Corp. and Goldman Sachs, and U.S. holders are taxed under contingent payment debt instrument rules, recognizing ordinary income over the life of the notes.