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GOLDMAN SACHS GROUP INC (GS) SEC Filings, Aug 4, 2026

GS NYSE

The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.

The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering structured Medium-Term Notes, Series F linked to the Russell 2000 Index and the S&P 500 Index, with an aggregate face amount of $1,642,000. Each note has a $1,000 face amount, a trade date of July 31, 2026, and matures on August 3, 2028, after a July 31, 2028 determination date.

Payment at maturity depends solely on the lesser performing underlier. If the final level of each index is at least its initial level (2,931.339 for Russell 2000 and 7,489.72 for S&P 500), investors receive a maximum settlement amount of $1,142.50 per $1,000 note (114.25% of face). If either index finishes below its initial level, investors receive only the face amount. The notes pay no interest and do not provide dividends or voting rights in the underlying stocks.

The original issue price is 100% of face, with a 1% underwriting discount and 99% net proceeds to the issuer. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on an exchange, and may trade at prices affected by market factors and dealer spreads. For U.S. tax purposes they are treated as contingent payment debt instruments, using a comparable yield of 4.8267% per annum and a projected maturity payment of $1,101.38 per $1,000, causing taxable income over the term even though no payments are made until maturity.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing Nasdaq‑100 Index®‑linked Medium‑Term Notes, Series F, with an aggregate face amount of $1,821,000. The notes are auto‑callable: if on the call observation date the Nasdaq‑100 closing level is at or above the initial underlier level of 28,274.20, investors receive $1,130 per $1,000 face amount on the call payment date and the notes terminate early.

If not called, the cash settlement at maturity depends on index performance. For each $1,000 face amount, investors receive: (i) $1,000 + 125% of any positive underlier return if the final level exceeds the initial level; (ii) $1,000 if the final level is between the 85% buffer level and the initial level; or (iii) a buffered loss using a 15% buffer and 100% downside participation below the buffer. The notes do not bear interest, can lose a substantial portion of principal (e.g., a 21% final level yields only 36% of face amount), are subject to the credit risk of GS Finance Corp. and its parent, may trade below issue price, are not listed on any exchange, and involve uncertain U.S. tax treatment as a pre‑paid derivative contract.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-protected, index-linked notes under its Medium-Term Notes, Series F program with an aggregate face amount of $1,533,000. The notes are linked to the Goldman Sachs Momentum Builder® Focus ER Index, a rules-based multi-asset index that uses daily rebalancing, a 5% volatility control and a momentum risk control feature, and is calculated on an excess return basis with a 0.65% per annum deduction.

The notes may be automatically called on semi-annual observation dates if the index is at or above the initial level of 113.45, paying for each $1,000 face amount $1,000 plus a call premium that steps from 9.00% up to 49.50%. If not called, at maturity on August 9, 2032 investors receive for each $1,000 either $1,000 + 54% if the index is at or above the initial level, or $1,000 if it is below, so downside is limited to return of principal subject to issuer and guarantor credit risk.

The original issue price is 100% of face amount, with a 0.25% underwriting discount and 99.75% net proceeds to the issuer. Goldman Sachs estimates the value at trade date at $939 per $1,000, below issue price, with a disclosed “additional amount” of $59.501 amortizing to zero by August 8, 2027. The notes pay no periodic interest, have capped upside, may be illiquid, and are treated as contingent payment debt instruments for U.S. tax purposes, with a comparable yield of 5.345% and a projected maturity payment of $1,379.07 per $1,000 for tax accruals.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $7,498,000 of Market-Linked Notes tied to the S&P 500® Index, maturing August 4, 2032. The notes do not bear interest and return principal at maturity, subject to issuer and guarantor credit risk.

For each $1,000 note, investors receive at maturity either $1,000 if the index is flat or down, or $1,000 plus a supplemental payment equal to 100% of the index gain, capped at a maximum payment of $1,591.50 (159.15% of principal). The initial index value is 7,489.72; the final index value is the S&P 500 closing level on July 30, 2032.

The original issue price is 100% of principal, including a 3.50% underwriting discount, resulting in net proceeds of $7,235,570. The notes are not listed on any exchange, and Goldman Sachs & Co. LLC estimates the initial value at approximately $950 per $1,000 note, reflecting structuring and distribution costs. For U.S. tax purposes, the notes are treated as contingent payment debt instruments with a comparable yield of 5.3362% and a projected maturity payment of $1,377.75 per $1,000.

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GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering $4,000,000 aggregate face amount of Medium-Term Notes, Series F linked to the Class A common stock of Strategy Inc. Each note has a $1,000 face amount and pays no interest.

At maturity on August 3, 2029, the cash payment per $1,000 depends on the stock’s performance from a $93.28 initial level. If the final level is above the initial level, investors receive $1,000 plus 500% of the underlier return, capped at a maximum settlement amount of $3,600. If the final level is between 50% and 100% of the initial level, investors receive back the $1,000 face amount.

If the final level falls below 50% of the initial level, repayment is $1,000 plus $1,000 times the underlier return, producing a one-for-one loss beyond the 50% buffer and up to a total loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, may have limited secondary liquidity, and have an estimated value on the trade date that is less than the original issue price. Tax treatment is uncertain and expected to follow a pre-paid derivative contract approach.

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GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F linked to the Russell 2000® Index. The notes have a 10% downside buffer, a 200% upside participation rate, and a maximum settlement amount of $1,302.50 per $1,000 face amount, maturing August 3, 2028.

The notes pay no interest. At maturity, investors receive enhanced upside participation in index gains up to the cap, full principal repayment if the index does not fall more than 10%, and 1-for-1 loss below the buffer level, exposing them to substantial principal loss. Investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., face uncertain secondary market liquidity, and encounter uncertain U.S. tax treatment, with the notes intended to be treated as pre-paid derivative contracts.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,356,000 aggregate face amount of leveraged callable notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest, are issued at 100% of face, and are scheduled to mature on August 5, 2031, unless redeemed early.

The issuer may redeem the notes in whole on monthly call payment dates starting August 5, 2027, at 100% of face plus a call premium that steps up from 20.0004% to 98.3353% of face through July 3, 2031. If not redeemed, the maturity payment per $1,000 depends on index performance from the trade date July 31, 2026 (initial level 598.42) to the determination date July 31, 2031. If the final level is at or above the initial level, the payoff equals $1,000 plus 235.5% of the index gain. If the final level is between 60% and 100% of the initial level, the payoff adds the absolute index return, providing positive return on moderate declines. Below 60%, investors participate fully in losses and can lose up to their entire investment.

The notes’ estimated value on the trade date is about $965 per $1,000 face amount, below issue price, reflecting structuring and distribution costs. Payments are subject to the unsecured credit of GS Finance Corp. and the guarantee of The Goldman Sachs Group, Inc., and the product carries complex market, liquidity, early call, futures-roll and tax risks.

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GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked medium-term notes with an aggregate face amount of $500,000. Each note has a $1,000 face amount and does not bear interest.

At maturity, the cash payment per $1,000 depends on the S&P 500® Index performance from the initial underlier level of 7,437.63 (set July 30, 2026) to the determination date. If the index is above the initial level, the payoff equals $1,000 plus the index return, capped at a maximum settlement amount of $1,246. If the index is at or above the 80% buffer level, investors receive $1,000. Below the buffer, principal is reduced 1% for each 1% drop beneath the buffer, and investors can lose a substantial portion of principal.

The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, are not listed on any exchange, may have limited or no secondary market liquidity, and have an estimated value at pricing that is less than the original issue price. U.S. tax treatment is uncertain; the issuer and its counsel view the notes as a pre-paid derivative contract for tax purposes, and FATCA and section 871(m) may apply.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is issuing $1,971,000 of structured notes linked to the common stock of Microsoft Corporation. The notes have a face amount of $1,000 each, an initial underlier level of $464.72 and an upside participation rate of 100%.

The notes may be automatically called on August 5, 2027 if the Microsoft stock closing level on the August 2, 2027 call observation date is at or above the initial level, in which case investors receive 120.0004% of face value, or $1,200.004 per $1,000 note. If not called, payment at maturity on August 3, 2029 depends on the final underlier level. A trigger buffer level at 57.75% of the initial level provides full principal repayment if the final level is at or above that threshold, but investors participate one-for-one in downside below it and may lose their entire investment. The notes pay no interest and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, index-linked notes maturing on August 5, 2031. The notes pay no interest and have a face amount of $1,000 each, with an initial aggregate issuance of $1,505,000.

The notes are linked to the S&P 500 Index, the iShares Expanded Tech-Software Sector ETF and the State Street Utilities Select Sector SPDR ETF. They may be automatically called on November 2, 2026 if each underlier is at least 90% of its initial level, triggering a call payment of $1,100 per $1,000 on November 5, 2026.

If not called, the maturity payoff depends on the lesser performing underlier. If its final level is above its initial level, investors participate 100% in that gain. If any underlier finishes at or below its initial level but at or above 70%, investors receive principal only. Below 70%, principal is reduced at a buffer rate of about 142.86% of losses beyond the 30% buffer, and investors can lose their entire investment. The estimated value on the trade date is about $970 per $1,000 face amount, reflecting structuring and distribution costs, and repayment is subject to the credit risk of GS Finance Corp. and its guarantor.

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FAQ

How many GOLDMAN SACHS GROUP (GS) SEC filings are available on StockTitan?

StockTitan tracks 8718 SEC filings for GOLDMAN SACHS GROUP (GS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GOLDMAN SACHS GROUP (GS)?

The most recent SEC filing for GOLDMAN SACHS GROUP (GS) was filed on August 4, 2026.