The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering $19,000,000 of callable fixed rate notes due January 22, 2036. The notes pay interest at 5.00% per year, with payments made annually on January 22, starting January 22, 2027. The notes are issued at 100% of principal, with underwriters receiving a 1.053% discount and Goldman Sachs receiving approximately $18,799,930 in proceeds before estimated $15,000 of expenses.
Goldman Sachs may redeem the notes at its option, in whole but not in part, on quarterly redemption dates beginning January 22, 2028, at 100% of principal plus accrued interest. The notes are unsecured senior debt of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any government agency. They are a new issue with no established trading market, although Goldman Sachs & Co. LLC and InspereX LLC currently intend to make a market in the notes.
The Goldman Sachs Group, Inc. is issuing $11,000,000 of callable fixed rate notes due January 3, 2033 under its Medium-Term Notes, Series N program. The notes pay interest at a fixed rate of 4.50% per annum from January 22, 2026, with annual interest payments each January 22 and at maturity, starting January 22, 2027.
Goldman Sachs may redeem the notes, in whole but not in part, at 100% of principal plus accrued interest on any January 22, April 22, July 22 or October 22 on or after April 22, 2027, upon at least five business days’ notice. The initial price to the public is 100% of principal, with an underwriting discount of 1.605%, resulting in proceeds before expenses of $10,823,450 to Goldman Sachs.
The notes are unsecured obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any governmental agency. They will be issued in book-entry form through DTC, with market-making expected but not assured, and are subject to detailed selling and investor eligibility restrictions in the U.S., EEA, UK and various other jurisdictions.
The Goldman Sachs Group, Inc. is offering $11,500,000 principal amount of Callable Fixed Rate Notes due January 22, 2029. The notes pay fixed interest at 4.05% per annum from January 22, 2026, with interest payable annually on January 22, starting January 22, 2027. The notes are issued as Medium-Term Notes, Series N under a senior indenture and will be held in book-entry form through DTC.
Goldman Sachs may redeem the notes, in whole but not in part, on each January 22, April 22, July 22 and October 22 on or after January 22, 2027 at 100% of principal plus accrued interest. The initial price to the public is 100% of principal, with an underwriting discount of 0.435%, resulting in expected proceeds before expenses of $11,449,975. The notes are unsecured obligations, are not bank deposits or FDIC insured, are subject to U.S. taxation rules including FATCA, and carry distribution and selling restrictions in the U.S., EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
The Goldman Sachs Group, Inc. is issuing $11,000,000 of callable fixed rate notes due January 2, 2031. The notes pay interest at 4.20% per annum from January 22, 2026, with interest paid each January 22 and at maturity, beginning January 22, 2027.
Goldman Sachs may redeem the notes, in whole but not in part, on any January 22, April 22, July 22 or October 22 on or after January 22, 2027 at 100% of principal plus accrued interest. The initial price to the public is 100% of principal, with an underwriting discount of 1.224%, resulting in projected proceeds before expenses of $10,865,360 to Goldman Sachs.
The notes are senior unsecured debt issued as global securities through DTC, are not bank deposits, and are not insured by any government agency. Sales are subject to extensive distribution and investor eligibility restrictions in the U.S., EEA, UK, Hong Kong, Singapore, Japan and Switzerland, and interest and disposition of the notes have specific U.S. federal income tax and FATCA consequences.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering income-bearing notes linked to the stock prices of Meta Platforms Class A, Amazon.com, and Palantir Technologies Class A. The notes pay quarterly contingent coupons of $40 per $1,000 face amount (4% per quarter, up to 16% per year) only if on the relevant observation date each stock is at least 60% of its initial price.
The notes can be automatically called starting in January 2027 through October 2028 if all three stocks are at or above their initial prices, returning the $1,000 face amount plus the applicable coupon. If not called, they mature on an expected February 1, 2029 date. At maturity, if no trigger event occurs (at least one stock at or above its initial price), investors receive full principal back and, if each stock is at least 60% of its initial price, the final coupon.
If a trigger event occurs (all three final prices below initial) and any stock finishes below 60% of its initial price, repayment is reduced in proportion to the worst-performing stock, and investors can lose up to their entire investment and receive no coupon. The estimated value on the trade date is expected between $925 and $955 per $1,000 face amount, reflecting structuring costs and dealer compensation, and the notes are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500 Index, Nasdaq-100 Index and iShares Russell 2000 ETF. The notes pay a conditional monthly coupon of $9.5 per $1,000 face amount (0.95% monthly, up to 11.4% per year) only if on each observation date all three underliers are at or above 70% of their initial levels.
Starting in July 2026, the notes are automatically called on quarterly call dates if all underliers are at or above their initial levels, returning principal plus the coupon. If held to the expected January 2029 maturity and not called, principal repayment depends on the worst-performing underlier: if each is at or above 70% of its initial level, investors receive full principal plus the final coupon; if any is below 70%, repayment is reduced 1-for-1 with the lowest underlier’s loss, with the potential to lose the entire investment and no coupon. The estimated value on the trade date is expected to be $925–$955 per $1,000, reflecting fees, hedging and issuer funding costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the Class A common stock of Roblox Corporation. These notes pay monthly coupons only when Roblox’s closing level on each observation date is at or above 70% of its initial level; otherwise, no coupon is paid.
The notes are automatically called early if Roblox’s closing level on specified call observation dates from July 2026 through December 2028 is at or above its initial level, in which case investors receive principal plus the applicable coupon. If the notes are not called and Roblox’s final level on the January 2029 determination date is at or above 70% of the initial level, investors receive full principal back; if it is below 70%, repayment is reduced in line with the underlier’s loss and investors can lose their entire investment.
Upside is capped at return of principal plus coupons, so investors do not benefit from stock gains above the initial level. The document highlights that the estimated value of the notes on the trade date will be lower than the original issue price, that secondary market values can be volatile, and that payments are subject to the credit risk of GS Finance Corp. and its parent guarantor. U.S. tax treatment is uncertain and is described under an income-bearing prepaid derivative contract approach.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2027 under its Medium-Term Notes, Series N program. The notes are expected to pay interest at a fixed rate of 3.725% per annum from the original issue date, expected to be January 29, 2026, to the stated maturity date, expected to be March 29, 2027. Interest is expected to be paid on the stated maturity date, unless the notes are redeemed earlier.
The notes are callable at Goldman Sachs’ option, in whole but not in part, on monthly redemption dates starting on or after July 29, 2026 at 100% of principal plus accrued interest, calculated using the 30/360 (ISDA) day count convention. The notes are expected to be issued as global securities through DTC, may be issued with original issue discount for U.S. tax purposes, and are subject to FATCA withholding rules. Distribution is through Goldman Sachs & Co. LLC, which has a FINRA Rule 5121 conflict of interest, and sales are restricted in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the Russell 2000® Index and the S&P 500® Index with an aggregate face amount of $5,267,000. The notes pay a contingent quarterly coupon of $22.75 per $1,000 (2.275% quarterly, up to 9.10% per annum) only if on each coupon observation date both underliers close at or above 70% of their initial levels.
The notes are subject to an automatic call: if on any call observation date both indices are at or above their initial levels (2,677.738 for the Russell 2000® and 6,940.01 for the S&P 500®), investors receive $1,000 per note plus the coupon then due, and the notes terminate early. If the notes are not called, the maturity payment on January 22, 2031 depends on the lesser performing index. If that index finishes at or above 70% of its initial level, investors receive full principal; if it finishes below 70%, the payoff equals $1,000 plus $1,000 times the lesser performing underlier return, and investors can lose up to their entire investment.
The notes are unsecured obligations exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and their estimated value at pricing is less than the original issue price due to fees, commissions and structuring costs.
Goldman Sachs Group Inc. director David A. Viniar reported a series of indirect open-market sales of the company’s common stock on January 16, 2026. The transactions involved multiple blocks of shares, with weighted average sale prices ranging from about $968.60 to $975.68 per share, and underlying trade prices between $968.14 and $975.88 per share.
The sold shares were held through a limited liability company, so the activity is attributed to that entity rather than directly to Viniar personally. After these reported sales, an additional 72,693 shares are reported as held through trusts for which Viniar’s spouse is sole trustee and immediate family members are beneficiaries, and Viniar disclaims beneficial ownership of those trust-held shares.