Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering non-interest-bearing auto-callable notes linked to an equally weighted basket of five stocks: Advanced Micro Devices, AppLovin, Astera Labs, Micron Technology and Robinhood Markets. The basket starts at a level of 100, with each stock given a 20% weight.
The notes have a face amount of $1,000 (aggregate $677,000 initially) and mature on November 29, 2030, but can be automatically called as early as November 23, 2026 if the basket level is at or above the initial level. If called, holders receive $1,000 plus a fixed call premium, starting at 16.75% and rising on later call dates up to 79.5625%.
If not called, maturity payment depends on the basket’s final level. Above or equal to the initial level, investors get $1,000 plus 100% of the basket’s gain. Between a 0% and 50% decline, principal is repaid. Below a 50% decline, losses match the basket drop and can reach 100% of principal. The estimated value is about $885 per $1,000 face due to fees, hedging costs and dealer margins, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering an aggregate $4,927,000 of auto-callable buffered income notes linked equally to Apple, Amazon, Alphabet Class C and NVIDIA common stock. The notes mature on November 29, 2028, unless automatically called beginning in November 2026 when, on a call observation date, each stock’s closing price is at or above its initial price ($271.49 AAPL, $220.69 AMZN, $299.65 GOOG, $178.88 NVDA). If called, holders receive the $1,000 face amount per note plus the applicable coupon.
On monthly observation dates, investors receive a $10.417 coupon per $1,000 (1.0417% monthly, up to about 12.5% per year) only if each stock is at or above 60% of its initial price; otherwise the coupon is zero. At maturity, if not called, principal repayment depends solely on the worst-performing stock: full principal plus the final coupon if the worst stock is at least 80% of its initial level, partial principal between 80% and 99.99% if it finishes between 60% and 80%, and a loss of principal with no coupon if it falls below 60%. The original issue price is 100% of face, including a 3.25% underwriting discount, and the estimated value is about $923 per $1,000.
GS Finance Corp. is offering $9,515,500 of Trigger Autocallable Contingent Yield Notes due 2030, guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the least performing of the EURO STOXX 50® Index and the S&P 500® Index, so the weaker index drives results.
Investors may receive a $0.25 quarterly contingent coupon per $10 face amount (up to 10% per year), but only if on each observation date both indices are at or above 70% of their initial levels, which also serves as the downside threshold. Starting in May 2026, the notes are automatically called if both indices are at or above their initial levels, returning face amount plus the coupon then due.
If the notes are not called and on the final observation date in November 2030 either index finishes below 70% of its initial level, repayment of principal is reduced one-for-one with the loss in the lesser performing index, and investors can lose their entire investment. Payments are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $2,096,000 aggregate face amount of callable notes linked to the S&P 500® Futures Excess Return Index, maturing on November 26, 2030. The notes pay no interest and are unsecured obligations of the issuer, subject to the guarantor’s credit risk.
At maturity, for each $1,000 note investors receive: leveraged upside of 165% of any index gain; full principal repayment if the index is between 80% and 100% of the initial level of 539.99; and a loss of principal if the index falls below 80%, with losses increasing one‑for‑one beyond a 20% drop. The issuer may redeem the notes early on scheduled call payment dates at 100% of face amount plus a call premium that rises over time. The original issue price is 100% of face amount, with a 4.125% underwriting discount and estimated initial value of about $929 per $1,000.
GS Finance Corp. (GS) is offering callable, income-paying notes linked to three underliers: the Russell 2000® Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. The notes mature on November 26, 2031, but can be automatically called on monthly observation dates from May 2026 to October 2031 if the closing level of each underlier is at or above its initial level (2,369.587 for the Russell 2000, 11,840.45 for the Nasdaq-100 Technology Sector Index and $326.13 for the VanEck Semiconductor ETF).
On each monthly coupon observation date, if each underlier is at least 75% of its initial level, investors receive a coupon of $13.334 per $1,000 face amount (1.3334% monthly, up to about 16% per year); otherwise, no coupon is paid. If the notes are not called, the maturity payoff depends on the worst-performing underlier. If each final level is at least 60% of its initial level, investors receive $1,000 per note plus any final coupon; if the worst underlier is below 60%, principal is reduced one-for-one with that underlier’s loss, and investors can lose their entire investment and receive no coupon.
The notes are senior unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc. The aggregate initial face amount is $1,300,000, the original issue price is 100% of face, the underwriting discount is 0.5%, and net proceeds to the issuer are 99.5% of face. The estimated value on the trade date is approximately $988 per $1,000, reflecting fees, hedging and model-based pricing. Payments are subject to the credit risk of the issuer and guarantor, and investors have no ownership or dividend rights in the indices or ETF.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the stocks of Meta, Amazon, Alphabet (Class C) and NVIDIA. The notes have an aggregate face amount of $1,460,000 and mature on December 1, 2031, unless automatically called from observation dates beginning in November 2026 through October 2031 when all four stocks are at or above their initial prices.
For each $1,000 face amount, holders may receive a monthly coupon of $6.375 (0.6375%, up to 7.65% per year) only if on the relevant observation date every stock closes at or above 75% of its initial price; otherwise the coupon is zero. If the notes are called, investors receive face amount plus the applicable coupon. If not called, at maturity investors receive face amount plus any final coupon.
The original issue price is 100% of face amount, with a 4.125% underwriting discount and 95.875% net proceeds to the issuer. The estimated value on the trade date is approximately $932 per $1,000 face amount, reflecting structuring and distribution costs. Payments depend entirely on the credit of GS Finance Corp. and the guarantor, and the notes are unsecured, unlisted and may have limited secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,240,000 of Callable 10-Year CMT Rate-Linked Range Accrual Notes due November 26, 2035 under its Medium-Term Notes, Series F program. Investors receive a fixed 7.25% per annum coupon for the first four quarterly payments, then a variable rate up to 7.25% based on how often the 10-year Constant Maturity Treasury (CMT) yield stays between 0.00% and 5.00% on scheduled reference dates. If the 10-year CMT is outside this range on every reference date in a period, no interest is paid for that quarter. The issuer may redeem the notes at 100% of principal plus accrued interest on any interest payment date on or after November 2026, which can shorten the term. The notes price at 100% of principal, with net proceeds of 96.50% (about $1,196,600) to the issuer and an estimated value of approximately $948 per $1,000 note, reflecting structuring and distribution costs. Payments depend on the credit of both GS Finance Corp. and the guarantor, and the notes will not be listed on an exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $900,000 of structured notes linked to an equally weighted basket of Broadcom, Meta Platforms, NVIDIA and Tesla. The notes can be automatically called starting in November 2026 if the basket is at or above its initial level, returning the $1,000 face amount per note plus a coupon.
Monthly coupons of $7.5 per $1,000 (0.75%, up to 9% per year) are paid only when the basket is at least 75% of its initial level; otherwise no coupon is paid. At maturity in 2030, if the basket is at least 80% of its initial level, holders receive full principal plus any final coupon; between 75% and 80%, they receive 95%–99.99% of principal plus the final coupon; below 75%, principal is reduced, with losses up to 80% of face value.
The estimated value is approximately $922 per $1,000, below the 100% issue price, reflecting dealer compensation, hedging and structuring costs. Payments depend entirely on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the notes do not provide direct ownership or dividends in the underlying stocks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $622,000 aggregate face amount of buffered notes linked to the S&P 500® Futures Excess Return Index, maturing on May 25, 2028. The notes do not pay interest and are unsecured obligations subject to the credit risk of both GS Finance Corp. and the guarantor.
The payoff depends on index performance from the initial level of 539.99 on the November 21, 2025 trade date to the final level on May 22, 2028. For each $1,000 note, investors participate 1:1 in gains or zero performance, but returns are capped at a maximum settlement amount of $1,600, corresponding to a cap level of 160% of the initial level. If the index falls but stays at or above 85% of the initial level, investors receive the absolute value of the loss as a positive return. If it falls below 85%, losses equal the index return plus 15%, so a substantial portion of principal can be lost.
The original issue price is 100% of face amount, with an underwriting discount of 2.97% and net proceeds of 97.03%. The estimated value at pricing is approximately $956 per $1,000 face amount, reflecting fees and hedging costs. Key risks include structural complexity, limited upside due to the cap, exposure to futures-related effects such as negative roll yield, potential illiquidity, and tax treatment uncertainty, along with general market and credit risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers medium-term notes linked to the Goldman Sachs Momentum Builder Focus® ER Index with an aggregate face amount of $896,000. The notes pay no coupons and return at least the face amount at maturity on May 24, 2029, subject to issuer and guarantor credit risk.
If the index’s final level exceeds the initial level of 109.44, investors receive $1,000 plus $1,000 × the 305% upside participation rate × index return. If the index is flat or down, the maturity payment is $1,000. The index is an excess-return strategy that reallocates daily across equity, bond, commodity and cash exposures, applies a 5% volatility control and momentum overlays, and deducts 0.65% per year, so high cash allocations and fees can significantly reduce index gains.
The original issue price is 100% of face, with a 3.17% underwriting discount and 96.83% net proceeds to the issuer. The notes are treated for U.S. tax purposes as contingent payment debt instruments, with a comparable yield of 4.1721% and a projected maturity payment of $1,157.47 per $1,000 face amount, meaning taxable ordinary income accrues over the life of the notes even though cash is paid only at maturity.