Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, principal-at-risk notes linked to the iShares® Bitcoin Trust ETF (ticker IBIT), maturing on January 4, 2028.
The notes may be automatically called on the December 23, 2026 call observation date, paying at least $1,300.50 per $1,000 if the ETF closes at or above its initial price; no further payments occur after an automatic call. If not called, investors receive 150.00% of any positive ETF performance at maturity, a positive “dual directional” return for ETF declines of up to 25.00%, or a 1‑for‑1 loss of principal if the ETF falls below 75.00% of its initial level.
The notes pay no interest, have an estimated initial value of $900–$960 per $1,000, and are unsecured, unsubordinated obligations subject to the credit risk of GS Finance Corp. and its guarantor. They concentrate exposure in bitcoin via IBIT, which carries significant volatility, regulatory, custody, market manipulation and tax risks detailed in extensive risk factors.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the S&P 500® Index, Tesla, Inc. and NVIDIA Corporation. The notes have a $1,000 face amount and are expected to mature on November 30, 2028, but can be automatically called quarterly from May 2026 if all three underliers are at or above their initial levels.
Investors may receive a fixed coupon of $14.375 per $1,000 (1.4375% monthly, up to 17.25% per year) for any month in which each underlier is at least 60% of its initial level; otherwise the coupon for that month is zero. If the notes are not called and all underliers are below their initial levels on the final observation date, principal repayment depends on the worst performer. If any underlier finishes below 50% of its initial level, repayment is reduced in line with that underlier’s loss and investors can lose most or all of their principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date is expected to be $925–$955 per $1,000, reflecting structuring and distribution costs and GS&Co. pricing models.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering leveraged, callable notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are expected to mature in late 2031, unless Goldman redeems them early on specified monthly call dates starting in late 2026 for par plus a preset call premium.
If the index level at maturity is above its initial level, holders receive principal plus 1.25× the index gain; if the index is flat or down, repayment is limited to principal only. The index tracks E-mini S&P 500® futures, whose returns can differ from the cash S&P 500® Index and may be reduced over time by financing costs and negative roll yield.
The notes are unsecured obligations of GS Finance Corp., guaranteed by Goldman Sachs, and carry full issuer and guarantor credit risk. Goldman discloses an estimated fair value of about $850–$890 per $1,000 face amount at pricing, below issue price, and highlights limited liquidity, call risk, complex tax treatment as contingent payment debt instruments, and multiple market and futures-specific risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,000,000 of Trigger Callable Contingent Yield Notes due 2030 linked to the least performing of the S&P 500, Russell 2000 and EURO STOXX 50 indices. The notes pay a contingent coupon of $0.2125 per $10 (up to 8.50% per year) on quarterly dates only if all three indices are at or above 70% of their initial levels.
Goldman can redeem the notes at its option on any quarterly coupon date from February 2026 through August 2030 at face amount plus any due coupon. If not called, principal is protected at maturity only if each index is at or above 50% of its initial level; otherwise, repayment is reduced one-for-one with the decline of the worst index and investors can lose their entire investment. The estimated value at pricing is about $9.78 per $10, below the $10 issue price, reflecting fees, costs and model assumptions. All payments depend on the credit of GS Finance Corp. and Goldman Sachs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $10 face value Trigger Autocallable Contingent Yield Notes linked to the Russell 2000® and S&P 500® indices. Investors may receive quarterly contingent coupons between $0.185 and $0.195 per $10 (up to about 7.40%–7.80% per annum) only if, on each observation date, both indices close at or above a coupon barrier set at 70% of their initial levels.
Starting in May 2026, the notes are automatically called if both indices are at or above their initial levels, returning the $10 face amount plus the coupon, with no further payments. If not called, and on the final date both indices are at or above the same 70% downside thresholds, holders receive $10 plus the final coupon; otherwise repayment is reduced one-for-one with the decline of the weaker index and can fall to $0. The estimated value at pricing is expected to be $9.50–$9.80 per $10, below the issue price, and all payments are subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable buffered notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are scheduled to mature in late 2030, unless Goldman redeems them earlier on monthly call dates for $1,000 per note plus a call premium that starts at at least 16.0008% and steps up over time.
At maturity, if not called, investors receive for each $1,000 face amount: 1.55× any positive index return; the full absolute return if the index is down but no worse than 20%; or a loss beyond that 20% buffer if the index finishes below 80% of its initial level. The structure is exposed to the performance of E-mini S&P 500 futures (not the cash S&P 500 Index) and to the credit risk of both GS Finance Corp. and its parent. The estimated value on the trade date is expected to be between $850 and $890 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to an ADS of Arm Holdings plc. The notes are scheduled to mature on September 10, 2027, unless redeemed early by the issuer at 100% of face amount plus any due coupon between June 2026 and August 2027.
The notes pay a monthly coupon of $15.834 per $1,000 face amount (1.5834% monthly, about 19% per year potential) only when the Arm ADS is at or above 60% of its initial price on the relevant observation date; otherwise the coupon is zero. At maturity, principal is protected only down to a 50% trigger buffer: if the final price is at or above 50% of the initial level, investors receive at least full face value; if it is below 50%, repayment is reduced one-for-one with the stock’s decline and can result in a complete loss of principal.
The notes’ estimated value on the trade date is expected to be between $925 and $965 per $1,000 face amount, less than the original issue price, and payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The notes are unsecured, not bank deposits, and not insured by the FDIC or any governmental agency.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,260,000 of callable notes linked to the 10‑year Constant Maturity Treasury (CMT) rate, maturing on November 25, 2030. The notes pay quarterly interest, with the rate for each period determined by how often the 10‑year CMT is at or below 4.30% versus above that level.
When the 10‑year CMT is at or below 4.30% on a reference date, a 6.25% maximum interest factor applies for that day; when it is above 4.30%, only a 1.50% minimum interest factor applies. Interest is calculated using a 30/360 (ISDA) convention, so the effective quarterly rate varies and will be less than 6.25% per year unless the 10‑year CMT stays at or below 4.30% on all reference dates in the period.
The notes are callable at the issuer’s option at par plus accrued interest on any quarterly interest payment date on or after May 25, 2027. The original issue price is 100% of face amount with a 2% underwriting discount and 98% net proceeds, while the estimated value is about $969 per $1,000 face amount. The notes are unsecured obligations subject to the credit risk of both GS Finance Corp. and the guarantor and may have limited secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the S&P 500® Daily Risk Control 5% USD Excess Return Index. The notes pay no interest and are expected to mature on December 21, 2028.
At maturity, for each $1,000 face amount, investors receive $1,000 plus a return linked to the index. If the index return is zero or positive, the payoff equals the index gain multiplied by an upside participation rate of at least 120%. If the index return is negative, investors receive the absolute value of the index decline, but the total payout is capped at a maximum downside settlement amount of $2,000 per $1,000 note, creating leveraged exposure in both directions.
The underlier is an excess return index that reflects the S&P 500® risk-control strategy minus a financing rate of SOFR plus 0.02963%, which reduces positive performance and amplifies losses. Payments are subject to the credit risk of GS Finance Corp. and its parent, and the estimated initial value is expected to be $925–$965 per $1,000, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering zero-coupon, auto-callable structured notes with an aggregate face amount of $1,287,000. The notes are linked to the EURO STOXX 50® Index, the Energy Select Sector SPDR® Fund (XLE) and the Utilities Select Sector SPDR® Fund (XLU).
The notes may be automatically called quarterly starting on November 23, 2026 if all three underliers are at or above their initial levels, paying back principal plus a call premium that starts at 19% and steps up over time. If not called, at maturity on November 29, 2030 investors receive $1,950 per $1,000 if all underliers are at or above initial levels, return of principal if the worst underlier is at or above 70% of its initial level, and a proportionate loss if the worst underlier finishes below that buffer, with the potential to lose the entire investment. The estimated value on the trade date is about $926 per $1,000, and payments are subject to the unsecured credit risk of GS Finance Corp. and its guarantor.