Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs (GS), via GS Finance Corp., is offering preliminary Autocallable Contingent Coupon Equity‑Linked Notes due 2028 linked to Advanced Micro Devices, Inc. (AMD). The notes pay a $14.334 monthly coupon per $1,000 face amount (1.4334% monthly, potential up to approximately 17.20% per annum) on any observation date when AMD’s closing level is at or above the coupon trigger level.
The notes feature a quarterly automatic call if AMD’s closing level is at or above the initial underlier level, returning $1,000 per note plus the coupon then due. If not called, payment at maturity depends on AMD’s performance. If the final underlier level is at or above the trigger buffer level, investors receive $1,000 per note (plus any final coupon). If it is below the trigger buffer, investors receive $1,000 + ($1,000 × underlier return), and could lose their entire investment.
Key terms include: Initial underlier level $233.08 (AMD closing level on October 17, 2025), coupon trigger level 50% of initial, and trigger buffer level 50% of initial. Dates: Trade October 20, 2025; Original issue October 27, 2025; Determination October 17, 2028; Stated maturity October 24, 2028. The notes are guaranteed by The Goldman Sachs Group, Inc., are unsecured, will not be listed, and carry risks including credit risk, potential no coupons, limited liquidity, and an initial estimated value below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500 Futures Excess Return Index under its Medium‑Term Notes, Series F program. The notes do not pay interest and return depends on index performance from the trade date to the determination date.
Holders receive enhanced upside at a 170.25% participation rate if the final underlier level exceeds the initial level. Principal is protected at maturity down to a 20% decline (buffer level 80% of the initial level). If the final level falls more than the buffer, repayment is reduced 1% per 1% drop below the buffer. Key dates: trade date October 30, 2025, original issue date November 4, 2025, and maturity November 4, 2030.
Risks include issuer and guarantor credit risk, potential loss of principal beyond the buffer, no dividends, and the underlier’s futures‑based methodology, which may be adversely affected by financing costs and negative roll yields. The estimated value at pricing is expected to be less than the issue price. The offering involves FINRA Rule 5121 conflicts of interest, will not be listed, and GS&Co. may make a market but is not obligated to do so.
Goldman Sachs Group (GS) reported an insider equity award for a board member. On 10/15/2025, the director received 74 Restricted Stock Units (RSUs) (Transaction Code A) at a stated price of $0, reflecting routine compensation for the third quarter 2025 Annual Retainer and Committee Chair Fee for service on the Issuer’s Board, and the third quarter 2025 Annual Retainer for service on the Goldman Sachs Bank USA Board.
Shares underlying these RSUs will be delivered approximately 90 days after the director’s retirement from either board, as applicable. Following this grant, the filing shows 6,806 derivative securities beneficially owned, held directly.
Goldman Sachs Group Inc. (GS): A director reported an equity grant on 10/15/2025. The filing shows an award of 33 Restricted Stock Units (RSUs) coded “A”. The RSUs convert into common stock approximately 90 days after the director retires from the Board. Following this grant, the director beneficially owned 4,830 derivative securities, held directly.
Goldman Sachs Group Inc. (GS) director reported a grant of 33 restricted stock units on October 15, 2025 under the company’s quarterly board retainer program.
The RSUs relate to the director’s third quarter 2025 Annual Retainer, with shares of common stock to be delivered approximately 90 days after the director retires from the Board. Following this grant, the director beneficially owned 452 derivative securities, held directly.
Goldman Sachs Group Inc. (GS) reported an insider equity award. A company director received 33 restricted stock units (RSUs) on 10/15/2025, recorded on Form 4 as an acquisition. These RSUs were granted as the director’s third quarter 2025 annual retainer.
The underlying common shares are scheduled to be delivered approximately 90 days after the director’s retirement from the Board. Following this transaction, the director beneficially owns 102 derivative securities in the form of RSUs, held directly.
Goldman Sachs Group Inc. (GS) reported a routine insider compensation event. A company director received an award of 33 Restricted Stock Units on 10/15/2025, recorded on Form 4.
The RSUs were granted as part of the director’s third quarter 2025 Annual Retainer. Shares underlying these RSUs will be delivered approximately 90 days after the director’s retirement from the Board. Following this transaction, the director beneficially owns 5,902 derivative securities on a direct basis.
Goldman Sachs (GS) filed a Form 4 reporting a grant of 50 restricted stock units on 10/15/2025 to a director as the third quarter 2025 annual retainers for service on the Issuer’s Board and the Goldman Sachs Bank USA board. The shares underlying these RSUs will be delivered approximately 90 days after the director’s retirement from either board. Following the transaction, 2,641 derivative securities were beneficially owned, held directly.
Goldman Sachs (GS) launched a preliminary 424(b)(2) pricing supplement for Callable Fixed Rate Notes due 2045. The notes pay 5.25% per annum from the expected original issue date of October 31, 2025 to the expected stated maturity of October 31, 2045, with interest paid annually on the last calendar day of October. The first interest payment is expected on October 31, 2026.
Goldman Sachs may redeem the notes at 100% of principal plus accrued and unpaid interest, in whole but not in part, on each redemption date (the last calendar day of January, April, July and October) on or after October 31, 2028, with at least five business days’ prior notice. Interest uses the 30/360 (ISDA) day-count convention. The notes will be issued in DTC book-entry form under the Medium‑Term Notes, Series N program, with Goldman Sachs & Co. LLC and InspereX LLC as underwriters. Sales to certain accounts may occur below par per the supplemental plan of distribution, and EEA/UK retail investor restrictions apply.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc. (NYSE: GS), filed a preliminary 424(b)(2) for Autocallable Contingent Coupon Index‑Linked Notes tied to the S&P 500, Nasdaq‑100, and EURO STOXX 50. The notes may auto‑call quarterly from April 2026 through January 2029 if each index is at or above its initial level, returning face value plus the coupon.
Coupons of $22.5 per $1,000 (2.25% quarterly, up to 9% p.a.) are paid only if each index is at or above 70% of its initial level on the observation date. At maturity (expected April 19, 2029), if not called: you receive $1,000 plus final coupon if every index is at least 82% of its initial level; between 70%–82%, principal is reduced linearly to as low as 88%; below 70%, principal is reduced further based on the lesser‑performing index and no coupon is paid.
The filing lists an estimated value of $915–$955 per $1,000 at pricing. Denominations are $1,000. The notes are unsecured obligations of GS Finance Corp. and subject to the credit risk of both the issuer and the guarantor. The trade date is expected to be October 15, 2025.