GSI Technology CEO granted 150,000 stock options

GSI Technology’s President, CEO and Chairman Lee-Lean Shu reported receiving a grant of 150,000 stock options on February 2, 2026.

Accepted by SEC EDGAR 02/04/2026 - 06:46 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

GSI Technology’s President, CEO and Chairman Lee-Lean Shu reported receiving a grant of 150,000 stock options on February 2, 2026. The options have an exercise price of $7.23 per share and relate to the company’s common stock.

Subject to Shu’s continued service to GSI Technology, the option grant vests and becomes 100% exercisable on December 1, 2026 and expires on February 2, 2036. Following this grant, Shu beneficially owns 150,000 derivative securities directly.

Insider Trade Summary

Grant/Award: 150,000 shares

Grant/Award 1 txn

Insider Shu Lee-Lean

Role Pres., CEO and Chairman

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	150,000	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 150,000 contracts (Direct)

Footnotes (1)

1. F1. Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GSIT report for Lee-Lean Shu on this Form 4?

The filing shows that Lee-Lean Shu, President, CEO, Chairman and 10% owner of GSI Technology (GSIT), received a grant of 150,000 stock options on February 2, 2026. These options relate to the company’s common stock and are held directly.

How many GSI Technology (GSIT) options were granted to the CEO and at what price?

Lee-Lean Shu was granted 150,000 stock options in GSI Technology common stock. The options carry an exercise price of $7.23 per share. The grant is recorded as a derivative security award with no cost reported for acquiring the option itself.

When do Lee-Lean Shu’s GSIT stock options vest and become exercisable?

The filing states the options vest and become 100% exercisable on December 1, 2026. This vesting is subject to Shu’s continued service to GSI Technology. Until then, the options remain unexercisable even though they were granted on February 2, 2026.

What is the expiration date of the GSI Technology (GSIT) stock options granted to the CEO?

The stock options granted to Lee-Lean Shu expire on February 2, 2036. After this expiration date, any unexercised portion of the 150,000 options becomes void, even if they had previously vested and become exercisable.

How is ownership of the reported GSIT stock options classified for Lee-Lean Shu?

The Form 4 classifies ownership of the 150,000 stock options as direct. This means Shu personally holds the derivative securities rather than through a separate entity, trust, or family vehicle, based on the ownership form disclosed in the filing.

What roles does Lee-Lean Shu hold at GSI Technology (GSIT) according to this filing?

According to the filing, Lee-Lean Shu is a Director, 10% Owner, and serves as President, CEO and Chairman of GSI Technology. These roles are listed in the relationship section of the Form 4 alongside the reported option grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shu Lee-Lean

(Last) (First) (Middle)

GSI TECHNOLOGY, INC.

1213 ELKO DRIVE

(Street)

SANTA CLARA CA 94089

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GSI TECHNOLOGY INC [ GSIT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Pres., CEO and Chairman

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$7.23	02/02/2026		A		150,000		12/01/2026(1)	02/02/2036	Common Stock	150,000	$0	150,000	D

Explanation of Responses:

1. Subject to the Reporting Person's continued service to the Issuer, the option vests and becomes 100% exercisable on December 1, 2026.

	Lee-Lean Shu, By Douglas Schirle, Attorney -in-Fact	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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