Welcome to our dedicated page for Ferroglobe SEC filings (Ticker: GSM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Ferroglobe PLC (NASDAQ: GSM) filings with the U.S. Securities and Exchange Commission, including Form 20-F annual reports and Form 6-K current reports. As a foreign private issuer based in London, Ferroglobe uses these filings to furnish quarterly financial results, AGM outcomes, index membership announcements and other material information.
In its financial reporting on Form 6-K, the company presents sales, adjusted EBITDA, net income or loss attributable to the parent, operating cash flow, capital expenditures, free cash flow, total cash, adjusted gross debt, net cash or net debt, and working capital. These filings also break down performance by product category, covering silicon metal, silicon-based alloys and manganese-based alloys, with data on shipments, average selling prices and segment-level adjusted EBITDA.
Ferroglobe’s SEC submissions include governance and shareholder documentation, such as the results of its Annual General Meeting, resolutions on director elections, remuneration policy and report, equity incentive plans, political expenditure authorizations, and the appointment and remuneration of the auditor. Filings also incorporate press releases announcing inclusion in the Russell 2000 and Russell 3000 indexes and other corporate milestones.
On Stock Titan, users can view these filings as they are made available from EDGAR and use AI-powered tools to summarize lengthy documents, highlight key metrics and clarify technical language. This helps readers quickly understand trends in Ferroglobe’s financial performance, capital structure, trade-related disclosures and governance decisions without manually parsing every page of each report.
Ferroglobe PLC Executive Chairman Javier Lopez Madrid filed a Form 3 reporting his holdings in the company. He holds multiple performance share unit awards over ordinary shares with a zero exercise price, with individual grants covering up to 432,771 underlying shares and expiring between 2026 and 2035. A footnote explains these amounts reflect the maximum shares that may vest, as the performance periods have not yet ended. He also reports 78,580 ordinary shares held directly and additional ordinary shares held indirectly through related entities.
Ferroglobe PLC officer Girardeau David Marie, Gabriel has reported his equity holdings in a Form 3 filing. The filing shows direct ownership of 55,164 ordinary shares of Ferroglobe.
He also holds performance share units that may convert into up to 32,450, 54,344 and 57,015 ordinary shares, with expiration dates in 2033, 2034 and 2035. According to the footnote, these amounts are the maximum shares that could vest and remain subject to performance periods that have not yet ended.
Ferroglobe PLC Chief Commercial Officer Carsten Larsen filed an initial ownership statement reporting holdings of performance share units tied to ordinary shares. These units represent rights over 47,193 underlying ordinary shares expiring on June 19, 2034 and 66,879 underlying ordinary shares expiring on September 10, 2035.
The exercise price for these performance share units is listed as $0.0000 per share. A footnote clarifies that the figures refer to the maximum number of shares that may vest, as they are subject to performance periods that have not yet ended, meaning the actual shares ultimately delivered could be lower.
Ferroglobe PLC filed a Form 3 for officer Ollivier Benoit Emile Norbert, reporting his existing equity interests in the company. The filing lists 55,325 Ordinary shares held directly, plus multiple performance share unit awards that may settle in Ordinary shares if future performance conditions are met.
These performance share units cover up to 36,929, 97,257, 81,726, 67,691, and 71,018 underlying Ordinary shares at an exercise price of 0.0000, with expiration dates ranging from 2030 to 2035. A footnote explains these figures are the maximum shares that could vest, as the related performance periods have not yet ended.
Ferroglobe PLC Chief Operating Officer Benjamin Crespy has filed an initial ownership report showing his equity interests in the company. The filing lists performance share units that can convert into up to 73,155, 67,304 and 62,924 ordinary shares, plus 345 ordinary shares held directly.
The performance share units represent the maximum number of shares that may vest and are subject to performance periods that have not yet ended. These awards carry a zero exercise price and have expiration dates between 2033 and 2035, highlighting a long-term, performance-based compensation structure rather than immediate market transactions.
Ferroglobe PLC’s Chief Finance Officer, Beatriz Garcia Cos Muntanola, filed an initial ownership report showing direct holdings of ordinary shares and performance share units. She directly holds 32,292 ordinary shares. She also holds performance share units that may vest into up to 127,183, 110,570, 90,572 and 95,024 ordinary shares at a $0.0000 exercise price, with expiration dates ranging from 2031 to 2035, representing maximum potential vesting subject to future performance conditions.
Ferroglobe PLC Chief Legal Officer Thomas Kletus Wiesner II filed a Form 3 reporting his equity interests in the company. He holds 27,500 ordinary shares directly. He also holds performance share units that may convert into up to 57,689, 62,924, and 66,017 ordinary shares at an exercise price of 0.0000 per share, with expiration dates in 2033, 2034, and 2035. A footnote explains these figures are the maximum shares that may vest for performance periods that have not yet ended.
Ferroglobe PLC Chief Executive Officer Marco Levi has filed an initial ownership report outlining his equity stake in the company. He directly holds 923,818 ordinary shares. He also holds performance share units tied to future performance that relate to up to 392,281, 320,720 and 336,484 underlying ordinary shares, respectively.
According to the disclosure, these performance share units represent the maximum number of shares that may potentially vest, and the associated performance periods have not yet ended. This filing does not report any new purchases or sales, but establishes Levi’s starting ownership position as a director and officer.
Ferroglobe PLC director Nicolas De Santis has filed an initial Form 3 reporting no current ownership of company securities. The filing states that no securities are beneficially owned, with total shares following the reported position shown as 0. This indicates that, as of the reported date, the director holds no direct or derivative equity position in Ferroglobe PLC.
Ferroglobe PLC director reports no share ownership. Maria Belen Villalonga Morenes filed an initial Form 3 indicating that she does not beneficially own any securities of Ferroglobe PLC, with total shares reported as zero. This is a disclosure of current holdings, not a buy or sell transaction.