DCG affiliate lists planned sales of Canaccord Genuity (GSNR) common shares

Rhea-AI Filing Summary

DCG International Investments Ltd reported proposed sales of Common shares of Canaccord Genuity Corp via Form 144, indicating multiple small, privately negotiated disposals. The excerpt lists sale dates from 01/27/2026 through 02/04/2026 with individual lots (e.g., 400, 250, 227 shares) and per-share amounts shown alongside each lot.

Insights

Securities Attorney

Form 144 lists multiple small proposed sales by an affiliate across late January–early February 2026.

The filing records proposed sale lots for Common stock via privately negotiated transactions, including purchases "from issuer" and cash consideration entries. The dates and per‑share amounts are explicit in the excerpt.

These notices are routine regulatory disclosures for restricted/exempt transfers; cash‑flow treatment is shown as Cash for the purchase and the sales are cataloged by date. Subsequent Form 4/actual sale filings may finalize results.

Key Figures

Lot size example: 400 shares Lot size example: 250 shares Lot size example: 227 shares +2 more

5 metrics

Lot size example 400 shares listed for <date>01/27/2026</date>

Lot size example 250 shares listed for <date>02/02/2026</date>

Lot size example 227 shares listed for <date>02/04/2026</date>

Per‑share amount example 1052.0 price shown for 400 shares on <date>01/27/2026</date>

Per‑share amount example 524.37 price shown for 227 shares on <date>02/04/2026</date>

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Common | 05/23/2024 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer market

"Privately Negotiated Transaction | Purchased from Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	400	892.00	424300	04/27/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/23/2024	Privately Negotiated Transaction	Purchased from Issuer			400	05/23/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	01/27/2026	400	1052.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	01/28/2026	400	1020.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	01/29/2026	400	981.52
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	01/30/2026	400	944.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	02/02/2026	250	582.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	02/03/2026	250	587.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	02/04/2026	227	524.37

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does GSNR Form 144 report?

It reports proposed sales of Canaccord Genuity common shares by an affiliate. The excerpt lists multiple proposed lots with dates and per‑share amounts, showing planned privately negotiated disposals across late January and early February 2026.

How many shares does the Form 144 list for GSNR?

The excerpt lists several lots, for example 400, 400, 400, 400, 250, 250, and 227 shares. These per‑lot counts are shown with corresponding per‑share amounts and sale dates between 01/27/2026 and 02/04/2026.

Who is the selling party in the GSNR filing?

The filing identifies DCG International Investments Ltd as the selling party. The excerpt provides that entity's name and an address alongside each listed proposed sale lot and date in the table.

Were the GSNR transactions privately negotiated?

Yes. The excerpt shows a "Privately Negotiated Transaction" label and notes purchases "from Issuer" and cash consideration for the purchase entries, indicating private placement/resale mechanics for the listed lots.