Canaccord Genuity (GSUI) investor plans Rule 144 sale of 1,222 shares

Rhea-AI Filing Summary

DCG International Investments Ltd plans to sell 1,222 common shares of Canaccord Genuity Corp on NYSE Arca by July 31, 2026. These shares were acquired on August 2, 2024 in a privately negotiated, cash transaction from the issuer. The notice also lists several prior block sales during April, May, and July 2026.

Key Figures

Shares to be sold: 1,222 shares Intended sale deadline: 07/31/2026 Value for 1,222-share block: 12097.80 +3 more

6 metrics

Shares to be sold 1,222 shares Common shares of Canaccord Genuity Corp planned for sale under Rule 144

Intended sale deadline 07/31/2026 Approximate date by which the 1,222 shares may be sold

Value for 1,222-share block 12097.80 Reported value associated with the 1,222 shares to be sold

Prior sale on 04/30/2026 2,000 shares; 26199.4 Reported share amount and value for an earlier sale by DCG International Investments Ltd

Prior sale on 05/05/2026 2,000 shares; 27830.6 Reported share amount and value for a May 5, 2026 sale

Prior sale on 07/30/2026 1,222 shares; 12400.0 Reported share amount and value for a July 30, 2026 sale

Key Terms

Privately Negotiated Transaction, Purchased from Issuer, Cash

3 terms

Privately Negotiated Transaction financial

"Common | 08/02/2024 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer financial

"08/02/2024 | Privately Negotiated Transaction | Purchased from Issuer"

Cash financial

"08/02/2024 | Privately Negotiated Transaction | Purchased from Issuer | | | 1222 | 08/02/2024 | Cash"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/31/2026 - 04:32 PM Accepted by SEC EDGAR 07/31/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What share sale is disclosed for GSUI in this Form 144-style notice?

The notice shows DCG International Investments Ltd intends to sell 1,222 common shares of Canaccord Genuity Corp on NYSE Arca by July 31, 2026, subject to Rule 144 conditions.

Who is selling shares related to GSUI and which issuer’s stock is involved?

The seller is DCG International Investments Ltd, and the stock involved is Canaccord Genuity Corp common shares, listed for trading on NYSE Arca according to the notice.

How and when were the 1,222 Canaccord Genuity shares originally acquired?

The 1,222 shares were acquired on August 2, 2024 through a privately negotiated cash transaction directly purchased from the issuer, as described in the transaction details.

What prior sales over the last three months are reported in connection with GSUI?

DCG International Investments Ltd lists several prior sales between April 30, 2026 and July 30, 2026, generally in blocks of about 2,000 shares, each with corresponding transaction value figures.

On which exchange are the Canaccord Genuity Corp shares related to GSUI to be sold?

The common shares referenced are indicated for sale on NYSE Arca, with the intended sale of 1,222 shares to occur by July 31, 2026, subject to Rule 144 constraints.

What transaction type is specified for the GSUI-related acquisition of shares?

The acquisition of the 1,222 Canaccord Genuity shares on August 2, 2024 is described as a Privately Negotiated Transaction, purchased from issuer and paid in cash.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1222	12097.80	2198900	07/31/2026	NYSEArca

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/02/2024	Privately Negotiated Transaction	Purchased from Issuer			1222	08/02/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	04/30/2026	2000	26199.4
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	05/01/2026	2000	26701.4
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	05/04/2026	2000	26967.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	05/05/2026	2000	27830.6
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	05/06/2026	2000	28668.8
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	05/07/2026	1983	27938.09
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	07/30/2026	1222	12400.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)