Canaccord Genuity (GSUI) lists proposed sale after prior purchases

Rhea-AI Filing Summary

Canaccord Genuity Corp submitted a Form 144 notice relating to proposed sales of Common stock. The filing lists privately negotiated transactions showing purchases from the issuer of 4,059 shares on 08/17/2024 and 1,477 shares on 03/12/2025, and is dated 04/24/2026.

Insights

Securities Attorney

Routine Form 144 sale notice listing prior purchases; appears procedural.

Form 144 is a notice of proposed sale under Rule 144; the excerpt lists the seller, security class, and two prior privately negotiated purchases from the issuer on specified dates with share counts.

Timing and exact sale mechanics are not shown in the excerpt; subsequent paperwork (broker documentation or Form 4/5) would clarify consummation. Cash‑flow treatment is not specified in the provided excerpt.

Key Figures

Shares listed (Aug 17, 2024): 4,059 shares Shares listed (Mar 12, 2025): 1,477 shares Filing date: 04/24/2026

3 metrics

Shares listed (Aug 17, 2024) 4,059 shares Privately negotiated purchase from issuer on <date>08/17/2024</date>

Shares listed (Mar 12, 2025) 1,477 shares Privately negotiated purchase from issuer on <date>03/12/2025</date>

Filing date 04/24/2026 Date shown in securities information

Key Terms

Form 144, Privately negotiated transaction, Rule 144

3 terms

Form 144 regulatory

"submitted a Form 144 notice relating to proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately negotiated transaction market

"Privately negotiated transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Rule 144 regulatory

"Form 144 is a notice of proposed sale under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/24/2026 - 04:56 PM Learn about SEC filing dates

FAQ

What does Canaccord Genuity Corp's Form 144 (GSUI) show?

The Form 144 indicates a proposed sale of Common stock by Canaccord Genuity Corp. It lists privately negotiated purchases of 4,059 shares on 08/17/2024 and 1,477 shares on 03/12/2025, and is dated 04/24/2026.

Do the Form 144 entries mean shares were sold immediately?

No. Form 144 is a notice of a proposed sale under Rule 144, not proof of a completed sale. The excerpt lists proposed sale details; consummation would be shown in separate trade confirmations or subsequent filings.

What transaction types are listed on the filing for GSUI?

The excerpt lists privately negotiated transactions and states the shares were "Purchased from Issuer." The filing shows the method of acquisition for the listed shares dated 08/17/2024 and 03/12/2025.

Where was the security listed in the filing?

The excerpt identifies the security as Common stock and references NYSE Arca in the securities information section. The filing date shown is 04/24/2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street Suite 2200 Vancouver BC Z4 Z4 V7Y1H	5536	75706.46	2418900	04/24/2026	NYSE Arca

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/17/2024	Privately negotiated transaction	Purchased from Issuer			4059	08/17/2024	Cash
Common	03/12/2025	Privately negotiated transaction	Purchased from Issuer			1477	03/12/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)