Canaccord Genuity (GSUI) files Form 144 reporting proposed sale of 2,000 shares

Rhea-AI Filing Summary

Canaccord Genuity Corp submitted a Form 144 notice reporting proposed and recent resale activity in Common stock for an affiliated holder. The filing lists proposed sales of 2,000 shares via privately negotiated transactions (purchased from issuer) and documents prior sales of 700 shares on 02/05/2026 and 2,000 shares on 04/27/2026 and 2,000 shares on 04/28/2026.

Key Figures

Proposed sale: 2,000 shares Prior sale: 700 shares Prior sale: 2,000 shares +2 more

5 metrics

Proposed sale 2,000 shares Privately Negotiated Transaction, Purchased from Issuer, 08/02/2024

Prior sale 700 shares Sale on 02/05/2026 by DCG International Investments Ltd

Prior sale 2,000 shares Sale on 04/27/2026 by DCG International Investments Ltd

Prior sale 2,000 shares Sale on 04/28/2026 by DCG International Investments Ltd

Trade entries noted 26,143.60 / 26,623.00 / 26,900.00 Quoted values on 04/29/2026, 04/28/2026, 04/27/2026 (NYSEArca lines)

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer, NYSEArca

4 terms

Form 144 regulatory

"Form 144 notice reporting proposed and recent resale activity"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer market

"Purchased from Issuer | 08/02/2024 | Cash"

NYSEArca market

"04/27/2026 | NYSEArca Common"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2000	26900.00	2408900	04/27/2026	NYSEArca
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2000	26623.00	2408900	04/28/2026	NYSEArca
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2000	26143.60	2408900	04/29/2026	NYSEArca

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/02/2024	Privately Negotiated Transaction	Purchased from Issuer			2000	08/02/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	02/05/2026	700	10325.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	04/27/2026	2000	26900.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	04/28/2026	2000	26623.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Canaccord Genuity's Form 144 (GSUI) report?

It reports proposed and recent resale transactions involving Common stock. The filing lists a proposed sale of 2,000 shares (privately negotiated, purchased from issuer) and prior sales of 700 and 2,000 share tranches on specific dates.

How many shares does the filing propose to sell and by what method?

The filing shows a proposed sale of 2,000 shares. The method is described as a Privately Negotiated Transaction and the shares were noted as Purchased from Issuer on 08/02/2024.

What recent sales in the past three months are disclosed in the Form 144?

Three recent dispositions are listed. The filing records sales of 700 shares on 02/05/2026, 2,000 shares on 04/27/2026, and 2,000 shares on 04/28/2026 attributed to DCG International Investments Ltd.

Which trading venue is referenced for the Common shares in the filing?

The filing references NYSEArca for the Common shares. Multiple trade lines include price or value points tied to NYSEArca entries dated 04/27/2026, 04/28/2026, and 04/29/2026 in the excerpt.