Canaccord Genuity (GSUI) Form 144: Affiliate reported sales and 2,000-share notice

Rhea-AI Filing Summary

Canaccord Genuity Corp submitted a Form 144 notice reporting proposed sales of 2,000 common shares and earlier secondary sales by an affiliate. The filing lists a privately negotiated purchase from the issuer on 08/02/2024 and multiple reported dispositions by DCG International Investments Ltd in 2026, including 700 and 2,000 share transactions on specified dates.

Insights

Securities Compliance Analyst

Form 144 notice of proposed resale activity with recent affiliate dispositions.

The filing lists a proposed sale of 2,000 common shares purchased on 08/02/2024 and shows past sales by DCG International Investments Ltd (examples: 700 shares on 02/05/2026, 2,000 on 04/27/2026).

These items are routine compliance disclosures under Section 144; cash‑flow treatment and offering mechanics are stated as privately negotiated or shown as past dispositions. Subsequent filings would show completion details if transactions close.

Key Figures

Proposed shares to be sold: 2,000 shares Affiliate sale example: 700 shares Affiliate sale example: 2,000 shares +3 more

6 metrics

Proposed shares to be sold 2,000 shares Privately Negotiated Transaction; Purchased from Issuer on 08/02/2024

Affiliate sale example 700 shares Sale by DCG International Investments Ltd on 02/05/2026

Affiliate sale example 2,000 shares Sales by DCG International Investments Ltd on 04/27/2026 and 04/28/2026

Reported numeric value 26,900.00 Listed alongside 04/27/2026 sale row in excerpt

Reported numeric value 26,623.00 Listed alongside 04/28/2026 sale row in excerpt

Reported numeric value 26,143.60 Listed alongside 04/29/2026 sale row in excerpt

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer, DCG International Investments Ltd

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer market

"Purchased from Issuer | 08/02/2024"

DCG International Investments Ltd other

"DCG International Investments Ltd 3 Mill Creek Road"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/30/2026 - 04:42 PM Learn about SEC filing dates

FAQ

What does Canaccord Genuity Corp's Form 144 (GSUI) disclose?

The Form 144 discloses a proposed sale of 2,000 common shares and past dispositions by an affiliate. It lists dates and transaction types, including a privately negotiated purchase on 08/02/2024 and multiple 2026 sales.

Who reported sales in the Form 144 for GSUI?

The filing shows reported dispositions by DCG International Investments Ltd, including 700 shares on 02/05/2026 and 2,000 shares on 04/27/2026 and 04/28/2026 as listed.

What transaction type is listed for the 2,000 shares in the filing?

The 2,000 shares are tied to a Privately Negotiated Transaction and are shown as Purchased from Issuer on 08/02/2024, with payment described as Cash in the excerpt.

Does the Form 144 show prices for the reported sales?

The filing lists numeric values adjacent to sale dates (for example 26,900.00 on 04/27/2026), but it does not label them explicitly as price per share or aggregate proceeds in the provided excerpt.

Are these transactions considered routine under SEC rules?

Yes. A Form 144 is a compliance notice for proposed resales by affiliates; the filing lists proposed and recent dispositions rather than announcing corporate actions or financings.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2000	26900.00	2408900	04/27/2026	NYSEArca
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2000	26623.00	2408900	04/28/2026	NYSEArca
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2000	26143.60	2408900	04/29/2026	NYSEArca
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	2000	26199.40	2408900	04/30/2026	NYSEArca

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/02/2024	Privately Negotiated Transaction	Purchased from Issuer			2000	08/02/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	02/05/2026	700	10325.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	04/27/2026	2000	26900.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	04/28/2026	2000	26623.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	04/29/2026	2000	26143.6

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)