Canaccord Genuity Corp (GTAO) holder files to sell 900 OTCQX shares

Rhea-AI Filing Summary

DCG International Investments Ltd filed a notice to sell 900 common shares of Canaccord Genuity Corp, with an aggregate market value of 4,304.97, on or about August 6, 2026 on OTCQX. These shares were purchased from the issuer for cash in a privately negotiated transaction on June 11, 2024. The filing also lists multiple prior sales of Canaccord Genuity common shares by DCG International over the past three months. Total common shares outstanding are reported as 2,474,800.

Key Figures

Shares to be sold: 900 shares Aggregate market value: 4,304.97 Shares outstanding: 2,474,800 shares +3 more

6 metrics

Shares to be sold 900 shares Common shares covered by the Form 144 notice

Aggregate market value 4,304.97 Aggregate market value of the 900 shares to be sold

Shares outstanding 2,474,800 shares Total common shares of Canaccord Genuity Corp outstanding

Approximate date of sale 08/06/2026 Target date for proposed sale of 900 shares on OTCQX

Past sale on 07/29/2026 2,000 shares; 10,449.8 Shares and proceeds from DCG International sale on 07/29/2026

Past sale on 08/05/2026 925 shares; 4,282.75 Shares and proceeds from DCG International sale on 08/05/2026

Key Terms

Privately Negotiated Transaction, OTCQX, Approximate date of sale

3 terms

Privately Negotiated Transaction financial

"Common | 06/11/2024 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"2474800 | 08/06/2026 | OTCQX"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

Approximate date of sale regulatory

"2474800 | 08/06/2026 | OTCQX"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/06/2026 - 04:33 PM Accepted by SEC EDGAR 08/06/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for GTAO disclose about DCG International’s planned sale?

The filing shows DCG International intends to sell 900 common shares of Canaccord Genuity Corp with an aggregate market value of 4,304.97, targeting an approximate sale date of August 6, 2026 on the OTCQX market.

How many Canaccord Genuity common shares are outstanding according to the GTAO Form 144?

The notice reports that 2,474,800 common shares of Canaccord Genuity Corp are outstanding. This figure provides context for the scale of DCG International’s planned sale of 900 shares relative to the overall share base.

When and how were the 900 shares in the GTAO Form 144 originally acquired?

The 900 shares covered by the notice were acquired on June 11, 2024 in a privately negotiated transaction and were purchased from the issuer for cash, according to the transaction details disclosed.

On which market are the shares in the GTAO Form 144 expected to be sold?

The proposed sale of 900 common shares of Canaccord Genuity Corp is identified for trading on the OTCQX market. The filing lists OTCQX as the marketplace tied to the securities information and proposed transaction.

What recent share sales by DCG International are listed in the GTAO Form 144?

The filing lists several past three‑month transactions, including 2,000 shares sold on July 29, 2026 for 10,449.8, plus additional blocks of 1,000–1,000–1,000–1,000–925 shares sold on dates through August 5, 2026 with their respective proceeds.

What is the aggregate market value of the 900 shares in the GTAO Form 144?

The Form 144 lists an aggregate market value of 4,304.97 for the 900 common shares that DCG International plans to sell. This figure reflects the total market value associated with the proposed sale amount.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	900	4304.97	2474800	08/06/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2024	Privately Negotiated Transaction	Purchased from Issuer			900	06/11/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/29/2026	2000	10449.8
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/30/2026	1000	4752.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/31/2026	1000	4590.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/03/2026	1000	4600.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/04/2026	1000	4600.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/05/2026	925	4282.75

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)