Canaccord Genuity (GTAO) investor files to sell 1,000 shares under Rule 144

Rhea-AI Filing Summary

DCG International Investments Ltd filed a notice to sell 1,000 common shares of Canaccord Genuity Corp on or after 07/31/2026 on the OTCQX market. These shares were acquired on 06/11/2024 in a privately negotiated transaction purchased from the issuer for cash.

Over the past three months, DCG International Investments Ltd reported sales of 2,000 common shares on 07/29/2026 for consideration of 10,449.8 and 1,000 common shares on 07/30/2026 for 4,752.0.

Key Figures

Planned shares to be sold: 1,000 shares Planned sale date: 07/31/2026 Shares acquired: 1,000 shares +2 more

5 metrics

Planned shares to be sold 1,000 shares Common shares of Canaccord Genuity Corp to be sold on or after 07/31/2026

Planned sale date 07/31/2026 Earliest date for sale of 1,000 common shares on OTCQX

Shares acquired 1,000 shares Acquired 06/11/2024 via privately negotiated transaction purchased from issuer for cash

Recent sale 1 2,000 shares for 10,449.8 Common share sale by DCG International Investments Ltd on 07/29/2026

Recent sale 2 1,000 shares for 4,752.0 Common share sale by DCG International Investments Ltd on 07/30/2026

Key Terms

Rule 144, Privately Negotiated Transaction, OTCQX

3 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Privately Negotiated Transaction financial

"Common | 06/11/2024 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"07/31/2026 | OTCQX"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/31/2026 - 04:32 PM Accepted by SEC EDGAR 07/31/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for GTAO disclose?

The filing discloses that DCG International Investments Ltd plans to sell 1,000 common shares of Canaccord Genuity Corp on or after 07/31/2026, with details of how and when the shares were acquired and recently sold.

How many Canaccord Genuity (GTAO) shares are planned for sale under Rule 144?

DCG International Investments Ltd plans to sell 1,000 common shares of Canaccord Genuity Corp. The planned sale date listed is 07/31/2026, and the shares are expected to trade on the OTCQX market.

How and when did the GTAO shares in this Form 144 filing originate?

The 1,000 common shares were acquired on 06/11/2024 in a privately negotiated transaction, described as “purchased from issuer” for cash, indicating the seller originally obtained the stock directly from the company.

What recent share sales by DCG International involving GTAO stock are reported?

DCG International Investments Ltd reports selling 2,000 common shares on 07/29/2026 for 10,449.8 and 1,000 common shares on 07/30/2026 for 4,752.0. These sales occurred within the three months preceding the planned Rule 144 sale.

On which market are the GTAO shares in this Form 144 expected to trade?

The common shares referenced in the Form 144 are associated with the OTCQX market. The filing ties the planned sale of 1,000 shares of Canaccord Genuity Corp to trading on this over-the-counter market.

Who is the selling security holder in the GTAO-related Form 144?

The selling security holder is DCG International Investments Ltd, listing an address at 3 Mill Creek Road, Ste 14, Pembroke, HM 05. This entity reports both prior sales and the planned sale of common shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	1000	4590.00	2474800	07/31/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/11/2024	Privately Negotiated Transaction	Purchased from Issuer			1000	06/11/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/29/2026	2000	10449.8
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/30/2026	1000	4752.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)