Gran Tierra EVP acquires stock via employee purchase plan

GRAN TIERRA ENERGY INC. executive Abraham Phillip D, EVP, Legal and Land, acquired 367 shares of Common Stock on July 16, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan at a U.S. dollar-equivalent price of $6.48 per share.

Rhea-AI Filing Summary

GRAN TIERRA ENERGY INC. executive Abraham Phillip D, EVP, Legal and Land, acquired 367 shares of Common Stock on July 16, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan at a U.S. dollar-equivalent price of $6.48 per share. Following this exempt Rule 16b-3(d)/(c) transaction, he directly holds 43,888 shares.

Insider Trade Summary

Grant/Award: 367 shares

Grant/Award 1 txn

Insider Abraham Phillip D

Role EVP, Legal and Land

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	367	$6.48	$2K

Holdings After Transaction: Common Stock — 43,888 shares (Direct)

Footnotes (2)

1. F1. These shares were acquired on July 16, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. F2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

Key Figures

Shares acquired: 367 shares Price per share: $6.48 Shares owned after: 43,888 shares +1 more

4 metrics

Shares acquired 367 shares Common Stock acquired on July 16, 2026 through the Employee Stock Purchase Plan

Price per share $6.48 U.S. dollar-equivalent purchase price per share for the July 16, 2026 acquisition

Shares owned after 43,888 shares Direct Common Stock holdings following the reported acquisition

Transaction date July 16, 2026 Date of Employee Stock Purchase Plan acquisition

Key Terms

Employee Stock Purchase Plan, Rule 16b-3(d), Rule 16b-3(c)

3 terms

Employee Stock Purchase Plan financial

"acquired on July 16, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Rule 16b-3(d) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)."

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

Rule 16b-3(c) regulatory

"in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)."

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Gran Tierra Energy (GTE) report for Abraham Phillip D?

Abraham Phillip D, EVP, Legal and Land, acquired 367 shares of Gran Tierra Energy Common Stock on July 16, 2026 through the company’s Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(d) and 16b-3(c).

How many Gran Tierra Energy (GTE) shares did Abraham Phillip D acquire and at what price?

He acquired 367 shares of Gran Tierra Energy Common Stock at a U.S. dollar-equivalent price of $6.48 per share. The price reflects securities originally transacted in Canadian currency and then converted to U.S. currency for reporting.

What are Abraham Phillip D’s total Gran Tierra Energy (GTE) holdings after this Form 4 transaction?

After the reported acquisition, Abraham Phillip D directly holds 43,888 shares of Gran Tierra Energy Common Stock. This post-transaction figure reflects his direct ownership position immediately following the Employee Stock Purchase Plan transaction on July 16, 2026.

Through what plan were the Gran Tierra Energy (GTE) shares acquired, and what exemption applied?

The shares were acquired through the Gran Tierra Inc. Employee Stock Purchase Plan. The company notes that this plan transaction was exempt under Rule 16b-3(d) and Rule 16b-3(c), which govern certain insider acquisitions under compensatory arrangements.

Does this Gran Tierra Energy (GTE) Form 4 indicate use of a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, so the transaction is not affirmed as being made under a Rule 10b5-1 trading plan. Instead, it is reported as an acquisition through the Employee Stock Purchase Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/20/2026 - 08:56 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Abraham Phillip D

(Last) (First) (Middle)

C/O GRAN TIERRA ENERGY INC.

500 CENTRE STREET SE

(Street)

CALGARY T2G 1A6

(City) (State) (Zip)

ALBERTA, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Legal and Land

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/16/2026		A(1)		367	A	$6.48(2)	43,888	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were acquired on July 16, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.

	/s/ Phillip Abraham	07/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)