STOCK TITAN

Gran Tierra (NYSE: GTE) EVP adds shares in employee stock purchase plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gran Tierra Energy Inc. executive Evans Jim reported a routine share purchase through the company’s employee stock purchase plan. On January 19, 2026, he acquired 269 shares of Gran Tierra common stock at a price of $5.01 per share. The transaction was carried out under the Gran Tierra Inc. Employee Stock Purchase Plan and is described as exempt under Rule 16b-3(d) and Rule 16b-3(c).

Following this purchase, Jim beneficially owns 47,515 shares of common stock directly. In addition, 3,200 common shares are reported as indirectly owned through his spouse. The filing reflects ongoing equity participation by a senior officer, titled EVP, Corporate Services, rather than a discretionary open-market trade.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Evans Jim

(Last) (First) (Middle)
C/O GRAN TIERRA ENERGY INC.
500 CENTRE STREET SE

(Street)
CALGARY A0 T2G 1A6

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Corporate Services
3. Date of Earliest Transaction (Month/Day/Year)
01/19/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/19/2026 A(1) 269 A $5.01(2) 47,515 D
Common Stock 3,200 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were acquired on January 19, 2026 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
/s/ Phillip Abraham, Attorney-In Fact 01/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Gran Tierra Energy (GTE) report for Evans Jim?

Evans Jim, EVP, Corporate Services of Gran Tierra Energy Inc. (GTE), reported acquiring 269 shares of common stock on January 19, 2026 through the company’s Employee Stock Purchase Plan.

At what price were the new Gran Tierra Energy (GTE) shares acquired?

The 269 common shares were acquired at a price of $5.01 per share. The filing notes the purchase price was transacted in Canadian currency and converted to U.S. currency.

How many Gran Tierra Energy (GTE) shares does Evans Jim own after this transaction?

After the reported transaction, Evans Jim beneficially owns 47,515 Gran Tierra common shares directly. The filing also shows 3,200 additional common shares indirectly held by his spouse.

What is the nature of the indirect ownership reported for Gran Tierra Energy (GTE)?

The Form 4 lists 3,200 common shares as indirectly owned "By Spouse", meaning these shares are held by the spouse of Evans Jim rather than in his direct name.

Was the Gran Tierra Energy (GTE) insider purchase exempt under SEC rules?

Yes. The filing explains that the January 19, 2026 acquisition through the Employee Stock Purchase Plan was a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Does this Gran Tierra Energy (GTE) Form 4 involve derivative securities?

No. The Form 4 table for derivative securities shows no derivative positions reported. The only reported activity is in non-derivative common stock.

Gran Tierra Energy

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