Gates Industrial director granted 6,097 share units

Mains Stephanie K. reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/06/2026 - 04:46 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Mains Stephanie K. reported acquisition or exercise transactions in this Form 4 filing.

Gates Industrial Corp plc director Stephanie K. Mains received an equity grant of 6,097 time-based restricted stock units on ordinary shares. These units vest on the first anniversary of the grant, with each unit delivering one ordinary share, bringing her direct holdings to 64,499 shares.

Insider Trade Summary

Grant/Award: 6,097 shares

Grant/Award 1 txn

Insider Mains Stephanie K.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Ordinary Shares	6,097	$0.00	$0.00

Holdings After Transaction: Ordinary Shares — 64,499 shares (Direct)

Footnotes (1)

1. F1. Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Gates Industrial (GTES) report for Stephanie K. Mains?

Gates Industrial reported that director Stephanie K. Mains acquired 6,097 time-based restricted stock units. These units are tied to ordinary shares and represent an equity award, not an open-market purchase, increasing her direct holdings to 64,499 ordinary shares after the grant.

How many Gates Industrial (GTES) shares does Stephanie K. Mains hold after this Form 4 transaction?

After this equity award, Stephanie K. Mains directly holds 64,499 ordinary shares of Gates Industrial. This total includes the impact of the 6,097 time-based restricted stock units granted to her, which will convert into ordinary shares when they vest under the award terms.

What type of security was granted to Stephanie K. Mains at Gates Industrial (GTES)?

Stephanie K. Mains received time-based restricted stock units, or TBRSUs, linked to Gates Industrial’s ordinary shares. Each TBRSU represents a contingent right to receive one ordinary share when vesting conditions are satisfied, functioning as a form of stock-based compensation for the director.

When do the time-based restricted stock units granted by Gates Industrial (GTES) vest?

The time-based restricted stock units granted to Stephanie K. Mains vest on the first anniversary of the grant date. Vesting is subject to the applicable award agreement, meaning continued service and any specified conditions must be met before she receives the underlying ordinary shares.

Did Stephanie K. Mains pay a purchase price for the Gates Industrial (GTES) TBRSU grant?

The reported per‑share price for the 6,097 granted units is zero, indicating this was a compensatory award rather than a cash purchase. Such grants are typically part of director compensation, providing potential future ownership once the restricted stock units vest into ordinary shares.

Does the Gates Industrial (GTES) Form 4 reflect a buy or an award for Stephanie K. Mains?

The Form 4 shows an award-type acquisition, coded as a grant or other acquisition rather than an open-market buy. It reflects 6,097 time-based restricted stock units granted as compensation, increasing Stephanie K. Mains’ direct stake without a market transaction for existing shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mains Stephanie K.

(Last) (First) (Middle)

C/O GATES INDUSTRIAL CORPORATION PLC

1144 FIFTEENTH STREET, SUITE 1400

(Street)

DENVER CO 80202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Gates Industrial Corp plc [ GTES ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	03/04/2026		A		6,097(1)	A	$0	64,499	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares.

Remarks:

	/s/ Hillary Barrett-Osborne as Attorney-in-Fact	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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