Welcome to our dedicated page for Chart Industries SEC filings (Ticker: GTLS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Chart Industries, Inc. filings document material events, operating results, governance matters, and capital-structure disclosures for its energy and industrial gas equipment business. The company’s 8-K reports include financial results, non-GAAP reconciliations, executive appointments, compensation arrangements, material agreements, shareholder voting matters, and other corporate events.
Chart’s SEC records also describe its registered securities, including common stock and depositary shares representing interests in 6.75% Series B Mandatory Convertible Preferred Stock. Related filings cover conversion mechanics, NYSE listing and registration notices, risk and regulatory disclosures, and formal updates affecting the company’s securities and governance framework.
Chart Industries Inc. reported a new equity grant to a director. On 01/02/2026, the reporting person, identified in the signature as Paula Harris, received 193 shares of Chart Industries common stock at a price of $0 per share. The transaction is described as an exempt stock award granted under the Chart Industries, Inc. 2024 Omnibus Equity Plan.
Following this grant, the reporting person beneficially owns 4,095 shares of Chart Industries common stock in direct ownership. The filing indicates the individual serves as a director of Chart Industries and that the report is filed by one reporting person.
Chart Industries, Inc. director Roger Strauch reported an equity grant under the company’s 2024 Omnibus Equity Plan. On January 2, 2026, a trust for his benefit acquired 193 shares of common stock at a price of $0 per share in an exempt transaction pursuant to a stock award agreement. Following this grant, the trust indirectly holds 4,395 shares of Chart Industries common stock.
Chart Industries director reports new stock grant and higher holdings. A company director of Chart Industries, Inc. received 193 shares of common stock on 01/02/2026 in an exempt stock award under the Chart Industries, Inc. 2024 Omnibus Equity Plan. The award was priced at $0 as it represents a grant of shares rather than an open-market purchase.
After this transaction, the director directly owned 14,358 shares of Chart Industries common stock. This total reflects both the new grant and a prior mandatory and automatic conversion of 5,000 depositary shares into 1,763 shares of common stock at a rate of 0.3526 common shares per depositary share.
Chart Industries, Inc. director David M. Sagehorn reported a routine equity award under the company’s 2024 Omnibus Equity Plan. On January 2, 2026, he acquired 193 shares of common stock with a stated price of $0, reflecting a stock grant rather than an open-market purchase.
Following this grant, he beneficially owns 7,465 shares of Chart Industries common stock directly, plus 300 shares held indirectly through a trust. The filing indicates the transaction was exempt and made pursuant to a stock award agreement, highlighting ongoing equity-based compensation for the director rather than a discretionary market transaction.
Chart Industries Inc. reported an insider equity transaction involving its Chief Accounting Officer, Mark Durham. On January 2, 2026, he received 1,050 restricted share units representing common stock, granted under the Chart Industries, Inc. 2024 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These awards typically give the right to receive shares in the future, subject to vesting conditions.
On the same date, Durham surrendered 66 shares of common stock at a price of $206.23 per share to cover tax withholding obligations, also in an exempt Rule 16b-3 transaction. After these transactions, he beneficially owned 2,837 shares of Chart Industries common stock directly.
Chart Industries reported a routine insider equity transaction for its VP & Chief Financial Officer. On 01/02/2026, the executive received 4,120 restricted share units of common stock, par value $0.01 per share, at a stated price of $0 under the Chart Industries, Inc. 2024 Omnibus Equity Plan in an exempt transaction under Rule 16b-3.
On the same date, the executive surrendered 555 shares of common stock at $206.23 per share to cover tax withholding obligations, also in an exempt Rule 16b-3 transaction. After these transactions, the executive directly beneficially owns 14,943 shares of Chart Industries common stock.
Chart Industries Inc. executive equity activity: The company’s Chief Technology Officer reported equity transactions involving Chart Industries common stock. On January 2, 2026, the executive received 2,620 restricted share units of common stock, par value $0.01 per share, in an exempt grant under the Chart Industries, Inc. 2024 Omnibus Equity Plan at a stated price of $0 per share.
On the same date, the executive surrendered 596 shares of common stock at a price of $206.23 per share to satisfy tax withholding obligations, also treated as an exempt transaction. After these transactions, the executive directly beneficially owned 15,164 shares of Chart Industries common stock.
Chart Industries, Inc. disclosed that officer Herbert G. Hotchkiss, the company’s VP, General Counsel and Secretary, reported equity transactions involving the company’s common stock. On 01/02/2026, he acquired 5,700 shares of common stock at a price of $0, corresponding to restricted share units granted under the Chart Industries, Inc. 2024 Omnibus Equity Plan in an exempt transaction under Rule 16b-3.
On the same date, he surrendered 742 shares at a price of $206.23 to satisfy tax withholding obligations, also in an exempt transaction under Rule 16b-3. After these transactions, he beneficially owns 22,828 shares of Chart common stock directly and an additional 296 shares indirectly through his spouse’s IRA.
Chart Industries VP and Chief Human Resources Officer reports equity grant and tax withholding share surrender. Gerald F. Vinci reported receiving 4,980 shares of Chart Industries common stock on 01/02/2026 as restricted share units granted under the Chart Industries, Inc. 2024 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. On the same date, he surrendered 677 shares of common stock to satisfy tax withholding liabilities, also in an exempt transaction under Rule 16b-3. After these transactions, he beneficially owns 26,299 shares of Chart Industries common stock directly, and 475 shares indirectly through his spouse.
Chart Industries, Inc. disclosed new executive retention arrangements tied to its pending merger with Baker Hughes Company. The company agreed to pay one-time retention bonuses of $750,000 each to Vice President, General Counsel and Secretary Herbert Hotchkiss and Chief Human Resources Officer Gerry Vinci, and a $200,000 retention bonus to Chief Technology Officer Joseph Belling.
The bonuses for Mr. Hotchkiss and Mr. Vinci are intended to retain them until nine months after the merger closes, are payable on or before December 31, 2025, and must be repaid on a net after-tax basis if they resign without “Good Reason” or are terminated for “Cause” before the retention date or, if the merger does not close, before the merger agreement is terminated. Mr. Belling’s bonus is designed to keep him through the 12‑month anniversary of the merger closing and vests then, or earlier if, after the merger is consummated, he is terminated without “Cause” or resigns for “Good Reason.”