James M. Roth sells 343 GTM shares under 10b5-1 (GTM)
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services filed a notice reporting a 10b5-1 sale by James M. Roth of COMMON stock: 343 shares sold on 12/02/2025 for an aggregate of $3,471.67. The filing also lists Performance Stock Units and Restricted Stock Units with a reference date of 12/31/2025.
Positive
- None.
Negative
- None.
Insights
Routine scheduled sale under a 10b5-1 plan by an executive.
Reported transaction shows James M. Roth executed a 10b5-1 sale of 343 shares on 12/02/2025 for $3,471.67. The entry indicates an automated trading plan rather than an ad hoc open-market trade.
Timing and proceeds recipient details are not provided in the excerpt; subsequent filings or broker confirmations would carry final settlement details and any tax-withholding dispositions.
FAQ
What did GTM insider James M. Roth report in the Form 144?
The Form 144 reports a 10b5-1 sale by James M. Roth of 343 shares on 12/02/2025, with aggregate proceeds of $3,471.67. The filing identifies the broker as Morgan Stanley Smith Barney LLC.
Does the Form 144 list other securities for GTM tied to the insider?
Yes, the filing lists Performance Stock Units and Restricted Stock Units with a reference date of 12/31/2025. The excerpt does not state that these units were sold in this transaction.
Who acted as broker for the reported GTM sale?
The broker recorded is Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York NY 10004. The selling broker is associated with the reported 10b5-1 transaction on 12/02/2025.