ZoomInfo CRO sells 94 shares at $4.17 under plan
ZoomInfo’s chief revenue officer reported RSU vesting, tax-share withholding, and a small Rule 10b5-1 sale of common stock.
Rhea-AI Filing Summary
ZoomInfo Technologies Inc. (GTM) reported that Chief Revenue Officer James M. Roth had restricted stock units vest on September 1, 2026, converting 345 shares of RSUs into common stock. Of these, 156 shares were withheld at $4.24 per share to cover tax liability, and on September 2, 2026, 94 shares of common stock were sold at $4.17 per share in an open-market or private transaction pursuant to a Rule 10b5-1 trading plan.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
4 txns
Insider
Roth James M
Role
Chief Revenue Officer
Sold
94 shs ($391.98)
Approx. gross sale proceeds
$391.98
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F3 | 94 | $4.17 | $391.98 |
| Exercise | Restricted Stock Units F1, F4 | 345 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 345 | -- | -- |
| Tax Withholding | Common Stock F2 | 156 | $4.24 | $661.44 |
Holdings After Transaction:
Restricted Stock Units — 0 contracts (Direct);
Common Stock — 205,299 shares (Direct)
Footnotes (4)
- F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- F2. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
- F3. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F4. The Reporting Person received an original grant of restricted stock units on September 1, 2022, which vest in equal quarterly installments during the 21 months following December 1, 2024.
Key Figures
Shares sold: 94 shares
Sale price per share: $4.17
RSUs converted: 345 shares
+4 more
7 metrics
Shares sold
94 shares
Common stock sale on September 2, 2026
Sale price per share
$4.17
Price for 94 common shares sold on September 2, 2026
RSUs converted
345 shares
Restricted Stock Units converting into common stock on September 1, 2026
Shares withheld for taxes
156 shares
Common shares withheld to cover tax liability on RSU vesting
Tax withholding price
$4.24 per share
Value used for 156 shares withheld for tax liability
Original RSU grant date
September 1, 2022
Date of original RSU grant to James M. Roth
RSU vesting period
21 months
Vesting in equal quarterly installments after December 1, 2024
Key Terms
Restricted Stock Units, Rule 10b5-1 trading plan, tax liability, contingent right
4 terms
Restricted Stock Units financial
"The Reporting Person received an original grant of restricted stock units on September 1, 2022"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 10b5-1 trading plan regulatory
"The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
tax liability financial
"Reflects shares withheld to cover the Reporting Person's tax liability in connection"
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
FAQ
What insider transactions did GTM’s Chief Revenue Officer report on this Form 4?
The Chief Revenue Officer, James M. Roth, reported RSU vesting into 345 shares of common stock, 156 shares withheld to cover taxes at $4.24, and a sale of 94 shares of common stock at $4.17 per share.
Were the GTM insider sales made under a Rule 10b5-1 trading plan?
Yes. The filing states that the transaction reported as a sale of 94 shares of common stock was effected pursuant to a Rule 10b5-1 trading plan, indicating it followed a pre-arranged trading schedule.
What RSU activity did ZoomInfo (GTM) disclose for James M. Roth?
On September 1, 2026, 345 restricted stock units converted into an equal number of common shares. The original RSU grant was made on September 1, 2022 and vests in equal quarterly installments during the 21 months following December 1, 2024.
What is the relationship between the RSUs and common stock in this GTM Form 4?
Each restricted stock unit represents a contingent right to receive one share of ZoomInfo’s common stock. When 345 RSUs vested on September 1, 2026, they converted into 345 shares of common stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.