STOCK TITAN

ZoomInfo CRO sells 94 shares at $4.17 under plan

ZoomInfo’s chief revenue officer reported RSU vesting, tax-share withholding, and a small Rule 10b5-1 sale of common stock.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ZoomInfo Technologies Inc. (GTM) reported that Chief Revenue Officer James M. Roth had restricted stock units vest on September 1, 2026, converting 345 shares of RSUs into common stock. Of these, 156 shares were withheld at $4.24 per share to cover tax liability, and on September 2, 2026, 94 shares of common stock were sold at $4.17 per share in an open-market or private transaction pursuant to a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Roth James M
Role Chief Revenue Officer
Sold 94 shs ($391.98)
Approx. gross sale proceeds $391.98
Type Security Shares Price Value
Sale Common Stock F3 94 $4.17 $391.98
Exercise Restricted Stock Units F1, F4 345 $0.00 $0.00
Exercise Common Stock F1 345 -- --
Tax Withholding Common Stock F2 156 $4.24 $661.44
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 205,299 shares (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
  2. F2. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
  3. F3. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  4. F4. The Reporting Person received an original grant of restricted stock units on September 1, 2022, which vest in equal quarterly installments during the 21 months following December 1, 2024.
Shares sold 94 shares Common stock sale on September 2, 2026
Sale price per share $4.17 Price for 94 common shares sold on September 2, 2026
RSUs converted 345 shares Restricted Stock Units converting into common stock on September 1, 2026
Shares withheld for taxes 156 shares Common shares withheld to cover tax liability on RSU vesting
Tax withholding price $4.24 per share Value used for 156 shares withheld for tax liability
Original RSU grant date September 1, 2022 Date of original RSU grant to James M. Roth
RSU vesting period 21 months Vesting in equal quarterly installments after December 1, 2024
Restricted Stock Units financial
"The Reporting Person received an original grant of restricted stock units on September 1, 2022"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 10b5-1 trading plan regulatory
"The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
tax liability financial
"Reflects shares withheld to cover the Reporting Person's tax liability in connection"
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"

FAQ

What insider transactions did GTM’s Chief Revenue Officer report on this Form 4?

The Chief Revenue Officer, James M. Roth, reported RSU vesting into 345 shares of common stock, 156 shares withheld to cover taxes at $4.24, and a sale of 94 shares of common stock at $4.17 per share.

How many ZoomInfo (GTM) shares did James M. Roth sell and at what price?

James M. Roth sold 94 shares of ZoomInfo common stock on September 2, 2026 at a price of $4.17 per share in an open-market or private transaction.

Were the GTM insider sales made under a Rule 10b5-1 trading plan?

Yes. The filing states that the transaction reported as a sale of 94 shares of common stock was effected pursuant to a Rule 10b5-1 trading plan, indicating it followed a pre-arranged trading schedule.

What RSU activity did ZoomInfo (GTM) disclose for James M. Roth?

On September 1, 2026, 345 restricted stock units converted into an equal number of common shares. The original RSU grant was made on September 1, 2022 and vests in equal quarterly installments during the 21 months following December 1, 2024.

Why were 156 shares of GTM withheld from James M. Roth’s RSU vesting?

The filing explains that 156 shares of common stock were withheld at a price of $4.24 per share to cover tax liability arising from the vesting of the restricted stock units reported in the Form 4.

What is the relationship between the RSUs and common stock in this GTM Form 4?

Each restricted stock unit represents a contingent right to receive one share of ZoomInfo’s common stock. When 345 RSUs vested on September 1, 2026, they converted into 345 shares of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roth James M

(Last)(First)(Middle)
C/O ZOOMINFO TECHNOLOGIES INC.,
330 W COLUMBIA WAY, FLOOR 8

(Street)
VANCOUVER WASHINGTON 98660

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ZoomInfo Technologies Inc. [ GTM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Revenue Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/01/2026M(1)345A(1)205,549D
Common Stock09/01/2026F(2)156D$4.24205,393D
Common Stock09/02/2026S(3)94D$4.17205,299D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)09/01/2026M(1)345 (4) (4)Common Stock345$00D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
2. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
3. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
4. The Reporting Person received an original grant of restricted stock units on September 1, 2022, which vest in equal quarterly installments during the 21 months following December 1, 2024.
Remarks:
/s/ Meredith Weisshaar, as Attorney-in-Fact09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)