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ZoomInfo (NASDAQ: GTM) CRO Roth trades stock as RSUs vest and taxes withheld

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ZoomInfo Technologies Inc. Chief Revenue Officer James M. Roth reported several equity transactions. On March 3, 2026, he completed an open-market sale of 200 shares of common stock at $6.1001 per share under a Rule 10b5-1 plan, leaving 104,072 shares directly owned.

On March 1, 2026, restricted stock units granted in 2022 vested and were converted into 387 and 344 shares of common stock at no cost. In connection with this vesting, 331 shares of common stock were withheld at $6.21 per share to cover tax obligations.

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Insider Roth James M
Role Chief Revenue Officer
Sold 200 shs ($1K)
Type Security Shares Price Value
Sale Common Stock 200 $6.1001 $1K
Exercise Restricted Stock Units 387 $0.00 --
Exercise Restricted Stock Units 344 $0.00 --
Exercise Common Stock 387 $0.00 --
Exercise Common Stock 344 $0.00 --
Tax Withholding Common Stock 331 $6.21 $2K
Holdings After Transaction: Common Stock — 104,072 shares (Direct); Restricted Stock Units — 387 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. The Reporting Person received an original grant of restricted stock units on June 1, 2022, which vest in equal quarterly installments during the 18 months following December 1, 2024. The Reporting Person received an original grant of restricted stock units on September 1, 2022, which vest in equal quarterly installments during the 21 months following December 1, 2024.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roth James M
(Last) (First) (Middle)
C/O ZOOMINFO TECHNOLOGIES INC.,
330 W COLUMBIA WAY, FLOOR 8
(Street)
VANCOUVER WA 98660
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ZoomInfo Technologies Inc. [ GTM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Revenue Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 M(1) 387 A (1) 104,259 D
Common Stock 03/01/2026 M(1) 344 A (1) 104,603 D
Common Stock 03/01/2026 F(2) 331 D $6.21 104,272 D
Common Stock 03/03/2026 S(3) 200 D $6.1001 104,072 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/01/2026 M(1) 387 (4) (4) Common Stock 387 $0 387 D
Restricted Stock Units (1) 03/01/2026 M(1) 344 (5) (5) Common Stock 344 $0 689 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
2. Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the restricted stock units reported herein.
3. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
4. The Reporting Person received an original grant of restricted stock units on June 1, 2022, which vest in equal quarterly installments during the 18 months following December 1, 2024.
5. The Reporting Person received an original grant of restricted stock units on September 1, 2022, which vest in equal quarterly installments during the 21 months following December 1, 2024.
Remarks:
/s/ Meredith Weisshaar, as Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did ZoomInfo (GTM) report for James M. Roth?

ZoomInfo reported that Chief Revenue Officer James M. Roth sold 200 shares of common stock at $6.1001 per share and had restricted stock units vest into common shares, with some shares withheld to cover tax liabilities related to the vesting.

How many ZoomInfo (GTM) shares did James M. Roth sell and at what price?

James M. Roth sold 200 shares of ZoomInfo common stock in an open-market transaction at an average price of $6.1001 per share, as disclosed, and this sale was executed pursuant to a Rule 10b5-1 trading plan in place beforehand.

What happened to James M. Roth’s restricted stock units in this ZoomInfo (GTM) filing?

Restricted stock units granted in June 2022 and September 2022 vested and were converted into 387 and 344 shares of ZoomInfo common stock, respectively, each RSU representing the right to receive one common share upon vesting and settlement.

Why were some ZoomInfo (GTM) shares withheld from James M. Roth in this Form 4?

The filing states that 331 shares of ZoomInfo common stock were withheld to satisfy James M. Roth’s tax liability associated with the vesting of restricted stock units, reflecting a tax-withholding disposition rather than an open-market sale.

How many ZoomInfo (GTM) shares does James M. Roth hold after these transactions?

After completing the reported open-market sale and related equity transactions, James M. Roth directly owned 104,072 shares of ZoomInfo common stock, according to the share balance disclosed as of the latest transaction date in the Form 4.

Were James M. Roth’s ZoomInfo (GTM) stock sales pre-planned under Rule 10b5-1?

Yes. The filing notes that the reported sale of 200 shares of ZoomInfo common stock by James M. Roth was executed under a pre-established Rule 10b5-1 trading plan, which allows preset trading instructions subject to regulatory conditions.