Here are the 8-K filings from Guggenheim Active Allocation Fund (GUG) in our archive since June 2025, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
An 8-K covers material events a company has to report between its quarterly reports, so if you follow GUG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GUG filings page.
Guggenheim Active Allocation Fund reported that on December 15, 2025 it entered into a new Fund Administration and Accounting Agreement with The Bank of New York Mellon. BNY will handle administrative, bookkeeping, accounting and pricing services for the fund, earning a fee accrued daily and paid monthly based on the fund’s average daily net assets, plus reimbursement of certain out-of-pocket expenses.
On the same date, the fund also entered into a new Custody Agreement and Foreign Custody Manager Agreement with BNY, under which BNY will hold the fund’s securities and cash and act as foreign custody manager in line with the Investment Company Act of 1940, for a monthly fee tied in part to average daily net assets and securities transactions. In connection with these new contracts, the fund terminated its prior administration and accounting agreement with MUFG Investor Services (US) LLC and its prior custody and foreign custody agreements with BNY, and no termination or other fees are payable beyond ordinary course payments through the termination date.