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Guggenheim Active Allocation Fund (GUG) Form 4 Filings

GUG NYSE

Here are the Form 4 insider transactions from Guggenheim Active Allocation Fund (GUG) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow GUG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GUG filings page.

Rhea-AI Summary

Guggenheim Active Allocation Fund director Randall C. Barnes reported an open-market sale of 3,000 shares of common stock at $15.85 per share. After this transaction, he directly owns 62,322 shares of the fund.

Rhea-AI Summary

Guggenheim Active Allocation Fund director and trustee trade was reported for GUG. A reporting person serving as both director and trustee bought 321 shares of common stock on 12/18/2025 at a price of $15.53 per share. After this purchase, the person directly beneficially owned 2,426 shares of the fund.