Global Water Resources SVP returns 271 shares

Q: How many GWRS shares were withheld for tax withholding?

On July 1, 2026, 254 shares were withheld to satisfy the tax withholding obligation applicable to the vesting of 1,054 restricted shares granted and vested that day.

The entries include a July 1 grant and vesting of 1,054 restricted shares and September RSU transactions involving 271 shares.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Global Water Resources, Inc. (GWRS) reported that its SVP, Water Resources, John Carroll Lenderking, was awarded 3 RSUs and converted 271 RSUs into 271 common shares on September 30, 2026; he also returned 271 shares to the issuer at $7.95 per share. On July 1, 2026, 1,054 restricted shares were granted and vested, and 254 shares were withheld to satisfy the related tax-withholding obligation.

Insider Trade Summary

271 shares exercised/converted

Exercise 6 txns

Insider Lenderking John Carroll

Role SVP, Water Resources

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units ^{F1, F4, F5}	3	$0.00	$0.00
Exercise	Restricted Stock Units ^{F1, F4, F5}	271	$0.00	$0.00
Exercise	Common Stock ^F1	271	$0.00	$0.00
Disposition	Common Stock	271	$7.95	$2K
Grant/Award	Common Stock ^F2	1,054	$7.26	$8K
Tax Withholding	Common Stock ^F3	254	$7.26	$2K

Holdings After Transaction: Restricted Stock Units — 825 contracts (Direct); Common Stock — 9,356 shares (Direct)

Footnotes (5)

F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2. Shares represent restricted shares that were granted and vested on July 1, 2026.
F3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,054 restricted shares.
F4. The RSUs are exercisable at time of vesting and do not have a set expiration date.
F5. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Key Figures

RSUs awarded: 3 RSUs RSUs converted: 271 RSUs Common shares returned to issuer: 271 shares +3 more

6 metrics

RSUs awarded 3 RSUs Awarded on September 30, 2026.

RSUs converted 271 RSUs Converted into 271 common shares on September 30, 2026.

Common shares returned to issuer 271 shares Returned on September 30, 2026.

Reported price per share $7.95 per share For 271 shares returned to the issuer on September 30, 2026.

Restricted shares granted and vested 1,054 shares Granted and vested on July 1, 2026.

Shares withheld for tax 254 shares Withheld in connection with the July 1, 2026 vesting.

Key Terms

restricted stock unit, vesting, tax withholding obligation

3 terms

restricted stock unit financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

vesting financial

"applicable to the vesting of 1,054 restricted shares"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

tax withholding obligation financial

"Shares withheld to satisfy tax withholding obligation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did GWRS SVP John Carroll Lenderking return to the issuer?

On September 30, 2026, John Carroll Lenderking reported returning 271 common shares to the issuer at $7.95 per share, alongside conversion of 271 RSUs into 271 common shares.

How many GWRS shares were withheld for tax withholding?

On July 1, 2026, 254 shares were withheld to satisfy the tax withholding obligation applicable to the vesting of 1,054 restricted shares granted and vested that day.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/02/2026 - 07:09 PM Accepted by SEC EDGAR 10/02/2026 - 07:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lenderking John Carroll

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Water Resources

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/30/2026		M		271	A	$0⁽¹⁾	9,627	D
Common Stock	09/30/2026		D		271	D	$7.95	9,356	D
Common Stock	07/01/2026		A		1,054⁽²⁾	A	$7.26	10,410	D
Common Stock	07/01/2026		F		254⁽³⁾	D	$7.26	10,156	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	09/30/2026		A		3		⁽⁴⁾	⁽⁴⁾	Common Stock	3	$0	1,096⁽⁵⁾	D
Restricted Stock Units	⁽¹⁾	09/30/2026		M			271	⁽⁴⁾	⁽⁴⁾	Common Stock	271	$0	825⁽⁵⁾	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. Shares represent restricted shares that were granted and vested on July 1, 2026.

3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,054 restricted shares.

4. The RSUs are exercisable at time of vesting and do not have a set expiration date.

5. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR