Welcome to our dedicated page for Global Water SEC filings (Ticker: GWRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Global Water Resources, Inc. (NASDAQ: GWRS) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a publicly traded water utility. Global Water Resources operates 39 systems that deliver water, wastewater, and recycled water services in growth corridors around metropolitan Phoenix and Tucson, Arizona, and its filings offer detailed insight into how it manages financing, regulation, and corporate governance.
Through its current reports on Form 8-K, the company discloses material events such as private placements of common stock, entry into credit agreements and term loans, and changes in its board of directors. These filings describe key terms of securities purchase agreements, loan covenants, guarantees by subsidiaries, and collateral arrangements, as well as any limitations on dividends tied to financial ratios.
Other 8-K filings incorporate press releases announcing quarterly financial results, where Global Water Resources reports on revenue, net income, adjusted EBITDA, and operational measures like active service connections and water consumption. The company also uses SEC filings to update investors on rate case proceedings for its regulated subsidiaries before the Arizona Corporation Commission, outlining requested rate changes and potential impacts on revenue and cash flows.
On Stock Titan, users can review these filings alongside AI-powered summaries that highlight important sections, such as financing terms, regulatory developments, and board or governance changes. This helps readers quickly understand how Global Water Resources funds infrastructure, navigates rate regulation, and oversees its water, wastewater, and recycled water operations in Arizona.
Global Water Resources, Inc. reports a key development in its Arizona rate proceedings. The company’s GW-Santa Cruz water rate case has been settled among the parties, while the GW-Palo Verde wastewater rate case will be withdrawn with the intention to refile in 2027 using a 2026 test year. GW-Palo Verde will also seek authorization from the Arizona Corporation Commission to increase the bill credit for customers related to the Company’s Southwest Plant under Decision No. 79424. The company expects the settlement agreement to be filed on April 28, 2026 and related settlement testimony on May 22, 2026.
Global Water Resources, Inc. President and CEO Ronnie L. Fleming reported a mix of equity compensation and routine share movements. He received 122 restricted stock units (RSUs), each economically equivalent to one share of common stock. On the same date, he exercised 4,446 RSUs into 4,446 shares of common stock at no exercise price.
He then disposed of 4,446 common shares back to the issuer at $7.59 per share. Following these transactions, he directly holds 102,643 shares of common stock and 32,123 RSUs, which are fully vested or become exercisable at vesting and do not have a set expiration date.
Global Water Resources, Inc. CFO Michael J. Liebman reported routine equity compensation activity. He received a grant of 78 restricted stock units, each equal to one share of common stock. On the same date, he exercised 2,846 RSUs into 2,846 shares of common stock and then returned those 2,846 shares to the company in a disposition to the issuer at $7.59 per share. After these transactions, he directly holds 83,666 shares of common stock and 20,557 RSUs, which include prior grants with different vesting dates.
Rousseau David reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. director David Rousseau received a grant of 52 restricted stock units, each equal to one share of common stock. The RSUs are fully vested on the grant date but can only be redeemed after he ceases to serve as a director, under the company’s omnibus plans.
Global Water Resources Vice President Jonathan C. Corwin reported routine equity compensation activity involving restricted stock units (RSUs) and common stock. On March 31, 2026, he received a grant of 3 RSUs, each economically equivalent to one share of common stock. He also exercised 133 RSUs, receiving 133 shares of common stock at an exercise price of $0.00 per share, then returned 133 common shares to the company in a disposition to the issuer at $7.59 per share. Following these transactions, he directly holds 12,529 shares of common stock and 674 RSUs, which are fully vested or exercisable as described in prior and current grants.
Cohn Andrew M. reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. director Andrew M. Cohn received a grant of 6 restricted stock units on March 31, 2026. Each RSU is the economic equivalent of one share of common stock and is fully vested upon grant. The RSUs may be redeemed only when he ceases to be a director, and this grant brings his directly held RSU-based interest to 1,716 underlying common shares.
Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources director Alexander Richard M received a grant of 65 restricted stock units (RSUs), each equal to one share of the company’s common stock. The RSUs are fully vested at grant but can only be redeemed when he ceases to be a director, according to the company’s omnibus plans.
After this award, he directly holds 2,600 RSUs, all economically equivalent to common shares. This is a compensation-related equity grant rather than an open‑market stock purchase or sale.
Huckelbridge Brett reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. director Brett Huckelbridge received a grant of 56 restricted stock units, each equal to one share of the company’s common stock. The RSUs are fully vested at grant but can only be redeemed when he ceases to be a director. Following this award, he holds 11,880 common-share equivalents directly.
Global Water Resources, Inc. senior vice president of water resources John Carroll Lenderking reported routine equity compensation activity. He received a grant of 5 restricted stock units, exercised 275 RSUs into 275 shares of common stock, and returned 275 shares to the company at $7.59 per share. After these transactions, he directly holds 7,379 shares of common stock and 1,347 RSUs.
Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier reported routine equity compensation and related share movements. He received a grant of 39 restricted stock units, exercised 1,427 RSUs into common stock at no cost, then disposed of 1,427 common shares back to the issuer at $7.59 per share. Following these transactions, he directly holds 28,769 common shares and 11,758 RSUs, plus 5,095.844 common shares held indirectly through The CKTJ Living Trust.