Global Water (GWRS) SVP exercises RSUs and disposes matching shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Global Water Resources, Inc. senior vice president of Water Resources John Carroll Lenderking reported routine equity compensation transactions. On June 30, 2026, he exercised 276 restricted stock units, each economically equivalent to one common share, and a matching 276 common shares were disposed back to the issuer at $7.24 per share. He also received a grant of 5 additional RSUs that are fully vested and immediately exercisable with no set expiration date. Following these moves, he directly holds 9,356 shares of common stock and 1,362 RSUs, representing a modest adjustment to his overall position.

Insider Trade Summary

276 shares exercised/converted

Mixed 4 txns

Insider Lenderking John Carroll

Role SVP, Water Resources

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	5	$0.00	--
Exercise	Restricted Stock Units	276	$0.00	--
Exercise	Common Stock	276	$0.00	--
Disposition	Common Stock	276	$7.24	$2K

Holdings After Transaction: Restricted Stock Units — 1,362 shares (Direct, null); Common Stock — 9,632 shares (Direct, null)

Footnotes (1)

Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are exercisable at time of vesting and do not have a set expiration date. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Key Figures

Shares disposed to issuer: 276 shares Disposition price: $7.24 per share RSUs exercised: 276 units +4 more

7 metrics

Shares disposed to issuer 276 shares Common Stock, disposition to issuer at $7.24 on June 30, 2026

Disposition price $7.24 per share Price for 276 common shares disposed to issuer

RSUs exercised 276 units Restricted Stock Units exercised into common stock on June 30, 2026

New RSU grant 5 units Fully vested RSUs granted, each equivalent to one common share

Common shares after transactions 9,356 shares Direct ownership of Global Water Resources common stock post-transaction

RSUs after transactions 1,362 units Total RSUs held after including prior grants and new award

Exercise price for RSUs $0.00 RSUs exercised and granted at no cash exercise price

Key Terms

Restricted Stock Units, Disposition to issuer, Exercise or conversion of derivative security, Grant, award, or other acquisition, +1 more

5 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Disposition to issuer financial

"transaction_code_description": "Disposition to issuer""

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/02/2026 - 05:02 PM Accepted by SEC EDGAR 07/02/2026 - 05:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lenderking John Carroll

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Water Resources

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/30/2026		M		276	A	$0⁽¹⁾	9,632	D
Common Stock	06/30/2026		D		276	D	$7.24	9,356	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	06/30/2026		A		5		⁽²⁾⁽³⁾	⁽²⁾⁽³⁾	Common Stock	5	$0	1,362⁽⁴⁾	D
Restricted Stock Units	⁽¹⁾	06/30/2026		M			276	⁽²⁾	⁽²⁾	Common Stock	276	$0	1,086⁽⁴⁾	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

3. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

4. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did GWRS executive John Carroll Lenderking report?

John Carroll Lenderking reported exercising 276 restricted stock units into common stock, disposing 276 common shares back to the issuer at $7.24 each, and receiving a grant of 5 fully vested RSUs, all dated June 30, 2026.

How many Global Water Resources (GWRS) shares did the executive dispose of?

He disposed of 276 shares of Global Water Resources common stock to the issuer at $7.24 per share. This issuer disposition was matched to the 276 shares acquired through RSU exercise and represents a small change relative to his remaining holdings.

What are the key details of the RSUs reported by GWRS executive Lenderking?

Each restricted stock unit is economically equivalent to one share of Global Water Resources common stock. The RSUs are fully vested upon grant, immediately exercisable, have no set expiration date, and include both prior grants and a new 5-unit grant reported in this filing.

What are John Carroll Lenderking’s holdings in GWRS after these transactions?

After the June 30, 2026 transactions, Lenderking directly holds 9,356 shares of Global Water Resources common stock and 1,362 restricted stock units. The RSU total incorporates prior awards with different vesting and expiration characteristics, as previously reported.

Were the Global Water Resources RSUs granted to Lenderking subject to vesting conditions?

The filing notes that the reported RSUs are fully vested upon grant and immediately exercisable. Earlier footnotes state RSUs are exercisable at vesting, while this grant specifies no remaining vesting conditions and no fixed expiration date for the units.