GWRS COO exercises RSUs, returns shares to issuer

Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier reported routine equity compensation transactions involving company stock and restricted stock units (RSUs).

Rhea-AI Filing Summary

Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier reported routine equity compensation transactions involving company stock and restricted stock units (RSUs). On June 30, 2026, he exercised RSUs into 1,468 shares of common stock at $0.00 per share and simultaneously disposed of 1,468 common shares back to the issuer at $7.24 per share in a disposition to the company, not an open-market sale.

He also received a new grant of 36 RSUs, each economically equivalent to one share of common stock, which are fully vested upon grant and immediately exercisable with no set expiration date. Following these transactions, Krygier holds 34,257 common shares directly, 10,485.008 common shares indirectly as trustee of The CKTJ Living Trust, and 10,440 RSUs that reflect prior and current grants.

Insider Trade Summary

1,468 shares exercised/converted

Exercise 5 txns

Insider Krygier Christopher D

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	36	$0.00	$0.00
Exercise	Restricted Stock Units	1,468	$0.00	$0.00
Exercise	Common Stock	1,468	$0.00	$0.00
Disposition	Common Stock	1,468	$7.24	$11K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 8,972 contracts (Direct); Common Stock — 32,789 shares (Direct); Common Stock — 10,485.008 shares (Indirect, By self as Trustee for The CKTJ Living Trust)

Footnotes (4)

1. F1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. F2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
3. F3. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
4. F4. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Key Figures

RSUs exercised: 1,468 shares Disposition to issuer: 1,468 shares at $7.24/share Direct common shares after: 34,257 shares +3 more

6 metrics

RSUs exercised 1,468 shares RSUs converted to common stock on June 30, 2026

Disposition to issuer 1,468 shares at $7.24/share Common stock returned to Global Water Resources, Inc.

Direct common shares after 34,257 shares Direct ownership following reported transactions

Indirect common shares after 10,485.008 shares Held by self as Trustee for The CKTJ Living Trust

RSUs outstanding after 10,440 units Total RSUs including prior grants and new award

New RSU grant 36 units Fully vested, immediately exercisable RSUs

Key Terms

Restricted Stock Units, Disposition to issuer, derivative security, economic equivalent

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Disposition to issuer financial

"transaction_code_description": "Disposition to issuer""

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did GWRS executive Christopher Krygier report in this Form 4?

Christopher D. Krygier reported routine equity compensation activity. He exercised 1,468 restricted stock units into common shares and disposed of 1,468 shares back to Global Water Resources, Inc., while also receiving a new grant of 36 RSUs and updating his post-transaction holdings.

Did the GWRS COO buy or sell shares on the open market?

The filing does not show any open-market purchases or sales. The 1,468-share disposition is labeled as a "Disposition to issuer," meaning shares were returned to Global Water Resources, Inc. rather than sold on an exchange, and other transactions involve RSU exercises and grants.

How many Global Water Resources (GWRS) shares does the COO hold after these transactions?

After the transactions, Krygier holds 34,257 common shares directly. He also holds 10,485.008 common shares indirectly as trustee of The CKTJ Living Trust, providing a combined reported ownership position across direct and indirect holdings according to this Form 4.

What RSU position does the GWRS COO report following this Form 4?

Krygier reports holding 10,440 restricted stock units (RSUs). This total includes prior grants and a new 36-unit grant, with each RSU economically equivalent to one share of Global Water Resources, Inc. common stock and fully vested or exercisable as described in the footnotes.

What is the significance of the 1,468-share RSU exercise in the GWRS filing?

The 1,468-share RSU exercise converts compensation into common stock. RSUs were exercised at $0.00 per share and matched by a 1,468-share disposition to the issuer, indicating a structured equity compensation event rather than discretionary trading in Global Water Resources, Inc. stock.

How are restricted stock units (RSUs) described in this GWRS Form 4?

Each RSU is described as economically equivalent to one common share. The RSUs are fully vested upon grant or exercisable at vesting, have no set expiration date, and represent a form of stock-based compensation tied to Global Water Resources, Inc. common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 07/02/2026 - 05:01 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krygier Christopher D

(Last) (First) (Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX ARIZONA 85027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/30/2026		M		1,468	A	$0(1)	34,257	D
Common Stock	06/30/2026		D		1,468	D	$7.24	32,789	D
Common Stock								10,485.008	I	By self as Trustee for The CKTJ Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/30/2026		A		36		(2)(3)	(2)(3)	Common Stock	36	$0	10,440(4)	D
Restricted Stock Units	(1)	06/30/2026		M			1,468	(2)	(2)	Common Stock	1,468	$0	8,972(4)	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are exercisable at time of vesting and do not have a set expiration date.

3. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

4. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)