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  4. [Form 4] Global Water Resources, Inc. Insider Trading Activity

Director at Global Water Resources (NASDAQ: GWRS) granted 68 fully vested RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Alexander Richard M reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. director Alexander Richard M received a grant of 68 restricted stock units, each equal to one share of common stock. The RSUs are fully vested at grant, and the award increases his direct holdings of restricted stock units to 2,805. These units can only be redeemed when he ceases to be a director, with redemption terms governed by the company’s omnibus plans referenced in its latest annual report.

Positive

  • None.

Negative

  • None.
Insider Alexander Richard M
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 68 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,805 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSU grant size 68 units Restricted stock units granted on 2026-06-30
RSU holdings after grant 2,805 units Total restricted stock units following transaction
RSU exercise price $0.0000 per unit Conversion or exercise price for RSUs
Underlying common shares 68 shares Common stock underlying the new RSUs
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated by reference"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
derivative financial
"the transaction is categorized as a derivative-type award rather than a stock sale"
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alexander Richard M
(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #205
(Street)
PHOENIX ARIZONA 85027
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/30/2026A68 (2) (2)Common Stock68$02,805D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Global Water Resources (GWRS) report for Alexander Richard M?

Global Water Resources reported that director Alexander Richard M received 68 restricted stock units. These RSUs are compensation, not an open-market purchase or sale, and increase his direct RSU holdings to 2,805 units tied to the company’s common stock.

Are the new Global Water Resources (GWRS) RSUs for Alexander Richard M vested?

Yes, the restricted stock units granted to Alexander Richard M are fully vested upon grant. Although vested, these RSUs can only be redeemed when he ceases to be a director, according to the company’s omnibus plans referenced in its most recent 10-K.

How many Global Water Resources (GWRS) restricted stock units does Alexander Richard M hold after this grant?

After this grant, Alexander Richard M directly holds 2,805 restricted stock units. Each RSU is the economic equivalent of one share of Global Water Resources common stock, providing equity-based compensation aligned with the company’s performance over time.

Does the Form 4 for Global Water Resources (GWRS) show any insider share sales?

No, the Form 4 only reports an acquisition of 68 restricted stock units as a grant or award. There are no open-market sales or dispositions disclosed in this filing, and the transaction is categorized as a derivative-type award rather than a stock sale.

When can the Global Water Resources (GWRS) RSUs granted to Alexander Richard M be redeemed?

The RSUs granted to Alexander Richard M may only be redeemed when he ceases to be a director of Global Water Resources. Detailed redemption requirements are set out in the company’s omnibus equity plans, which are incorporated by reference into its latest filed Form 10-K.