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Global Water (GWRS) director granted fully vested RSUs tied to board tenure

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Huckelbridge Brett reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources director Brett Huckelbridge received a grant of 59 restricted stock units (RSUs). Each RSU is the economic equivalent of one share of common stock and this award is fully vested upon grant. The RSUs may be redeemed only when he ceases to be a director, as outlined in the company’s omnibus plans. Following this grant, Huckelbridge has 12,058 RSUs recorded in this filing.

Positive

  • None.

Negative

  • None.
Insider Huckelbridge Brett
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units 59 $0.00 --
Holdings After Transaction: Restricted Stock Units — 12,058 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
RSUs granted 59 units Restricted stock unit award to director on June 30, 2026
Holdings after grant 12,058 units Total restricted stock units held after this transaction
RSU-to-share ratio 1:1 Each RSU equals one share of common stock economically
Restricted Stock Units financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Omnibus plans financial
"Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K"
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FAQ

What insider transaction did Global Water Resources (GWRS) report for Brett Huckelbridge?

Global Water Resources reported a grant of 59 restricted stock units to director Brett Huckelbridge. These RSUs are compensation, not an open-market purchase or sale, and increase his equity-based holdings recorded in this filing to 12,058 units.

Are the RSUs granted to the GWRS director immediately vested?

Yes, the 59 restricted stock units granted to the director are fully vested upon grant. Although vested, they can only be redeemed when he ceases to be a director, according to the company’s omnibus plans referenced in the latest Form 10-K.

How many Global Water Resources equity units does Brett Huckelbridge hold after this Form 4?

After this Form 4 transaction, Brett Huckelbridge is shown holding 12,058 restricted stock units. Each unit is economically equivalent to one share of Global Water Resources common stock, reflecting his accumulated equity-based director compensation in this filing.

Do the RSUs granted to the GWRS director carry the same value as common stock?

Each restricted stock unit granted to the director is economically equivalent to one share of Global Water Resources common stock. This means the RSUs track the value of common shares, although settlement occurs only upon the director’s departure from the board.

When can the GWRS director redeem the restricted stock units reported in this Form 4?

The director can redeem the restricted stock units only when he ceases to be a director of Global Water Resources. The specific redemption requirements and mechanics are detailed in the company’s omnibus incentive plans, incorporated by reference in its latest Form 10-K.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huckelbridge Brett

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/30/2026A59 (2) (2)Common Stock59$012,058D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)