Welcome to our dedicated page for Global Water Resources SEC filings (Ticker: GWRS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Global Water Resources, Inc. filings document the regulatory, financing and governance disclosures of a Nasdaq-listed Arizona water utility operator. The company’s 8-K reports cover operating results, rate case proceedings before the Arizona Corporation Commission, material credit agreements, amendments to revolving borrowing arrangements and direct financial obligations tied to its utility business.
Proxy and governance filings disclose board structure, committee assignments, executive compensation and shareholder voting matters. The filing record also identifies the company’s common stock registration, regulated subsidiaries, debt covenants, subsidiary guarantees, pledged equity interests and other capital-structure terms that support its water, wastewater and recycled water utility operations.
Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC. Fleming Ronnie L reported acquisition or exercise transactions in this Form 4 filing.
Global Water Resources, Inc. (GWRS) reported that President and CEO Ronnie L. Fleming received a grant of 77 Restricted Stock Units on August 31, 2026. Each RSU is the economic equivalent of one share of common stock and becomes exercisable at vesting with no set expiration date. Following this award, Fleming holds 28,063 RSUs directly. No Rule 10b5-1 trading plan is reported in connection with this grant.
Global Water Resources, Inc. (GWRS) amended its revolving credit facility with The Northern Trust Company through an Eighth Modification Agreement. The amendment extends the facility’s scheduled maturity from May 18, 2028 to August 30, 2028 and increases the maximum principal available under the revolving line of credit from $20.0 million to $30.0 million. The amendment also provides that if Global Water Resources or any affiliate completes capital market activity after the agreement date, including raising funds via an equity or debt offering, the maximum principal available will instead be $25.0 million. The agreement is described as a material definitive agreement and is filed as an exhibit.
Global Water Resources, Inc. (GWRS) is the subject of this Amendment No. 5 to a Schedule 13D filed by Levine Investments Limited Partnership, Keim, Inc., William S. Levine and Jonathan L. Levine. The filing updates their ownership and recent share purchases in Global Water Resources common stock.
Levine Investments Limited Partnership now beneficially owns 12,777,908 shares of common stock, representing approximately 42.7% of Global Water Resources’ outstanding common stock. Including additional shares held through a family trust and individually, Jonathan L. Levine is a beneficial owner of 12,833,334 shares, and William S. Levine is a beneficial owner of 12,827,908 shares, each representing about 42.9% of the company. The reporting persons state they hold the shares for investment purposes but may consider alternatives, including selling shares. The amendment reports additional open-market purchases on October 6, 2025 and August 20, 2026.
Global Water Resources, Inc. (GWRS) is the subject of an amended Schedule 13D filed by Andrew M. Cohn and Amy Cohn, who report a significant equity stake. They beneficially own 2,743,500 shares of common stock, representing approximately 9.17% of the outstanding shares. On August 20, 2026, they acquired an additional 139,343 shares for $1,233,185.55 under a Securities Purchase Agreement with the company, funded from personal funds. A Standstill Agreement with the company and other shareholders limits additional acquisitions, generally capping Andrew M. Cohn and his affiliates at 9.9% of the voting power, with higher limits only for specified board-related equity compensation up to 49.0% of voting power.
Global Water Resources, Inc. (GWRS) director Jonathan L. Levine reported purchasing 651,618 shares of Common Stock on August 20, 2026 at $8.85 per share through Levine Investments Limited Partnership, where he is general partner and disclaims beneficial ownership except for his pecuniary interest; that partnership now holds 12,777,908 shares. On August 19, 2026 he also received an award of 800 fully vested restricted shares directly, bringing his direct holdings to 5,426 shares, and a separate holding line reports 50,000 shares held indirectly by Levine Family Trust "A", where he serves as trustee.
Global Water Resources, Inc. (GWRS) reported that director David Rousseau acquired 1,158 shares of common stock on August 19, 2026 through a restricted stock award. The award shares are fully vested when granted and were valued at $8.91 per share, bringing his direct holdings to 10,710 shares.
Global Water Resources, Inc. (GWRS) director Alexander Richard M reported equity compensation activity involving the company’s Common Stock on August 19, 2026. He received a grant of 1,491 shares of restricted stock that, according to the disclosure, are fully vested when granted. On the same date, 756 shares were withheld at $8.91 per share to satisfy the applicable tax withholding obligation arising from the vesting of these restricted shares.
Global Water Resources, Inc. (symbol: GWRS) is the issuer of record for a Form 4 filing submitted to the SEC.
Global Water Resources, Inc. (GWRS) director Andrew M. Cohn reported acquiring 139,343 shares of common stock in a purchase on August 20, 2026 at $8.85 per share. On August 19, 2026 he also received an award of 800 shares of restricted stock at $8.91 per share, which the company states were fully vested when granted.
Separate from these direct holdings, Cohn reports 42,150 shares of common stock held indirectly by family relationship, with shared voting and dispositive power over shares owned by his children.