Global Water SEC Filings

Global Water Resources (GWRS) reported an insider equity award on a Form 4. The company’s President and CEO, who also serves as a Director, received 49 restricted stock units (RSUs) on 10/31/2025. Each RSU equals one share of common stock, is fully vested upon grant, and is immediately exercisable with no set expiration date.

Following the transaction, the reporting person beneficially owned 19,098 derivative securities, held directly. The RSU grant price is disclosed as $0.

Global Water Resources (GWRS) reported a director’s equity award on Form 4. On 10/31/2025, the director received 42 restricted stock units (RSUs), each equal to one share of common stock. The RSUs are fully vested upon grant and may be redeemed only when the director ceases service on the board, as outlined in the company’s omnibus plans.

After the transaction, the director beneficially owned 11,631 derivative securities, held in direct ownership.

Global Water Resources (GWRS) reported a director equity grant on 10/31/2025 via Form 4. The director acquired 6 Restricted Stock Units (RSUs) at $0 under transaction code A. Each RSU equals one share of common stock. Following the grant, the director beneficially owned 299 derivative securities, held directly.

The filing notes the RSUs were fully vested upon grant and may be redeemed only when the reporting person ceases to be a director, as outlined in the company’s omnibus plans.

Global Water Resources, Inc. (GWRS) director reported the acquisition of 4 restricted stock units on 10/31/2025 at $0 per unit, per a Form 4 filing.

The RSUs are fully vested upon grant and may be redeemed only when the director ceases to serve, as outlined in the company’s omnibus plans referenced in the latest 10-K. After this transaction, derivative securities beneficially owned were 1,690, held directly.

Global Water Resources (GWRS) director reported equity compensation. A Form 4 shows the acquisition of 49 restricted stock units on 10/31/2025. Each RSU represents the economic equivalent of one share of common stock.

The RSUs are fully vested upon grant and are only permitted to be redeemed when the reporting person ceases to be a director, as described in the company’s omnibus plans. Following the transaction, 2,312 derivative securities were beneficially owned. The ownership is direct, and the price of the derivative security is $0.

Global Water Resources (GWRS) reported a director’s equity change on a Form 4. On 10/31/2025, the director acquired 39 restricted stock units (RSUs) at a $0 price (Transaction Code A). Following this grant, the director beneficially owns 11,952 derivative securities directly.

Each RSU equals one share of common stock. The RSUs are fully vested upon grant and may be redeemed only when the director ceases to serve, as outlined in the company’s omnibus plan referenced in its latest 10-K.

Global Water Resources, Inc. updated its Arizona rate case status for two regulated utilities. The company’s applications sought a net annual revenue increase of approximately $6.5 million, an ~11% increase in the total median monthly aggregate bill, and an adjusted rate base of about $164.6 million.

Initial testimonies filed on October 1, 2025 materially differ: ACC Staff recommended a net annual revenue decrease of ~$7.1 million with an adjusted rate base of ~$78.7 million, while RUCO recommended a net annual revenue increase of ~$3.0 million and an adjusted rate base of ~$156.6 million. ACC Staff’s view reflects post-test year plant through August 1, 2025, with a request for updates on projects completed through December 31, 2025.

The parties agreed to begin settlement discussions as early as the week of October 20, 2025. Key dates: rebuttal due November 6, 2025; surrebuttal December 1, 2025; rejoinder December 10, 2025; hearing begins December 15, 2025. A Recommended Opinion and Order and the ACC vote are anticipated in the first half of 2026. The company notes that unfavorable outcomes, if adopted, could materially affect financial condition, results, and cash flows.

Global Water Resources, Inc. filed a Form D reporting a completed exempt offering of equity securities under Rule 506(b). The company raised total gross proceeds of $13,086,907, with all of the offering sold and $0 remaining. The first sale occurred on 2025-09-30. The filing lists senior executives and directors at the issuer's Phoenix headquarters and shows the issuer reports annual revenues in the $25,000,001 - $100,000,000 range. The offering indicates 3 investors have participated, sales commissions and finders' fees are reported as $0, and no proceeds were paid to named officers, directors, or promoters. The minimum outside investment accepted was listed as $0.

Director Andrew M. Cohn reported an open-market purchase of $10.30 per share for 154,026 shares on 09/30/2025, increasing his direct beneficial ownership to 2,540,908.437 shares. He also reports 42,150 shares held indirectly by family relationship. The filing was signed by an attorney-in-fact on 10/07/2025. The report indicates shared voting and dispositive power over the indirectly held shares and flags the purchase as code P (open-market purchase) and transaction code V (deemed execution) where shown.