Global Water Resources, Inc. (GWRS) SVP receives 5 RSUs grant

Rhea-AI Filing Summary

Global Water Resources, Inc. executive John Carroll Lenderking, SVP, Water Resources, received a grant of 5 restricted stock units (RSUs) on January 30, 2026. Each RSU is the economic equivalent of one share of the company’s common stock.

The RSUs are fully vested upon grant, immediately exercisable, and have no set expiration date. Following this grant, Lenderking beneficially owns 1,613 derivative securities in the form of RSUs, held directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lenderking John Carroll

(Last) (First) (Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX AZ 85027

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Water Resources

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	01/30/2026		A		5		(2)	(2)	Common Stock	5	$0	1,613	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did GWRS report on January 30, 2026?

Global Water Resources, Inc. reported that SVP Water Resources John Carroll Lenderking received 5 restricted stock units on January 30, 2026. These RSUs are derivative securities tied to the company’s common stock, recorded on a Form 4 insider transaction report.

Who is John Carroll Lenderking in relation to Global Water Resources (GWRS)?

John Carroll Lenderking serves as an officer of Global Water Resources, Inc., holding the title SVP, Water Resources. He is not listed as a director or 10% owner, and this Form 4 reflects his status as a reporting person for insider transactions.

What are the key terms of the RSUs granted to the GWRS executive?

The grant consists of 5 restricted stock units, each economically equivalent to one share of Global Water Resources common stock. The RSUs are fully vested upon grant, immediately exercisable, and do not have a set expiration date according to the filing’s explanatory footnotes.

How many RSUs does the GWRS SVP beneficially own after this transaction?

After the January 30, 2026 grant, John Carroll Lenderking beneficially owns 1,613 derivative securities in the form of restricted stock units. This figure reflects the amount of RSUs directly held following the reported 5-unit award on the Form 4 filing.

At what price were the restricted stock units granted to the GWRS officer?

The 5 restricted stock units were granted at a derivative security price of $0 according to the Form 4 table. This means no per-unit purchase price is listed for the RSUs, which function as equity-based awards tied to common stock value.

What does it mean that GWRS RSUs have no set expiration date?

The filing states the restricted stock units do not have a set expiration date, meaning they do not automatically terminate on a specific future day. They are fully vested and immediately exercisable, remaining outstanding until settled or otherwise addressed under applicable arrangements.