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Global Water Resources (GWRS) COO receives grant of 36 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Krygier Christopher D reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier received a grant of 36 restricted stock units on common stock. Each RSU is the economic equivalent of one share of Global Water Resources common stock and becomes exercisable upon vesting. Following this compensation-related award, Krygier directly holds 10,404 derivative securities tied to common shares.

Positive

  • None.

Negative

  • None.
Insider Krygier Christopher D
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 36 $0.00 --
Holdings After Transaction: Restricted Stock Units — 10,404 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are exercisable at time of vesting and do not have a set expiration date.
RSUs granted 36 units Grant of restricted stock units on common stock
Grant price per RSU $0.00 per unit Equity compensation award, not open-market purchase
Holdings after transaction 10,404 derivative securities Total direct holdings following RSU grant
Underlying common stock 36 shares Common shares underlying the new RSUs
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
economic equivalent of one share financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"
exercisable at time of vesting financial
"The RSUs are exercisable at time of vesting and do not have a set expiration date."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krygier Christopher D

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/29/2026A36 (2) (2)Common Stock36$010,404D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Global Water Resources (GWRS) report for Christopher D. Krygier?

Global Water Resources reported that COO Christopher D. Krygier received 36 restricted stock units as a grant. These RSUs are tied to the company’s common stock and represent a routine, compensation-related equity award to an executive officer.

How many restricted stock units did the GWRS COO receive in this Form 4 filing?

The COO received 36 restricted stock units in this transaction. Each RSU represents the economic equivalent of one share of Global Water Resources common stock, increasing his equity-based compensation without any cash purchase at the time of grant.

What is the value per share for the restricted stock units granted by Global Water Resources?

The restricted stock units were granted at a stated price of $0.00 per unit. This indicates they were issued as part of compensation, not bought on the open market, aligning with typical equity incentive structures for senior executives.

How many derivative securities does the GWRS COO hold after this RSU grant?

After the grant of 36 restricted stock units, the COO holds 10,404 derivative securities linked to Global Water Resources common stock. This figure reflects his total direct derivative holdings as reported in the Form 4 following the transaction.

How do the GWRS restricted stock units work for the COO’s equity compensation?

Each restricted stock unit is economically equivalent to one share of Global Water Resources common stock. The RSUs become exercisable when they vest and have no fixed expiration date, providing the executive with potential future ownership of common shares.