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Global Water Resources (GWRS) SVP receives 5 RSUs in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lenderking John Carroll reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. senior vice president of Water Resources John Carroll Lenderking received a grant of 5 restricted stock units on May 29, 2026. Each RSU is the economic equivalent of one share of common stock and vests into shares over time. Following this equity award, he directly holds 1,357 RSUs in total. This is a routine compensation-related grant and not an open-market stock purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Lenderking John Carroll
Role SVP, Water Resources
Type Security Shares Price Value
Grant/Award Restricted Stock Units 5 $0.00 --
Holdings After Transaction: Restricted Stock Units — 1,357 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are exercisable at time of vesting and do not have a set expiration date.
RSUs granted 5 units Restricted stock units granted on May 29, 2026
RSUs after grant 1,357 units Total restricted stock units directly held after transaction
Grant price per unit $0.00 per unit Reported transaction price for the RSU award
Underlying common shares 5 shares Common stock underlying the 5 RSUs granted
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
economic equivalent financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
exercisable at time of vesting financial
"The RSUs are exercisable at time of vesting and do not have a set expiration date."
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lenderking John Carroll
(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 205
(Street)
PHOENIX ARIZONA 85027
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Water Resources
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/29/2026A5 (2) (2)Common Stock5$01,357D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Global Water Resources (GWRS) report for John Carroll Lenderking?

Global Water Resources reported that SVP Water Resources John Carroll Lenderking received 5 restricted stock units on May 29, 2026. This is a stock-based compensation grant, not an open-market trade, and increases his direct RSU holdings to 1,357 units.

Is the Global Water Resources (GWRS) Form 4 transaction a stock purchase or sale?

The Form 4 transaction is not a stock purchase or sale. It records a grant of 5 restricted stock units as compensation, with a reported price of $0.00 per unit, rather than an open-market transaction involving cash.

How many restricted stock units does the GWRS executive hold after this award?

After the May 29, 2026 award, the Global Water Resources executive directly holds 1,357 restricted stock units. This total includes the 5 new RSUs granted, each representing the economic equivalent of one share of the company’s common stock.

What do the Global Water Resources (GWRS) restricted stock units represent?

Each restricted stock unit reported in the filing is the economic equivalent of one share of Global Water Resources common stock. The RSUs become exercisable at the time of vesting and do not carry a fixed expiration date according to the disclosure.

Are the Global Water Resources (GWRS) RSUs immediately exercisable or time-limited?

The restricted stock units are exercisable at the time of vesting and have no set expiration date. This means they convert into common shares when vesting conditions are met, without a preset deadline for exercise described in the disclosure.