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Global Water Resources (GWRS) VP receives new restricted stock unit grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Corwin Jonathan C. reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources, Inc. Vice President Jonathan C. Corwin received a grant of 2 restricted stock units, each equal to one share of common stock. These RSUs were awarded at no cash cost as part of equity compensation and become exercisable when they vest. Following this grant, Corwin holds a total of 678 restricted stock units directly.

Positive

  • None.

Negative

  • None.
Insider Corwin Jonathan C.
Role Vice President
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2 $0.00 --
Holdings After Transaction: Restricted Stock Units — 678 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are exercisable at time of vesting and do not have a set expiration date.
RSUs granted 2 restricted stock units Grant to Vice President Jonathan C. Corwin on 2026-05-29
RSU holdings after grant 678 restricted stock units Total direct RSU position following the reported transaction
Grant price per RSU $0.0000 per unit Equity compensation award with no cash paid at grant
Underlying common shares 2 shares Each RSU is equivalent to one share of common stock
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
grant/award acquisition financial
"transaction_action: "grant/award acquisition""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
exercisable at time of vesting financial
"The RSUs are exercisable at time of vesting and do not have a set expiration date."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Corwin Jonathan C.

(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #205

(Street)
PHOENIX ARIZONA 85027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/29/2026A2 (2) (2)Common Stock2$0678D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Global Water Resources (GWRS) report for Jonathan C. Corwin?

Global Water Resources reported that Vice President Jonathan C. Corwin received a grant of 2 restricted stock units. These RSUs are a form of equity compensation and increase his direct holdings to 678 restricted stock units tied to the company’s common stock.

How many Global Water Resources (GWRS) restricted stock units were granted in this Form 4?

The Form 4 shows a grant of 2 restricted stock units to Vice President Jonathan C. Corwin. Each unit is economically equivalent to one share of Global Water Resources common stock, increasing his total direct RSU holdings reported in this filing to 678 units.

What is the transaction code and meaning for the GWRS Form 4 RSU grant?

The transaction uses code “A,” meaning a grant, award, or other acquisition. It reflects an equity compensation grant of 2 restricted stock units to Vice President Jonathan C. Corwin, rather than an open-market purchase or sale of Global Water Resources common stock.

At what price were the Global Water Resources (GWRS) restricted stock units granted?

The restricted stock units were granted at a stated price of $0.0000 per unit. This indicates the RSUs were awarded as compensation with no cash paid by Vice President Jonathan C. Corwin at grant, typical for stock-based incentive awards in public companies.

When can the reported Global Water Resources (GWRS) RSUs be exercised?

The filing notes that the restricted stock units are exercisable at the time of vesting and have no fixed expiration date. This means Jonathan C. Corwin can receive common shares when the RSUs vest, rather than facing a specific exercise deadline afterward.

How many Global Water Resources (GWRS) restricted stock units does Jonathan C. Corwin hold after this grant?

After the reported grant, Jonathan C. Corwin holds 678 restricted stock units directly. Each RSU is economically equivalent to one share of Global Water Resources common stock, so this figure represents his total RSU-based equity position disclosed in the current filing.