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Global Water Resources (GWRS) CEO receives grant of 112 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc. reported that President and CEO Ronnie L. Fleming received a grant of 112 restricted stock units on May 29, 2026. Each RSU is the economic equivalent of one share of the company’s common stock and converts into common stock upon vesting.

The RSUs are exercisable at the time of vesting and do not have a set expiration date, meaning they remain outstanding until they vest or are otherwise forfeited. Following this grant, Fleming directly holds 32,349 shares tied to these derivative awards, reflecting routine, compensation-related equity rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Fleming Ronnie L
Role President and CEO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 112 $0.00 --
Holdings After Transaction: Restricted Stock Units — 32,349 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are exercisable at time of vesting and do not have a set expiration date.
RSUs granted 112 units Restricted stock unit award on May 29, 2026
Price per RSU at grant $0.00 per unit Equity compensation, no cash paid at grant
Shares following transaction 32,349 shares Holdings reported after RSU grant
Underlying shares 112 common shares Each RSU equals one common share
Transaction code A (grant/award acquisition) Indicates compensation-related acquisition, not market trade
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") is the economic equivalent of one share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
economic equivalent financial
"Each RSU is the economic equivalent of one share of common stock"
vested financial
"The RSUs are exercisable at time of vesting and do not have a set expiration date"
derivative financial
"transaction_type: "derivative" for the RSU grant"
A derivative is a financial contract whose value depends on the price or performance of another asset or measure — for example a stock, index, interest rate, commodity, or currency. Investors use derivatives like insurance or leveraged bets to hedge risk, speculate, or gain exposure without owning the underlying asset; they can protect portfolios but also amplify losses and introduce counterparty and market risk.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fleming Ronnie L
(Last)(First)(Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVENUE #205
(Street)
PHOENIX ARIZONA 85027
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/29/2026A112 (2) (2)Common Stock112$032,349D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are exercisable at time of vesting and do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Global Water Resources (GWRS) disclose in this Form 4 filing?

Global Water Resources disclosed that its President and CEO Ronnie L. Fleming received 112 restricted stock units. These units are part of equity-based compensation and represent future rights to receive common shares once vesting conditions are met.

How many restricted stock units did the GWRS CEO receive in this transaction?

Ronnie L. Fleming received 112 restricted stock units in this transaction. The grant is classified as a derivative award with no cash paid per unit, reflecting stock-based compensation rather than an open-market purchase of Global Water Resources shares.

What do the restricted stock units for Global Water Resources (GWRS) represent?

Each restricted stock unit is the economic equivalent of one share of Global Water Resources common stock. When the units vest, they can be settled in common shares, aligning executive compensation with shareholder value without requiring a purchase price at grant.

When can the GWRS CEO’s restricted stock units be exercised?

The restricted stock units are exercisable at the time of vesting, according to the filing footnotes. They do not have a fixed expiration date, so they remain outstanding until vesting occurs or they are otherwise forfeited under the applicable award terms.

How many shares does the GWRS CEO hold after this RSU grant?

Following the grant, Ronnie L. Fleming is shown as holding 32,349 shares related to this derivative position. This figure reflects his direct holdings tied to the reported RSU award after the transaction recorded in the Form 4 filing.

Is this GWRS Form 4 transaction a market buy or sell of shares?

No, the Form 4 shows a grant of 112 restricted stock units, not an open-market trade. The transaction is coded as an award acquisition, meaning it is compensation-related rather than a discretionary purchase or sale of Global Water Resources common stock.