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Global Water Resources, Inc. (GWRS) director granted 49 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc. director Brett Huckelbridge received 49 restricted stock units (RSUs) on January 30, 2026. Each RSU is equal in value to one share of the company’s common stock and was granted at a price of $0 per unit.

The RSUs are fully vested immediately upon grant but can only be redeemed once Huckelbridge ceases to be a director. After this award, he beneficially owns 11,778 derivative securities in the form of RSUs, held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huckelbridge Brett

(Last) (First) (Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX AZ 85027

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/30/2026 A 49 (2) (2) Common Stock 49 $0 11,778 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did GWRS director Brett Huckelbridge report on this Form 4?

Brett Huckelbridge reported receiving 49 restricted stock units (RSUs) of Global Water Resources, Inc. on January 30, 2026. These derivative securities were granted at $0 per unit and are the economic equivalent of 49 shares of common stock.

How many Global Water Resources (GWRS) RSUs does Brett Huckelbridge own after this transaction?

After this transaction, Brett Huckelbridge beneficially owns 11,778 restricted stock units (RSUs) of Global Water Resources, Inc. All of these RSUs are held directly and each unit represents the economic equivalent of one share of common stock.

Are the 49 GWRS restricted stock units granted to Brett Huckelbridge vested?

Yes, the 49 restricted stock units granted to Brett Huckelbridge are fully vested upon grant. Although vested, they can only be redeemed when he ceases to be a director, as outlined in the company’s omnibus plans referenced in its latest Form 10-K.

What does each Global Water Resources RSU granted to Brett Huckelbridge represent?

Each restricted stock unit (RSU) granted to Brett Huckelbridge is the economic equivalent of one share of Global Water Resources, Inc. common stock. This means the value of each unit tracks the value of a single common share of the company.

When can Brett Huckelbridge redeem his Global Water Resources RSUs?

Brett Huckelbridge may redeem his restricted stock units only when he ceases to be a director of Global Water Resources, Inc. The specific redemption requirements are detailed in the company’s omnibus plans incorporated by reference in its most recently filed Form 10-K.

Is Brett Huckelbridge’s ownership of Global Water Resources RSUs direct or indirect?

Brett Huckelbridge’s ownership of 11,778 restricted stock units in Global Water Resources, Inc. is reported as direct. The Form 4 does not describe any intermediary entities, and no footnote indicates that another party holds voting or investment power over these RSUs.

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