STOCK TITAN

Global Water (GWRS) COO receives 15 fully vested restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Global Water Resources, Inc.’s Chief Operating Officer, Christopher D. Krygier, reported an equity grant in a Form 4 filing. On 01/30/2026, he received 15 restricted stock units at a price of $0 per unit, each representing one share of common stock.

The restricted stock units are fully vested upon grant and immediately exercisable, with no set expiration date. Following this award, Krygier beneficially owns 4,986 derivative securities in the form of restricted stock units, all held directly.

Positive

  • None.

Negative

  • None.
Insider Krygier Christopher D
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 15 $0.00 --
Holdings After Transaction: Restricted Stock Units — 4,986 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krygier Christopher D

(Last) (First) (Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N. 19TH AVENUE, SUITE 205

(Street)
PHOENIX AZ 85027

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/30/2026 A 15 (2) (2) Common Stock 15 $0 4,986 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
Remarks:
/s/ Suzette Prante, attorney-in-fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GWRS COO Christopher D. Krygier report in this Form 4 filing?

Christopher D. Krygier, Chief Operating Officer of Global Water Resources, Inc., reported receiving 15 restricted stock units on 01/30/2026. Each unit is the economic equivalent of one share of common stock and was granted at a price of $0 per unit.

How many restricted stock units did the GWRS COO receive and when?

The GWRS Chief Operating Officer received 15 restricted stock units on 01/30/2026. These units were granted at a price of $0 per unit and are fully vested upon grant, providing immediate economic exposure to 15 shares of Global Water Resources, Inc. common stock.

What is a restricted stock unit in the context of Global Water Resources (GWRS)?

For Global Water Resources, each restricted stock unit is the economic equivalent of one share of its common stock. In this filing, the RSUs granted to the COO are fully vested immediately and do not have a set expiration date, functioning as equity-based compensation.

Are the GWRS COO’s newly reported RSUs vested and exercisable?

Yes. The restricted stock units granted to the Global Water Resources COO are fully vested upon grant and immediately exercisable. The filing also specifies that these RSUs do not have a set expiration date, making them a continuing equity interest tied to the company’s common stock.

How many derivative securities does the GWRS COO own after this RSU grant?

After receiving the 15 restricted stock units, the Global Water Resources COO beneficially owns 4,986 derivative securities. These holdings, all in the form of restricted stock units, are reported as being held directly by the executive following the 01/30/2026 transaction.

What is the reported ownership form of the GWRS COO’s RSUs in this filing?

The filing shows that the Global Water Resources COO’s restricted stock units are held with direct ownership. There is no indication of indirect ownership through another entity, and no footnote states any limitation on his voting or investment authority over these derivative securities.